BRITISH
& AMERICAN LITERATURE
"1984" GEORGE ORWELL
Context
George Orwell was primarily a political novelist; 1984 was his masterpiece.
Born Eric Blair in India in 1903, Orwell was educated as a scholarship
student at prestigious boarding schools in England. Because of his family
background--he famously described his family as "lower-upper-middle
class"--he never quite fit in, and felt oppressed and outraged by the
dictatorial control the schools exercised over their students' lives.
After graduating from Eton, Orwell decided to forego college in order
to work as a British Imperial Policeman in Burma. He hated his life
in Burma, where he was required to enforce the strict laws of a political
regime he despised. His failing health, which troubled him throughout
his life, caused him to be sent back to England on convalescent leave;
in England, he quit the Imperial Police and dedicated himself to becoming
a writer.
Inspired by Jack London, Orwell bought ragged clothes from a second-hand
store and went to live among the very poor in London; he published a
book about the experience. Later, he lived among destitute coal miners
in northern England, an experience that caused him to subscribe to democratic
socialism. He traveled to Spain in 1936 to cover the Spanish Civil War,
where he witnessed firsthand Fascism's nightmarish atrocities. The rise
to power of dictators such as Adolf Hitler in Germany and Joseph Stalin
in the Soviet Union inspired Orwell's mounting hatred of totalitarianism
and political authority, and he began to devote himself to writing more
politically charged novels, first in Animal Farm in 1944, then in 1984
in 1949.
1984 is Orwell's most perfect novel, and it remains one of the most
powerful warnings ever made against the dangers of a totalitarian society.
In Spain, Germany, and Russia, Orwell had seen for himself the peril
of absolute political authority in an age of advanced technology; he
illustrated that peril harshly in 1984. Along with Aldous Huxley's Brave
New World, Orwell's book is the most famous member of the genre of the
negative utopian novel. In a utopian novel, the writer aims to portray
the perfect human society; in a novel of negative utopia, the goal is
the exact opposite--to show the worst human society imaginable, and
to convince readers to avoid any path that might lead toward such societal
degradation.
Orwell succeeded dazzlingly, and terrifyingly. In the world of 1949,
at the dawn of the nuclear age, before the television had become a fixture
in the family home, Orwell's world of post-atomic dictatorship--in which
every individual is ceaselessly monitored through the telescreen--seemed
just possible enough to terrify. And that Orwell postulated such a society
only 35 years into the future, in 1984, made the horror caused by the
novel seem more relevant and more real.
Of course, the year 1984 has come and gone, and the world Orwell describes
has not materialized in England or America. But just as it did in 1949,
the novel remains just relevant enough to frighten, just accurate enough
to feel possible. In the novel, for instance, war is used as a device
for political manipulation on television--a concept presented strikingly
in the recent film Wag the Dog. In the novel, historical records are
rewritten to match the political ideology of the ruling Party--a technique
used as recently as a decade ago by the Soviet Union, and still common
in some parts of the world. The year 1984 may have passed, but the warning
of Orwell's novel remains important; the world has not completely escaped
from the dystopian dangers Orwell describes.
Characters
Winston Smith - A minor member of the ruling Party in near-future London,
Winston Smith is a thin, frail, 39 year-old man who wears blue Party
coveralls. Winston is sick of the Party's rigid control over his life
and world, and begins trying to rebel against the Party--writing defiant
thoughts in a secret diary and starting an illegal affair with Julia.
Winston is a fatalist, harboring no illusions about his chances of rebelling
successfully: the moment he begins to write in his diary, he knows he
has condemned himself to death at the hands of the thought police. Even
as he joins the legendary anti-Party order called the Brotherhood, Winston
considers himself a dead man.
Julia - Winston's lover, a beautiful dark-haired girl working in the
Fiction Department at the Ministry of Truth. Julia enjoys sex, and claims
to have had affairs with dozens of Party members. Where Winston is contemplative
and fatalistic, Julia is pragmatic and optimistic--she plans their affair,
explains to Winston why the Party prohibits sex, and is content to rebel
in small ways, for her own enjoyment, without worrying about the overall
social order. Unlike Winston, Julia is content to accept the world as
it is; also unlike Winston, she believes she can lead a relatively happy
life as long as she plans carefully and tempers her rebellious activities.
O'Brien - A mysterious, powerful, and sophisticated member of the Inner
Party whom Winston believes is a member of the Brotherhood. Throughout
the novel, Winston is obsessed with O'Brien, dreaming he will meet him
one day in "the place where there is no darkness." O'Brien secretly
contacts Winston and inducts him into the Brotherhood, but appears later
at the Ministry of Love to oversee Winston's torture--apparently, he
was on the side of the Party all along, though his history and his motives
remain mysterious, as does the Brotherhood's existence. It might be
real or it might be an invention used by the Party to trap the rebellious.
When Winston asks O'Brien in the Ministry of Love whether he has been
caught, O'Brien says "They got me long ago," suggesting a rebellious
past that may confirm Winston's belief in the Brotherhood.
Big Brother - Though he never appears in the novel, and though he may
not actually exist, Big Brother is nevertheless extremely important
to the book as the perceived dictator of Oceania. Winston seems to remember
Big Brother coming to power around the time of the revolution in 1960,
but now the official histories record Big Brother's exploits as far
back as the '30s. Everywhere Winston looks he sees posters of Big Brother's
face bearing the message BIG BROTHER IS WATCHING YOU. Big Brother's
face is stamped on coins and broadcast on the telescreen; it haunts
Winston's life and fills him with hatred and fascination. At the end
of the novel, after being tortured and brainwashed into accepting the
Party's authority, Winston realizes that he has learned to love Big
Brother, a sign of how effective the Party's methods have been in "healing"
Winston's rebellious nature.
Mr. Charrington - A kindly old man who runs a second-hand store in the
prole district. Winston buys his diary at Mr. Charrington's store, and
also buys a paperweight there that becomes very important to him. Mr.
Charrington seems to share Winston's interest in the past; he even shows
Winston the room above his shop, which has no telescreen, only an old
picture of St. Clement's church. Winston later rents this room for his
affair with Julia. Of course, neither the room nor Mr. Charrington are,
as they seem: a telescreen is hidden behind the picture of the church,
and Mr. Charrington himself is a member of the Thought Police.
Syme - An intelligent and outgoing little man who works with Winston
at the Ministry of Truth. Syme specializes in language; as the novel
opens, he is working on a new edition of the Newspeak dictionary. Winston
thinks that Syme is too intelligent to stay in the Party's favor, and
sure enough, he disappears shortly before Hate Week.
Parsons - A fat, obnoxious, dull Party member who lives near Winston
and works at the Ministry of Truth. Parsons is in charge of decorating
for Hate Week, and solicits a contribution from Winston. He has a dull
wife and a group of suspicious, ill-mannered children, who eventually
turn him in for thoughtcrime. Winston later encounters Parsons at the
Ministry of Love, where they briefly share a cell.
Emmanuel Goldstein - Another figure who exerts an influence on the novel
without ever appearing in it. According to the Party, Goldstein is the
legendary leader of the Brotherhood. He seems to have been a Party leader
who fell out of favor with the regime; in any case, the Party trumpets
him as the most dangerous and treacherous man in Oceania. O'Brien gives
Winston a book that is supposedly Goldstein's manifesto for the Brotherhood;
later, in the Ministry of Love, Winston learns that O'Brien himself
wrote the book.
Summary
Winston Smith is an insignificant member of the ruling Party in London,
in the nation of Oceania. Everywhere Winston goes, even his own home,
he is watched through telescreens, and everywhere he looks he sees the
face of the Party's omniscient leader, a figure known only as Big Brother.
The Party controls everything, even the people's history and language:
The Party is currently forcing the implementation of an invented language
called Newspeak, which attempts to prevent political rebellion by eliminating
all words related to it. Even thinking rebellious thoughts is illegal--
thoughtcrime is the worst crime of all.
As the novel opens, Winston feels frustrated by the oppression and rigid
control of the Party, which prohibits free thought, sex, and any expression
of individuality. Winston has illegally purchased a diary in which to
write his criminal thoughts, and has become fixated on a powerful Party
member named O'Brien, whom Winston believes is a secret member of the
Brotherhood, the legendary group that works to overthrow the Party.
Winston works in the Ministry of Truth, where he alters historical records
to fit the needs of the Party. He notices a co-worker, a beautiful dark-haired
girl, staring at him, and worries that she is an informant who will
turn him in for his thoughtcrime. He worries about the Party's control
of history: it claims Oceania has always been allied with Eastasia in
a war against Eurasia, but Winston seems to recall a time when this
wasn't true; the Party also claims that Emmanuel Goldstein, the leader
of the Brotherhood, is the most dangerous man alive, but Winston doubts
the claim. He spends his evenings wandering through the poorest neighborhoods
in London, where the proletarians, or proles, live relatively free of
Party monitoring.
One day, Winston receives a note from the dark-haired girl that reads,
"I love you." Her name is Julia, and they begin a covert affair, always
on the lookout for signs of Party monitoring; they rent a room above
the second-hand store in the prole district where Winston bought the
diary. Finally, he receives the message he has been waiting for: O'Brien
wants to see him.
O'Brien indoctrinates Winston and Julia into the Brotherhood, and gives
Winston a copy of Emmanuel Goldstein's book. Winston reads the book
to Julia in the room above the store, but suddenly soldiers barge in
and seize them; the proprietor of the store has been a member of the
Thought Police all along. Torn away from Julia and taken to a place
called the Ministry of Love, Winston finds that O'Brien is a Party spy
as well; O'Brien spends months torturing and brainwashing Winston, finally
sending him to the dreaded Room 101. Here, O'Brien straps a cage full
of rats onto Winston's head and prepares to allow the rats to eat his
face. Winston snaps, pleading with O'Brien to do it to Julia, not to
him. His spirit broken, Winston has been fully brainwashed and is released
to the outside world. He meets Julia, but no longer feels anything for
her. Winston has accepted the Party entirely. He has learned to love
Big Brother.
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"A FAREWELL TO ARMS" E.HEMINGWAY
Author
Ernest Hemingway was born in Oak Park, Illinois, in the summer of 1899.
As a young man, he left home to become a newspaper writer in Kansas
City. Early in 1918, he joined the Italian Red Cross and became an ambulance
driver in Italy, serving in the battlefield in the First World War,
in which the Italians allied with the British, the French, and the Americans,
against Germany and Austria-Hungary. In Italy, he observed the carnage
and the brutality of the Great War firsthand. On July 8, 1918, a trench
mortar shell struck him while he crouched beyond the front lines with
three Italian soldiers. Though Hemingway embellished the story of his
wounding over the years, this much is certain: He was transferred to
a hospital in Milan, where he fell in love with a Red Cross nurse named
Agnes von Kurowsky. Scholars are divided over Agnes' role in Hemingway's
life and writing, but there is little doubt that his affair with her
provided the background for A Farewell to Arms, which many critics consider
to be Hemingway's greatest novel.
Published in 1929, A Farewell to Arms tells the story of Frederic Henry,
a young American ambulance driver and first lieutenant ("Tenente") in
the Italian army. Hit in the leg by a trench mortar shell in the fighting
between Italy and Austria-Hungary, Henry is transferred to a hospital
in Milan, where he falls in love with an English Red Cross nurse named
Catherine Barkley. The similarities to Hemingway's own life are obvious.
After the war, when he had published several novels and become a famous
writer, Hemingway claimed that the account of Henry's wounding in A
Farewell to Arms was the most accurate version of his own wounding he
had ever written. Hemingway's life certainly gave the novel a trenchant
urgency, and its similarity to his own experience no doubt helped him
refine the terse, realistic, descriptive style for which he became famous
and which made him one of the most influential American writers of the
twentieth century.
Characters
Frederic Henry - The novel's protagonist. A young American ambulance
driver in the Italian army during the First World War, Henry is disciplined
and courageous but feels detached from life. When introduced to Catherine
Barkley, Henry discovers a capacity for love he had not known he possessed,
and he begins a process of development that culminates with his desertion
of the Italian army. Throughout the novel, the Italian soldiers under
Henry's command call him "Tenente"--the Italian word for "lieutenant."
Catherine Barkley - An English nurse who falls in love with Frederic
Henry. Catherine's fiance was killed in the battle of the Somme before
she met Henry. Catherine has cast aside conventional social values and
lives according to her own values, devoting herself wholly to her love
for Henry. Her long, beautiful hair is her most distinctive physical
feature.
Rinaldi - Frederic's friend an Italian surgeon. Mischievous and wry,
Rinaldi is nevertheless a passionate and skilled doctor. Rinaldi makes
a practice of always being in love with a beautiful woman, and at the
beginning of the novel he is attracted to Catherine Barkley; Rinaldi's
infatuation causes him to introduce Frederic and Catherine to one another.
Helen Ferguson - A friend of Catherine's. Though she remains fond of
the lovers and helps them, Helen is much more committed to social convention
than Henry and Catherine; she vocally disapproves of their "immoral"
love affair.
Miss Gage - An American nurse. Miss Gage becomes a friend to both Catherine
and Henry--in fact, she may be in love with Henry. Unlike Helen Ferguson,
she sets aside conventional social values to support their love affair.
Miss Van Campen - The superintendent of nurses at the American hospital
where Catherine works. Miss Van Campen is strict, cold, and unlikable;
she is obsessed with rules and regulations and has no patience for or
interest in individual feelings.
Dr. Valentini - An Italian surgeon who comes to the American hospital.
Self-assured and confident, Dr. Valentini is also a highly talented
surgeon. Frederic Henry takes an immediate liking to him.
Count Greffi - A spry 94-year-old nobleman. Henry knows Count Greffi
from his time in Stresa, and the two play billiards together toward
the end of the novel. Despite his advanced age, the count is intelligent,
disciplined, and fully committed to life.
Summary
Frederic Henry, a young American ambulance driver with the Italian army
in World War I, meets a beautiful English nurse named Catherine Barkley
near the front between Italy and Austria-Hungary. At first Henry's relationship
with Catherine is an elaborate game based on his attempt to seduce her,
but when he is wounded and sent to the American hospital where Catherine
works, their relationship progresses and they begin a passionate affair.
After his convalescence in the hospital, Henry returns to the war front.
During a massive retreat from the Austrians and Germans, the Italian
forces become disordered and chaotic. Henry is forced to shoot an engineer
sergeant under his command and, in the confusion, is arrested by the
Italian military police for the crime of not being Italian. Disgusted
with the army and facing death at the hands of the battle police, Henry
decides he has had enough of war; he dives into the river to escape.
After swimming to safety, Henry boards a train and reunites with Catherine--now
pregnant with Henry's child--in Stresa. With the help of an Italian
bartender, they escape to Switzerland and attempt to put the war behind
them forever. They spend a happy time together in Switzerland and plan
to marry after the baby is born. When Catherine goes into labor, however,
things go terribly wrong: the doctor announces that her pelvis is too
narrow to deliver the baby. He attempts an unsuccessful Caesarian section,
and Catherine dies in childbirth. To Henry, her dead body is like a
statue; he walks back to his hotel without finding a way to say good-bye.
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"A PORTRAIT OF THE ARTIST AS A YOUNG MAN" J.JOYCE
Author
James Joyce was born on February 2, 1882, in the town of Rathgar, near
Dublin, Ireland. He was the oldest of ten children, the son of a well-meaning
but financially inept father and a solemn, pious mother. His parents
managed to scrape together enough money to send their talented son to
the Clongowes Wood College, a prestigious boarding school, and then
to the less-expensive Belvedere College, where Joyce excelled as an
actor and a writer. Later, he attended University College in Dublin,
where he became increasingly committed to language and literature as
a champion of modernism. In 1902, Joyce left the university, and moved
to Paris, but he returned to Ireland briefly for the death of his mother
in 1903. Shortly after his mother's death, Joyce began work on the story
that would later become A Portrait of the Artist as a Young Man.
Published in serial form in 1914-15, A Portrait of the Artist as a Young
Man draws very, very heavily on details from Joyce's early life. Its
protagonist, Stephen Dedalus, is in many ways Joyce's fictional double--Joyce
had even published stories under the pseudonym "Stephen Daedalus" before
writing the novel. Like Joyce himself, Stephen is the son of an impoverished
father and a highly Catholic mother; like Joyce, he attends Clongowes
Wood, Belvedere, and University College, and like him, he struggles
with questions of faith and nationality before leaving Ireland to make
his own way as an artist. Many of the scenes from the book are fictional,
of course, but some of the most powerful are virtually autobiographical:
both the Christmas-dinner scene shortly after the death of Charles Parnell
and Stephen's first sexual experience with the Dublin prostitute accord
closely to actual experiences in Joyce's life.
After completing Portrait of the Artist in Zurich in 1915, Joyce returned
to Paris, where he wrote, over the course of the next several years,
Ulysses and Finnegans Wake. These three works, along with the story
collection Dubliners, form the core of his remarkable literary career.
He died in 1941.
Joyce was one of the great literary pioneers of the twentieth century--he
was one of the first writers to make extensive and convincing use of
a stylistic form called stream-of-consciousness, a type of writing in
which the written prose seeks to mirror the thoughts and perceptions
of particular characters, rather than rendering them in an objective,
external portrait. This technique (used in Portrait mostly during the
opening sections and in the fifth chapter) can make a prose passage
confusing to read. But with effort, the jumbled perceptions can crystallize
into a coherent and sophisticated portrayal of experience.
Characters
Stephen Dedalus - The protagonist and main character of Portrait of
the Artist as a Young Man. A sensitive, thoughtful boy, Stephen is the
son of Simon and Mary Dedalus. His large family runs into deepening
financial difficulties over the course of the book, resulting in several
moves to different parts of Ireland. They manage to send Stephen to
prestigious schools, however, and eventually to university. As he grows
up, Stephen grapples with questions of nationality, religion, family,
and sin, and finally decides to reject all socially imposed bonds and
live freely as an artist.
Simon Dedalus - Stephen's father, an impoverished former medical student
with a strong sense of Irish patriotism. Simon spends a great deal of
his time reliving past experiences, lost in his own sentimental nostalgia.
Joyce often uses Simon to symbolize the bonds imposed on Stephen by
his family and the burden of his country.
Mary Dedalus - Stephen's mother, Simon Dedalus's wife. Mary is not a
devoted Irish nationalist like her husband, but she is deeply religious
and strongly committed to the Roman Catholic faith. She is often melancholy,
and seems to have been defeated by the circumstances of her life and
her marriage.
Uncle Charles - Stephen's lively great uncle. Charles lives with Stephen's
family. During the summer, the young Stephen enjoys taking long walks
with him and listening to Charles and his father discuss the history
of both Ireland and the Dedalus family. Dante - The extremely fervent
and piously Catholic governess of the Dedalus children. Dante (whose
real name is Mrs. Riordan) becomes involved with Mr. Casey in a long
and unpleasant argument over the fate of Parnell during Christmas dinner
when Stephen is about six.
Mr. John Casey - Simon Dedalus's friend, who attends the Christmas dinner
at which young Stephen is allowed to sit with the adults for the first
time. At the dinner, Mr. Casey, like Simon a believer in Irish nationalism,
argues with Dante over the fate of Parnell.
The Dedalus Children - Though his siblings do not play a major role
in the novel, Stephen has several brothers and sisters, including Maurice,
Katey, Maggie, and Boody.
Eileen Vance - A young girl who lives near Stephen when he is a young
boy. When Stephen tells Dante that he wants to marry Eileen, Dante is
enraged, because Eileen is a Protestant. Later, Stephen remembers Eileen's
long, white hands.
Father Conmee - The rector at Clongowes Wood College, where Stephen
attends school as a young boy. Father Conmee is kind to Stephen after
Father Dolan beats the young boy with the pandybat, and promises to
resolve the matter with Father Dolan. Later, however, Stephen learns
to his humiliation that Conmee and Dolan had later laughed about the
incident with Stephen's father.
Father Dolan - The cruel prefect of studies at Clongowes Wood College,
where Stephen attends school as a young boy. Father Dolan punishes Stephen
severely in Latin class one day for not doing his lessons. Stephen says
he has been excused from lessons because of his broken glasses--which
is the truth--but Father Dolan accuses him of lying and beats his palm
with a pandybat.
Father Arnall - Stephen's stern Latin teacher at Clongowes Wood College.
He later delivers three fiery sermons at a religious retreat Stephen
attends; his fierce depiction of the torments of hell is enough to frighten
Stephen into temporarily embracing his Catholicism.
Brother Michael - The kindly monk who tends to Stephen and Athy in the
infirmary after Wells pushes Stephen into the cesspool. Brother Michael
reads the newspaper aloud to cheer up his patients, and it is from this
source that Stephen first hears about Parnell's death.
Athy - A friendly boy whom Stephen meets in the infirmary. Athy likes
Stephen because they both have unusual names ("Dedalus" being a highly
unusual last name for a young boy in Ireland). Athy's father owns and
cares for racehorses.
Wells - The bully at Clongowes Wood College. Wells taunts Stephen for
kissing his mother before he goes to bed, and one day he pushes Stephen
into the infected cesspool, causing Stephen to catch a bad fever. Wells
later apologizes, seeming to feel guilty--but he is also worried that
Stephen will report him to the priests.
Mike Flynn - A friend of Simon Dedalus's who tries, with little success,
to train Stephen to be a runner during their summer at Blackrock.
Aubrey Mills - A young boy with whom Stephen plays imaginary adventure
games at Blackrock.
Cranly - Stephen's friend at the university, to whom Stephen confides
his thoughts and feelings. Eventually, though, Cranly begins to encourage
Stephen to conform to the wishes of his family and to try harder to
fit in with his peers, advice Stephen fiercely resents.
Lynch - Stephen's friend at the university, a coarse and often unpleasantly
dry young man. Stephen explains his theory of aesthetics to Lynch in
Chapter 5.
Davin - Stephen's friend at the university. Davin comes from the Irish
provinces, and has a simple, solid nature. Stephen admires his talent
for athletics, but is repelled by his unquestioning Irish patriotism,
which Davin encourages Stephen to adopt.
McCann - A fiercely political student at the university who tries to
convince Stephen to be more concerned with politics. He is offended
when Stephen refuses to sign his petition.
Temple - A young man at the university who openly admires Stephen's
keen independence, and who tries to copy his friend's ideas and sentiments.
Emma Clere - Stephen's "beloved," the young girl to whom he is fiercely
attracted over the course of many years. Stephen does not know Emma
particularly well, and is generally too embarrassed or afraid to talk
to her, but whenever he sees her, she unleashes a powerful response
within him. His first poem ("To E----- C----- -") is to her.
Charles Stewart Parnell - Not a fictional character in the novel, but
a real Irish political leader whose death influences many characters
in Portrait. During the late nineteenth century, Parnell was the powerful
leader of the Irish National Party, and his influence seemed to promise
Irish independence from England. But when Parnell's affair with a married
woman was exposed, he was condemned by the Irish Catholic Church and
fell from grace. His fevered attempts to regain his former position
of influence led to his death from exhaustion. Many in Ireland (such
as John Casey) considered him a hero and blamed the Church for his death;
many other (such as Dante) thought the church had done the right thing
to condemn him.
Summary
Portrait of the Artist as a Young Man tells the story of Stephen Dedalus,
a boy growing up in Ireland at the end of the nineteenth century, who
gradually decides to cast off all his social, familial, and religious
constraints and live a life devoted to artistic pursuits. As a young
boy, Stephen is influenced heavily by his Catholic faith and his Irish
nationality. He attends a strict religious boarding school called Clongowes
Wood College. The death of Irish political leader Charles Stewart Parnell
becomes the subject of a furious argument over Christmas dinner.
Stephen's father Simon is inept with money, and his family sinks deeper
and deeper into debt. After a summer spent in the company of his spry
old Uncle Charles, Stephen learns that the family cannot send him back
to Clongowes. He moves to a prestigious day school called Belvedere,
where he grows to excel as a writer and as an actor in the student theater.
His first sexual experience--with a young Dublin prostitute--unleashes
a storm of guilt and shame as Stephen tries to reconcile his physical
yearnings with the stern Catholic moralism of his surroundings. On a
three-day religious retreat Stephen hears a trio of fiery sermons about
sin, judgment, and hell. Deeply shaken, the young man resolves to rededicate
himself to a life of Christian piety.
Stephen begins attending Mass every day, but his belief quickly wavers,
and--despite a talk about entering the priesthood with the director
of his school--his old religious doubts creep back in. Stephen hopes
attending the university will enable him to make some sense out of his
life. One day, Stephen learns from his sister that the family will be
moving, once again for financial reasons. Stephen goes for a walk on
the beach, where he observes a young girl wading in the tide. He is
struck by her beauty, and realizes in an epiphanic moment that to love
and desire beauty should not be a source of shame. He resolves to live
his life to the fullest, and not to be constrained by the boundaries
of his family, his nation, and his religion.
At the university, Stephen works to formulate his theories about art
while cultivating an independent existence liberated from the expectations
of his family and friends. He becomes more and more determined to remain
free from all limiting pressures, and eventually decides to leave Ireland
to escape them. Like his mythical namesake Daedalus, Stephen hopes to
build himself wings on which he can fly above all obstacles and achieve
a life as an artist.
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"A STREETCAR NAMED DESIRE" T.WILLIAMS
Author
Tennessee Williams was born Thomas Lanier Williams in Columbus, Mississippi,
in 1911. Much of his childhood was spent in St. Louis. The nickname
'Tennessee' seems to have been pinned on him in college, in reference
to his father's birthplace or his own deep Southern accent, or maybe
both. Descended from an old and prominent Tennessee family, Williams's
father worked at a shoe company and was often away from home. Williams
lived with mother, his sister Rose (who would suffer from mental illness
and later undergo a lobotomy), and his maternal grandparents.
At sixteen, Williams won $5 in a national competition for his essay,
"Can a Wife be a Good Sport?" published in Smart Set. The next year
he published his first story in Weird Tales. Soon after, he entered
the University of Missouri, where he wrote his first play. He withdrew
from the university before receiving his degree, and went to work at
his father's shoe company. After entering and dropping out of Washington
University, Williams graduated from the University of Iowa in 1938.
He continued to work on drama, receiving a Rockefeller grant and studying
play writing at The New School in Manhattan. During the early years
of World War Two, Williams worked in Hollywood as a scriptwriter.
In 1944, The Glass Menagerie opened in New York, won the prestigious
New York Critics' Circle Award, and catapulted Williams into the upper
echelon of American playwrights. Two years later, A Streetcar Named
Desire cemented his reputation, garnering another Critics' Circle and
adding a Pulitzer Prize. He would win another Critics' Circle and Pulitzer
for Cat on a Hot Tin Roof in 1955.
Tennessee Williams mined his own life for much of the pathos in his
drama. His most memorable characters (many of them complex females,
such as Blanche DuBois) contain recognizable elements of their author
or people close to him. Alcoholism, depression, thwarted desire, loneliness
in search of purpose, and insanity were all part of Williams's world.
Certainly his experience as a known homosexual in an era and culture
unfriendly to homosexuality informed his work. His setting was the South,
yet his themes were universal and compellingly enough rendered to win
him an international audience and worldwide acclaim. In later life,
as most critics agree, the quality of his work diminished. He suffered
a long period of depression after the death of his longtime partner
in 1963. Yet his writing career was long and prolific: twenty-five full-length
plays, five screenplays, over seventy one act plays, hundreds of short
stories, two novels, poetry, and a memoir. Five of his plays were made
into movies.
Williams died of choking in an alcohol-related incident in 1983.
Characters
Blanche - Stella's older sister, until recently a high school English
teacher in Laurel, Mississippi. She arrives in New Orleans a loquacious,
witty, arrogant, fragile, and ultimately crumbling figure. Blanche once
was married to and passionately in love with a tortured young man. He
killed himself after she discovered his homosexuality, and she has suffered
from guilt and regret ever since. Blanche watched parents and relatives--all
the old guard--die off, and then had to endure foreclosure on the family
estate. Cracking under the strain, or perhaps yielding to urges so long
suppressed that they now cannot be contained, Blanche engages in a series
of sexual escapades, which trigger an expulsion from her community.
In New Orleans she puts on the airs of a woman who has never known indignity,
but Stanley sees through her. Her past catches up with her and destroys
her relationship with Mitch. Stanley, as she fears he might, destroys
what's left of her. At the end of the play she is led away to an insane
asylum.
Stella Kowalski - Blanche's younger sister, with the same timeworn aristocratic
heritage, but who has jumped the sinking ship and linked her life with
lower-class vitality. Her union with Stanley is animal and spiritual,
violent but renewing. She cannot really explain it to Blanche. While
she loves her older sister, and pities her, she cannot bring herself
to believe Blanche's accusation against Stanley. Though it is agony,
she has her sister committed.
Stanley Kowalski - Stanley is the epitome of vital force. He is a man
in the flush of life, a lover of women, a worker, a fighter, new blood--a
chief male of the flock, with his tail feathers fanned and brilliant.
He is loyal to his friends, passionate to his wife, and heartlessly
cruel to Blanche.
Mitch - An army buddy, coworker, and poker buddy of Stanley. He is the
sensitive member of that crowd, perhaps because he lives with his slowly
dying mother. Mitch and Blanche are both people in need of companionship
and support. Though Mitch is of Stanley's world, and Blanche is off
in her own world, the two believe they have found an acceptable companion
in the other. Mitch woos Blanche over the course of the summer until
Stanley reveals secrets about Blanche's past.
Eunice - Stella's friend and landlady. Lives above the Kowalskis with
Steve.
Steve - Poker buddy of Stanley. Lives upstairs with Eunice.
Pablo - Poker buddy of Stanley.
A Negro Woman - Two brief appearances. She is sitting on the steps talking
to Eunice when Blanche arrives. Later, in the 'real-world-struggle-for-existence'
sequence, she rifles through a prostitute's abandoned handbag.
A Doctor - Comes to the door at the play's finale to whisk Blanche off
to an asylum. After losing a struggle with the nurse, Blanche willingly
goes with the kindly seeming doctor.
A Nurse - Comes with the doctor to collect Blanche and bring her to
an institution. A matronly, unfeminine figure with a talent for subduing
hysterical patients.
A Young Collector - A young man (seventeen, perhaps), who comes to the
door to collect for the newspaper. Blanche lusts after him but constrains
herself to flirtation and a passionate farewell kiss. The boy leaves
bewildered.
A Mexican woman - A vendor of Mexican funeral decorations who frightens
Blanche by issuing the plaintive call: Flores para los muertos. The
Mexican woman later reprises this role in the underrated comedy Quick
Change (1990), starring Bill Murray and Geena Davis.
Summary
Stanley and Stella Kowalski live on a street called Elysian Fields in
a rundown but charming section of New Orleans. They are newly married
and desperately in love. One day Stella's older sister, Blanche DuBois,
arrives to stay with them, setting up the drama's central conflict:
an emotional tug-of-war between the raw, brute sensuality of Stanley
and the fragile, crumbling gentility of Blanche. Truth is told, it is
not an even match, for Blanche is already sliding down a slippery slope.
Blanche and Stella are the last in a line of landed Southern gentry.
Stella has renounced the worn dictates of class propriety to follow
her heart and marry an uncultured blue-collar worker of Polish extraction.
Meanwhile, Blanche has played nursemaid to the old guard on its deathbed
and watched the family estate slip through her fingers into foreclosure.
Her professed values are those of an older South, of charm and wit and
chivalry, gaiety and light, appearance and code.
Blanche claims she has been given a leave of absence from her high school
teaching job to recover from a nervous breakdown. She settles in with
the Kowalskis but things do not go smoothly. Her disapproval of Stanley
and the station in life her sister Stella has chosen is obvious, though
she strives to be polite. Her feelings against Stanley are galvanized
when she witnesses him strike Stella in a fit of drunken rage. Stanley's
feelings for her are similarly hardened when he overhears her describe
him as animal-like, neolithic, and brutish. Blanche's imposition, her
airs, and her distortions of reality infuriate Stanley. He begins to
chip away at her thin veneer of armor.
Of Stella and Stanley's friends, one seems to stand above the rest in
sensitivity and grace. This is Mitch, who works at the same factory
as Stanley, and lives with his sick mother. He has no refinement, but
his native gentleness and sincerity inspire Blanche to return his affection.
The two seem to need each other. They see a great deal of one another
as the summer wears on, but Blanche places strict limits on their intimacy.
She has old-fashioned ideals and morals, she tells him. Meanwhile, Stella's
first pregnancy progresses and Stanley continues his subtle campaign
of intimidation against Blanche.
Blanche's past catches up with her. When she was younger, she fell in
love with and married a man whom she later caught in bed with another
man. When she confronted him, he killed himself for shame. This knocked
the foundations out from under her, and the subsequent poverty and emotional
hardships were too much for her. She sought solace or oblivion in the
intimacy of strangers; apparently many intimacies with many strangers,
and a disastrous affair with a seventeen-year-old student at her high
school. Blanche departed Mississippi in disgrace and arrived in New
Orleans with nowhere else to go. Stanley discovers this sordid account.
He tells Mitch and effectively ends the budding relationship. For Blanche's
birthday, Stanley presents her with a one-way bus ticket back to Mississippi.
And then, while Stella is in labor at the hospital, Stanley rapes Blanche.
Stella cannot believe the story Blanche tells her about the man she
loves. And Blanche's grasp on reality is otherwise shattered. So, with
supreme remorse, Stella has Blanche committed. In the final scene of
the play, Stella sobs in agony and the rest look on indifferently as
a doctor and a nurse lead Blanche away.
Analysis
One entry into A Streetcar Named Desire is to look at Blanche and Stanley
as polar opposites along several different, though related, axes. The
first might be Fantasy vs. Reality. Blanche clearly represents the former.
As she admits to Mitch, she wants to misrepresent things, and wants
things misrepresented to her. She lives for how things ought to be,
not how they are. She prefers magic and shadows to facing facts in bright
light. Stanley, on the other hand, is a no-nonsense, cut-to-the-chase
kind of guy. That's not to say he's dour or humorless in the least.
On the contrary, he looks for joy in life, and where he finds it he
celebrates it. But he expects, as he says, people to lay their cards
on the table. Idle chitchat, social compliments, and humoring fools
and frauds are not for him.
Blanche calls the area behind the apartment the "ghoul-haunted woodland
of Weir." "Those are the L&N tracks," Stella corrects her. Since her
husband shot himself many years ago, Blanche has been avoiding reality
in one way or another. In New Orleans, it catches up to her in the person
of Stanley Kowalski.
A similar polarity describes the question of an Old South vs. a New
South. Blanche and Stella are the last aboard the sinking ship that
is the old decadence of Southern aristocracy. Years of "epic fornications,"
as Blanche puts it, have swallowed up the material resources of the
family. All that remain are the manners and pretensions. Yet Blanche
clings to threads and imagines a world in which they are still relevant.
Stella, however, has jumped ship. She has turned her back on the decadence
and degeneration of her ancestors and married someone who would be considered
below her station, if that station were worth anything anymore. Not
coincidentally, Stanley is the child of immigrants. He works in a factory,
engaged in the industrialization of the South, in sharp contrast to
Blanche and Stella's plantation roots. He's a new breed, without breeding;
new blood for a new South in transition. But Williams portrays Stanley
as possessing a fare share of brutality--a brutality that is echoed
on a more pervasive scale in the scene with the prostitute and the drunk.
The changing world in which Stanley so perfectly fits is not necessarily
kind. The reality of the new South is that gentility is dead. A struggle
for survival has replaced it. There will be casualties; in a sense Blanche
is one of them.
Primitive and Civilized mark another set of poles. The exact terms change,
but Blanche repeatedly refers to Stanley and his world as brutish, primitive,
ape-like, rough, and uncivilized. This sort of superiority is perhaps
what offends Stanley the most. But there is something primal and brutish
about Stanley. If Stanley represents Early Man, though, Blanche's version
of civilization is one decidedly on the decline. She speaks vaguely
of art, music, and poetry as proof of progress, but in practice the
coin of her culture is manner, witty banter, snippets of French, puff
and fluff worn on the sleeve. Blanche does not give Stanley credit for
any higher feelings, but the root of Blanche's problem seems to be her
inability to reconcile herself to her own "lower" feelings.
This comparison of Primitive and Civilized leads to the issue of desire.
Blanche is the victim of a culture that has civilized itself out of
a healthy connection to its passions, to its primal and natural urges.
For her, all but a narrow realm of sex becomes illicit; love is proscribed
across boundaries of class, race, and "normal" gender relationships.
Of course, Blanche and her forebears were no less in thrall of desire,
but they had demonized it and made it taboo. Suppressed, this desire
from time to time erupted in the "epic fornications," to which Blanche
adds her own chapter. In an over-civilized society, in which desire
cannot be acknowledged, it must instead be hidden. This comes at a cost.
Blanche's ancestors paid for their lust with their wealth; Blanche pays
with her sanity.
Stanley and Stella's relationship, on the other hand, merges the dual
"primitive" elements of desire and spirituality. Their bond is animal
and spiritual, rather than intellectual or practical. If Blanche cannot
understand why her sister would enter into such a rough and tumble union,
it is because she has never reconciled her identity with her own profound
desire. The divide is too great between her aristocratic sense of self
and the "animal" urges that have at times controlled her. Instead, she
makes up a reality that conveniently ignores her own animality, her
own brutishness. She knows that a streetcar named Desire has brought
her to her present predicament, but she separates that desire from herself,
as if that wasn't really her on board. And so she presumes to look down
on Stella and Stanley, from an imagined height.
But Williams isn't simply saying Primal desire is good, civilization
is bad. Stanley is no one's prototype for the perfect man, and a relationship
in which a husband strikes his pregnant wife deserves no awards. But
desire is an ineluctable fact of life and a driving force in the lives
of Williams's characters, and Blanche's way of dealing with it--or rather,
trying not to deal with it--clearly does not work. Desire is a pole
on another of Streetcar's axes. As Blanche herself remarks, death is
its opposite. Blanche turned to sex, to intimacies with strangers, when
she could no longer bear the death that surrounded her. Her parents
died, her relatives died, and she nursed them all. What's more, she
had never recovered from the suicide of her husband. To wantonly follow
her immediate desires and detach herself from the consequences can be
seen as a sort of survival mechanism: to find a deathlike oblivion apart
from death itself. Williams the symbolist underscores the relationship
between death and desire in the very first act. Blanche: "They told
me to take a streetcar named Desire, and then transfer to one called
Cemeteries and ride six blocks and get off at--Elysian Fields!" There
you have desire, you have death, and together they lead to an oblivion
(pagan, in this case) called Elysian Fields. Unable to deal with desire,
unable to deal with death, Blanche ultimately finds a third oblivion:
dementia.
contents database
"ALL THE KING'S MEN" R.P.WARREN
Author
Robert Penn Warren was one of the twentieth century's outstanding men
of letters. He found great success as a novelist, a poet, a critic,
and a scholar, and enjoyed a career showered with acclaim. He won two
Pulitzer Prizes, was Poet Laureate of the United States, and was presented
with a Congressional Medal of Freedom. He founded the Southern Review
and was an important contributor to the New Criticism of 1930s and '40s.
Born in 1905, Warren showed his exceptional intelligence from an early
age; he attended college at Vanderbilt University, where he befriended
some of the most important contemporary figures in Southern literature,
including Allan Tate and John Crowe Ransom, and where he won a Rhodes
Scholarship to study at Oxford University in England.
During a stay in Italy, Warren wrote a verse drama called Proud Flesh,
which dealt with themes of political power and moral corruption. As
a professor at Louisiana State University, Warren had observed the rise
of Louisiana political boss Huey Long, who embodied, in many ways, the
ideas Warren tried to work into Proud Flesh. Unsatisfied with the result,
Warren began to rework his elaborate drama into a novel, set in the
contemporary South, and based in part on the person of Huey Long. The
result was All the King's Men, Warren's best and most acclaimed book.
First published in 1946, All the King's Men is one of the best literary
documents dealing with the American South during the Great Depression.
The novel won the Pulitzer Prize, and was adapted into a movie that
won an Academy Award in 1949.
All the King's Men focuses on the lives of Willie Stark, an upstart
farm boy who rises through sheer force of will to become Governor of
an unnamed Southern state during the 1930s, and Jack Burden, the novel's
narrator, a cynical scion of the state's political aristocracy who uses
his abilities as a historical researcher to help Willie blackmail and
control his enemies. The novel deals with the large question of the
responsibility individuals bear for their actions within the turmoil
of history, and it is perhaps appropriate that the impetus of the novel's
story comes partly from real historical occurrences. Jack Burden is
entirely a creation of Robert Penn Warren, but there are a number of
important parallels between Willie Stark and Huey Long, who served Louisiana
as both Governor and Senator from 1928 until his death in 1935.
Like Huey Long, Willie Stark is an uneducated farm boy who passed the
state bar exam; like Huey Long, he rises to political power in his state
by instituting liberal reform designed to help the state's poor farmers.
And like Huey Long, Willie is assassinated at the peak of his power
by a doctor--Dr. Adam Stanton in Willie's case, Dr. Carl A. Weiss in
Long's. (Unlike Willie, however, Long was assassinated after becoming
a Senator, and was in fact in the middle of challenging Franklin D.
Roosevelt for the Presidential nomination of the Democratic Party.)
Characters
Jack Burden - Willie Stark's political right-hand man, the narrator
of the novel and in many ways its protagonist. Jack comes from a prominent
family (the town he grew up in, Burden's Landing, was named for his
ancestors), and knows many of the most important people in the state.
Despite his aristocratic background, Jack allies himself with the liberal,
amoral Governor Stark, to the displeasure of his family and friends.
He uses his considerable skills as a researcher to uncover the secrets
of Willie's political enemies. Jack was once married to Lois Seager,
but has left her by the time of the novel. Jack's main characteristics
are his intelligence and his curious lack of ambition; he seems to have
no agency of his own, and for the most part he is content to take his
direction from Willie. Jack is also continually troubled by the question
of motive and responsibility in history: he quit working on his Ph.D.
thesis in history when he decided he could not comprehend Cass Mastern's
motives. He develops the Great Twitch theory to convince himself that
no one can be held responsible for anything that happens. During the
course of the novel, however, Jack rejects the Great Twitch theory and
accepts the idea of responsibility.
Willie Stark - Jack Burden's boss, who rises from poverty to become
the governor of his state and its most powerful political figure. Willie
takes control of the state through a combination of political reform
(he institutes sweeping liberal measures designed to tax the rich and
ease the burden on the state's many poor farmers) and underhanded guile
(he blackmails and bullies his enemies into submission). While Jack
is intelligent and inactive, Willie is essentially all motive power
and direction. The extent of his moral philosophy is his belief that
everyone and everything is bad, and that moral action involves making
goodness out of the badness. Willie is married to Lucy Stark, with whom
he has a son, Tom. But his voracious sexual appetite leads him into
a number of affairs, including one with Sadie Burke and one with Anne
Stanton. Willie is murdered by Adam Stanton toward the end of the novel.
Anne Stanton - Jack Burden's first love, Adam Stanton's sister, and,
for a time, Willie Stark's mistress. The daughter of Governor Stanton,
Anne is raised to believe in a strict moral code, a belief which is
threatened and nearly shattered when Jack shows her proof of her father's
wrongdoing.
Adam Stanton - A brilliant surgeon and Jack Burden's closest childhood
friend. Anne Stanton's brother. Jack persuades Adam to put aside his
moral reservations about Willie and become director of the new hospital
Willie is building, and Adam later cares for Tom Stark after his injury.
But two revelations combine to shatter Adam's worldview: he learns that
his father illegally protected Judge Irwin after he took a bribe, and
he learns that his sister has become Willie Stark's lover. Driven mad
with the knowledge, Adam assassinates Willie in the lobby of the Capitol
towards the end of the novel.
Judge Montague Irwin - A prominent citizen of Burden's Landing and a
former state Attorney General; also a friend to the Scholarly Attorney
and a father figure to Jack. When Judge Irwin supports one of Willie's
political enemies in a Senate election, Willie orders Jack to dig up
some information on the judge. Jack discovers that his old friend accepted
a bribe from the American Electric Power Company in 1913 to save his
plantation. (In return for the money, the judge dismissed a case against
the Southern Belle Fuel Company, a sister corporation to American Electric.)
When he confronts the judge with this information, the judge commits
suicide; when Jack learns of the suicide from his mother, he also learns
that Judge Irwin was his real father.
Sadie Burke - Willie Stark's secretary, and also his mistress. Sadie
has been with Willie from the beginning, and believes that she made
him what he is. Despite the fact that he is a married man, she becomes
extremely jealous of his relationships with other women, and they often
have long, passionate fights. Sadie is tough, cynical, and extremely
vulnerable; when Willie announces that he is leaving her to go back
to Lucy, she tells Tiny Duffy in a fit of rage that Willie is sleeping
with Anne Stanton. Tiny tells Adam Stanton, who assassinates Willie.
Believing herself to be responsible for Willie's death, Sadie checks
into a sanitarium.
Tiny Duffy - Lieutenant Governor of the state when Willie is assassinated.
Fat, obsequious, and untrustworthy, Tiny swallows Willie's abuse and
contempt for years, but finally tells Adam Stanton that Willie is sleeping
with Anne. When Adam murders Willie, Tiny becomes Governor. Sugar-Boy
O'Sheean - Willie Stark's driver, and also his bodyguard--Sugar-Boy
is a crack shot with a .38 special and a brilliant driver. A stuttering
Irishman, Sugar-Boy follows Willie blindly.
Lucy Stark - Willie's long-suffering wife, who is constantly disappointed
by her husband's failure to live up to her moral standards. Lucy eventually
leaves Willie to live at her sister's poultry farm. They are in the
process of reconciling when Willie is murdered.
Tom Stark - Willie's arrogant, hedonistic son, a football star for the
state university. Tom lives a life of drunkenness and promiscuity before
he breaks his neck in a football accident. Permanently paralyzed, he
dies of pneumonia shortly thereafter. Tom is accused of impregnating
Sibyl Frey, whose child is adopted by Lucy at the end of the novel.
Jack's mother - A beautiful, "famished-cheeked" woman from Arkansas,
Jack's mother is brought back to Burden's Landing by the Scholarly Attorney,
but falls in love with Judge Irwin and begins an affair with him; Jack
is a product of that affair. After the Scholarly Attorney leaves her,
she marries a succession of men (the Tycoon, the Count, the Young Executive).
Jack's realization that she is capable of love--and that she really
loved Judge Irwin--helps him put aside his cynicism at the end of the
novel.
Sam MacMurfee - Willie's main political enemy within the state's Democratic
Party, and governor before Willie. After Willie crushes him in the gubernatorial
election, MacMurfee continues to control the Fourth District, from which
he plots ways to claw his way back into power.
Ellis Burden - The man whom Jack believes to be his father for most
of the book, before learning his real father is Judge Irwin. After discovering
his wife's affair with the judge, the "Scholarly Attorney" (as Jack
characterizes him) leaves her. He moves to the state capital where he
attempts to conduct a Christian ministry for the poor and the unfortunate.
Theodore Murrell - The "Young Executive," as Jack characterizes him;
Jack's mother's husband for most of the novel.
Governor Joel Stanton - Adam and Anne's father, governor of the state
when Judge Irwin was Attorney General. Protects the judge after he takes
the bribe to save his plantation.
Hugh Miller - Willie Stark's Attorney General, an honorable man who
resigns following the Byram White scandal.
Joe Harrison - Governor of the state who sets Willie up as a dummy candidate
to split the MacMurfee vote, and thereby enables Willie's entrance onto
the political stage. When Willie learns how Harrison has treated him,
he withdraws from the race and campaigns for MacMurfee, who wins the
election. By the time Willie crushes MacMurfee in the next election,
Harrison's days of political clout are over.
Mortimer L. Littlepaugh - The man who preceded Judge Irwin as counsel
for the American Electric Power Company in the early 1900s. When Judge
Irwin took Littlepaugh's job as part of the bribe, Littlepaugh confronted
Governor Stanton about the judge's illegal activity. When the governor
protected the judge, Littlepaugh committed suicide.
Miss Lily Mae Littlepaugh - Mortimer Littlepaugh's sister, an old spiritual
medium who sells her brother's suicide note to Jack, giving him the
proof he needs about Judge Irwin and the bribe.
Gummy Larson - MacMurfee's most powerful supporter, a wealthy businessman.
Willie is forced to give Larson the building contract to the hospital
so that Larson will call MacMurfee off about the Sibyl Frey controversy,
and thereby preserve Willie's chance to go to the Senate.
Lois Seager - Jack's sexy first wife, whom he leaves when he begins
to perceive her as a person rather than simply as a machine for gratifying
his desires.
Byram B. White - The State Auditor during Willie's first term as governor.
His acceptance of graft money propels a scandal that eventually leads
to an impeachment attempt against Willie. Willie protects White and
blackmails his enemies into submission, a decision that leads to his
estrangement from Lucy and the resignation of Hugh Miller.
Hubert Coffee - A slimy MacMurfee employee who tries to bribe Adam Stanton
into giving the hospital contract to Gummy Larson.
Sibyl Frey - A young girl who accuses Tom Stark of having gotten her
pregnant; Tom alleges that Sibyl has slept with so many men, she could
not possibly know he was the father of her child.
Marvin Frey - Sibyl Frey's father, who threatens Willie with a paternity
suit. (He is being used by MacMurfee.)
Cass Mastern - The brother of Jack's grandmother. During the middle
of the nineteenth century, Cass had an affair with Annabelle Trice,
the wife of his friend Duncan. After Duncan's suicide, Annabelle sold
a slave, Phebe; Cass tried to track down Phebe, but failed. He became
an abolitionist, but fought in the Confederate Army during the Civil
War, during which he was killed. Jack tries to use his papers as the
basis of his Ph.D. dissertation, but walked away from the project when
he was unable to understand Cass Mastern's motivations.
Gilbert Mastern - Cass Mastern's wealthy brother.
Annabelle Trice - Cass Mastern's lover, the wife of Duncan Trice. When
the slave Phebe brings her Duncan's wedding ring following his suicide,
Annabelle says that she cannot bear the way Phebe looked at her, and
sells her.
Duncan Trice - Cass Mastern's hedonistic friend in Lexington, Annabelle
Trice's husband. When he learns that Cass has had an affair with Annabelle,
Duncan takes off his wedding ring and shoots himself.
Phebe - The slave who brings Annabelle Trice her husband's wedding ring
following his suicide. As a result, Annabelle sells her.
Summary
All the King's Men is the story of the rise and fall of a political
titan in the Deep South during the 1930s. Willie Stark rises from hardscrabble
poverty to become governor of his state and its most powerful political
figure; he blackmails and bullies his enemies into submission, and institutes
a radical series of liberal reforms designed to tax the rich and ease
the burden of the state's poor farmers. He is beset with enemies--most
notably Sam MacMurfee, a defeated former governor who constantly searches
for ways to undermine Willie's power--and surrounded by a rough mix
of political allies and hired thugs, from the bodyguard Sugar-Boy O'Sheean
to the fat, obsequious Tiny Duffy.
All the King's Men is also the story of Jack Burden, the scion of one
of the state's aristocratic dynasties, who turns his back on his genteel
upbringing and becomes Willie Stark's right-hand man. Jack uses his
considerable talents as a historical researcher to dig up the unpleasant
secrets of Willie's enemies, which are then used for purposes of blackmail.
Cynical and lacking in ambition, Jack has walked away from many of his
past interests--he left his dissertation in American History unfinished,
and never managed to marry his first love, Anne Stanton, the daughter
of a former governor of the state.
When Willie asks Jack to look for skeletons in the closet of Judge Irwin,
a father figure from Jack's childhood, Jack is forced to confront his
ideas concerning consequence, responsibility, and motivation. He discovers
that Judge Irwin accepted a bribe, and that Governor Stanton covered
it up; the resulting blackmail attempt leads to Judge Irwin's suicide.
It also leads to Adam Stanton's decision to accept the position of director
of the new hospital Willie is building, and leads Anne to begin an affair
with Willie. When Adam learns of the affair, he murders Willie in a
rage, and Jack leaves politics forever.
Willie's death and the circumstances in which it occurs force Jack to
rethink his desperate belief that no individual can ever be responsible
for the consequences of any action within the chaos and tumult of history
and time. Jack marries Anne Stanton and begins working on a book about
Cass Mastern, the man whose papers he had once tried to use as the source
for his failed dissertation in American History.
contents database
"THE ANIMAL FARM" GEORGE ORWELL
Author
George Orwell was the pen name of Eric Blair, a British political novelist
and essayist that lived during the first half of the twentieth century.
Born to British colonists in Bengal, India, Orwell was educated at Eton,
an elite school in England. His painful experiences with snobbishness
and social elitism at Eton made him deeply suspicious of the entrenched
class system in English society. Orwell became a socialist, but unlike
many British socialists in the early years of the Soviet Union, Orwell
did not hope for the success of the Soviet Union or consider it a representative
socialist society. He could not turn a blind eye to the cruelties and
hypocrisies of the totalitarian Communism that subsumed the Russian
government under the dictatorial reign of Joseph Stalin. Orwell became
a vicious critic of both capitalism and Communism, and though he was
a dedicated socialist, he is remembered today chiefly as an advocate
of freedom and a committed opponent of Communist oppression; his two
greatest anti-Communist novels, Animal Farm and 1984, are the works
on which his reputation rests. Orwell died in 1950, only three years
after the completion of 1984.
1984 is a dystopian novel, which attacks the idea of totalitarian Communism
(a political system in which one ruling political party plans and controls
the collective social action of a nation) by painting a terrifying picture
of a world under its control. Animal Farm, written in 1945, is much
shorter, and in some ways much simpler: written as a "fairy story" in
the style of Aesop's fables, it tells the history of Soviet Communism
as a fable taking place among farm animals on a single English farm.
Certain animals are based directly on Communist leaders in Russia (Napoleon
and Snowball are based on Joseph Stalin and Leon Trotsky, for instance).
Orwell carries out this reduction of the massive history of the Russian
Revolution to a short, ugly fable about farm animals for a number of
aesthetic and political reasons; in understanding these reasons, it
is helpful to know at least the rudiments of Soviet history under Communism,
beginning with the October Revolution of 1917.
In February 1917, Czar Nicholas II, the monarch of Russia, had abdicated,
and Alexander Kerensky became premier; at the end of October (November
7 on current calendars), Kerensky was ousted, and Vladimir Lenin, the
architect of the Revolution, became Chief Commissar. Almost immediately,
as wars raged on virtually every Russian front, Lenin's chief allies
began jockeying for power in the newly formed state; the most influential
included Joseph Stalin, Leon Trotsky, Gregory Zinoviev, and Lev Kamenev.
Trotsky and Stalin in particular emerged as the most likely heirs of
Lenin's vast power. Trotsky was a popular and charismatic leader, famous
for his impassioned speeches, while the taciturn Stalin preferred to
consolidate his power behind the scenes. After Lenin's death in 1924,
Stalin orchestrated an alliance against Trotsky between himself, Zinoviev,
and Kaminev; in the following years, Stalin became the unquestioned
dictator of the Soviet Union, while Trotsky was expelled first from
Moscow, then from the Communist Party, and finally from Russia altogether.
Permanently exiled in 1936, Trotsky fled to Mexico, where he was assassinated
on Stalin's orders in 1940.
In 1934, Stalin's ally Serge Kirov was assassinated in Leningrad, prompting
Stalin to begin his infamous purges of the Communist party. Holding
show trials whose outcomes were already decided, Stalin had his enemies
denounced and executed as enemies of the people, and as participants
in Trotskyist or anti- Stalinist conspiracies. As Communist economic
planning faltered and failed, violence, fear, and starvation swept across
Russia. Stalin used his former opponent as a tool to help keep the suffering
populace docile under his rule: Trotsky became a common national enemy,
a frightening specter used to conjure even worse eventualities than
the current one, and a ready-made excuse for Stalin to use in eliminating
his enemies from the Communist Party.
These and many other developments in Soviet history before 1945 have
direct parallels in Animal Farm: the pig Napoleon ousts the pig Snowball
from the farm, and after the windmill collapses he uses Snowball in
his purges just as Stalin used Trotsky; Napoleon becomes a dictator,
while Snowball is never heard from again. Orwell was inspired to write
Animal Farm in part by his experiences in a Trotskyist outfit during
the Spanish Civil War, and Snowball certainly receives a more sympathetic
portrayal than Napoleon. But though Animal Farm was written as a specific
attack against a specific government, its general themes of oppression,
suffering, and injustice have far broader application, and today the
book is recognized as a powerful attack on any political, rhetorical,
or military powers which seek unjustly to control human beings.
Characters
Napoleon - The pig who emerges as the leader of Animal Farm after the
Rebellion. Based on the figure of Joseph Stalin, Napoleon uses military
force (his nine loyal attack dogs) to have Snowball expelled from the
farm, then proceeds to consolidate and expand his power. By the end
of the novel, he is an uncontested dictator who walks on two feet and
carries a whip, and the animals are no longer able to tell the difference
between him and a human being.
Snowball - The pig who challenges Napoleon for control of Animal Farm
after the Rebellion, based on the figure of Leon Trotsky. Intelligent,
passionate, and eloquent where Napoleon is crafty, subtle, and manipulative,
Snowball seems to cement his power over the issue of the windmill; but
just as his speech seems poised to sway the vote, Napoleon's attack
dogs make their first appearance and chase him from the farm. Snowball
is never heard from again, though Napoleon continues to use him a specter
in his show trials and purges, and to blame anything that goes wrong
on the farm on Snowball's secret and malign influence.
Boxer - The great carthorse whose incredible strength, dedication, and
loyalty enable the early prosperity of Animal Farm and the later completion
of the windmill. Beloved of all the animals, Boxer is slow-witted, and
naively decides to trust the pigs to make all his decisions for him;
his two mottoes are "I will work harder" and "Napoleon is always right."
Boxer is injured in a late battle with Mr. Frederick's forces, and falls
while working on the windmill shortly after that. His usefulness exhausted,
he is betrayed by Napoleon, who sells him to a glue-maker for money
to buy a crate of whisky.
Squealer - The pig who spreads Napoleon's propaganda among the other
animals, justifying the pigs' monopolization of resources and spreading
false statistics that supposedly prove that the farm is thriving and
prosperous. Orwell uses the figure of Squealer to explore the ways in
which rhetoric and language can be twisted and manipulated into an instrument
of social control.
Old Major - The prize-winning boar that has the first great vision of
a socialist utopia for animals, beginning the fervor that leads to the
Rebellion. Old Major dies three days after he tells the animals of his
vision and teaches them the song "Beasts of England," leaving Snowball
and Napoleon to struggle for control of his legacy.
Moses - The tame raven who spreads stories of Sugarcandy Mountain, the
paradise to which animals are supposed to go when they die. A minor
figure in Animal Farm, Orwell uses Moses to explore the interactions
between Communism and religion.
Clover - The good-hearted female carthorse, Boxer's close friend. Clover
often suspects the pigs of violating one or another of the Seven Commandments,
but whenever she has Muriel read the commandment to her, there is always
more to it than she remembered. The pigs, of course, simply change the
commandments to suit their desires, but Clover does not suspect them.
Mollie - The vain, flighty mare who pulls Mr. Jones's carriage. Mollie
loves ribbons in her mane and attention from human beings, and has a
difficult time with her new life on Animal Farm. She eventually runs
away and becomes a carriage-horse for a new master.
Old Benjamin - The long-lived donkey who refuses to become excited by
the Rebellion, assuming that life will be unpleasant no matter who is
in charge.
Muriel - The white goat who reads the Seven Commandments to Clover whenever
she suspects the pigs of violating one of them.
Mr. Jones - The drunken farmer who runs the Manor Farm before the animals
stage their Rebellion and establish Animal Farm.
Mr. Frederick - The tough, shrewd operator of Pinchfield, a neighboring
farm. Mr. Frederick betrays Napoleon by giving him forged bank notes
for a pile of lumber and then attacking the farm with his men. His men
dynamite the newly completed windmill into oblivion.
Mr. Pilkington - The easy-going gentleman farmer who runs Foxwood, a
neighborhing farm. Mr. Pilkington is Mr. Frederick's bitter enemy, and
attends Napoleon's dinner at the end of the novel.
Mr. Whymper - The human solicitor whom Napoleon hires to represent Animal
Farm among human beings.
Jessie and Bluebell - Two dogs, each of whom give birth early in the
novel. In the interest of "education", Napoleon takes their puppies,
who reappear later as an army of slavishly loyal attack dogs.
Minimus - The poet pig who writes verse about Napoleon, and who pens
the song "Animal Farm, Animal Farm" to replace "Beasts of England."
Summary
Old Major, the prize-winning boar, gathers the animals of the Manor
Farm together for a meeting in the big barn. He tells them of a dream
he has had, in which all animals lived together in a communal paradise
with no human beings to oppress or control them; he tells the animals
that they must work toward such a paradise, and teaches them a song
called "Beasts of England," in which his dream vision is lyrically described.
The animals are deeply enthusiastic about Old Major's vision. When he
dies, only three days after the meeting, two younger pigs, Snowball
and Napoleon, formulate his main principles into a philosophy called
Animalism. One night the animals manage to defeat the farmer Mr. Jones
in a battle and run him off the farm. They rename it Animal Farm and
dedicate themselves to achieving Old Major's dream. In particular the
great carthorse Boxer devotes himself to the cause, taking "I will work
harder" as his maxim and committing his great strength to the prosperity
of the farm.
At first everything goes well, and there is food for all; Snowball works
at teaching the animals to read, and Napoleon takes a group of young
puppies to educate them in the principles of Animalism. The animals
defeat Mr. Jones's forces again, in what comes to be known as the Battle
of the Cowshed, and erect a monument to the event. As time passes, however,
Napoleon and Snowball are increasingly at odds, and struggle for power
and influence among the other animals. Snowball concocts a scheme to
build a windmill that could be used to generate electricity for the
animals, and Napoleon declares himself roundly opposed to it. At the
meeting to vote on whether to build the windmill, Snowball gives a passionate
speech that seems to have won the day. But Napoleon gives a strange
signal, and nine attack dogs--the puppies Napoleon has been "educating"--burst
in to the barn and attack Snowball, chasing him from the farm. Napoleon
becomes the leader of Animal Farm, and declares that there will be no
more meetings; from now on, the pigs will make all the decisions in
private--for everyone's best interest.
Napoleon changes his mind about the windmill, and the animals, especially
Boxer, devote their efforts to completing it. After a storm one night,
the windmill is found toppled. The human farmers in the area declare
smugly that the animals made the walls too thin, but Napoleon claims
that Snowball returned to the farm to sabotage the windmill. He stages
a great purge during which any animal found to be in Snowball's great
conspiracy--meaning any animal who opposes Napoleon's uncontested leadership--is
killed by the dogs. His leadership unquestioned (Boxer makes "Napoleon
is always right" his second maxim), Napoleon begins expanding his powers,
rewriting history to make Snowball a villain. Napoleon also begins to
act more and more like a human being--sleeping in a bed, drinking whisky,
and engaging in trade with neighboring farmers. His propagandist, the
pig Squealer, justifies every action to the common animals, convincing
them that Napoleon is a great leader--this despite the fact that they
are cold, hungry, overworked, and miserable.
Mr. Frederick, a neighboring farmer, cheats Napoleon in the purchase
of some timber, and then attacks the farm and dynamites the windmill,
now rebuilt. After the windmill explodes a pitched battle ensues, during
which Boxer is badly wounded. The animals rout the farmers, but Boxer
is weakened, and when he falls while working on the windmill not long
after the battle the outlook is grim. Napoleon sells his most loyal
worker to a glue-maker for whisky money, while claiming to have sent
him to a human hospital, where, according to Squealer, he died in peace.
Years pass on Animal Farm, and the pigs become more and more like human
beings-- walking upright, carrying whips, and wearing clothes. Eventually
the seven principles of Animalism, known as the Seven Commandments and
inscribed on the side of the barn, are replaced with a single principle
reading "ALL ANIMALS ARE EQUAL, BUT SOME ANIMALS ARE MORE EQUAL THAN
OTHERS." Napoleon entertains Mr. Pilkington, a human farmer, at a dinner,
and declares his intent to change the name of Animal Farm back to The
Manor Farm. Looking in at the party through the farmhouse window, the
common animals are unable to tell who are the pigs and who are the human
beings.
Analysis
Animal Farm is a simple story with a complex field of reference, an
Aesopian fable that viciously attacks the history and rhetoric of Soviet
Communism by retelling it as the story of a group of farm animals. Animal
Farm is a miniature nation, surrounded by a county full of farms that
parallel the other nations of the world. Each phase of Joseph Stalin's
rise to dictatorial power in Russia is present in Animal Farm: the Russian
Revolution, here represented by the animals' overthrow of Mr. Jones
and their human oppressors; the consolidation of power in the hands
of the Communist Party, here represented by the pigs' emergence as the
animals in charge of the farm; the struggle for pre-eminence between
Trotsky and Stalin, here represented by the struggle between the pigs
Napoleon and Snowball, which, as with Trotsky, leads to Snowball's expulsion
from the farm; the Party purges and show trials with which Stalin eliminated
his enemies, here represented by the false confessions and executions
of animals Napoleon distrusts following the collapse of the windmill;
Stalin's emergence as a figure so powerful he was essentially a tyrant,
here represented by Napoleon and the other pigs' adoption of human characteristics
such as walking upright and carrying whips.
But Animal Farm is more than just an invective against Stalin. One of
the book's most impressive qualities is its evocation not just of the
figures in power, but of the oppressed people themselves. Animal Farm
is not told from the perspective of any particular character, though
occasionally it does slip into Clover's consciousness. Rather, the story
is told from the perspective of the common animals as a whole. Gullible,
loyal, slow-witted, and hard working, the common animals give Orwell
a chance to sketch the human qualities that enable oppression to flourish,
rather than simply the motives of the oppressors. Napoleon's psyche
is not the only important terrain explored in Animal Farm; Boxer's is
just as central to the novel, and the betrayal of the great horse forms
the novel's grotesquely melodramatic climax.
Grotesque melodrama of a certain kind is the heart and soul of Animal
Farm, which makes a very big point by telling a very small story. Orwell's
reduction of the novel to the form of a children's fable works on a
number of levels: it makes the anti-Communist moral of the novel seem
fundamental and obvious, so basic it can form the foundation of a children's
story; it makes the reader see the real events it refers to from a new
perspective, because they are told in such a startlingly different way;
it makes the real story of Communism seem massive and pressing, simply
because the novel itself is so small and so un-pressing, a kind of catastrophic
understatement more effective than a thousand-page treatise; and it
makes the reader marvel at how such a thing could come to pass in reality,
simply by making the story so alien and implausible. Orwell calls his
book a "fairy story," but unlike most frightening fairy tales, this
one almost literally came true. Perhaps most importantly, the form of
fable enables Orwell to assume complete control over the tone and mood
of Communist history in a way that would have been impossible had he
been writing about historically-based human characters; he is able to
portray the Communists as grotesque pigs, the suffering people as noble
horses, and the complicit masses as mindless sheep. Orwell takes everything
impressive and grand away from the sweep of Communist history, as if
to say that they do not deserve it, as if to say that at its heart,
the story of Communism is simple an ugly melodrama that could have happened
on a farm.
This is not to say that Orwell underestimates the Communists' power
or their ability to maintain control of their subjects even when the
improvements promised by the Revolution have visibly made things worse.
One of Orwell's central concerns, both in Animal Farm and in 1984, is
the way in which language can be manipulated as an instrument of control.
In 1984, the very structure of language has been altered so that dissident
thoughts are literally impossible to express. In Animal Farm, a simpler
rhetoric of socialist revolution is gradually twisted and distorted
to justify the pigs' behavior and keep the other animals in the dark.
The animals wholeheartedly embrace Old Major's visionary ideal of socialism.
After Old Major dies, the pigs gradually inject new nuances of meanings
into his words, so that the other animals are seemingly unable to oppose
them without also opposing the ideals of the Revolution. Thus by the
end of the novel, after Squealer's repeated rephrasings of Old Major's
Seven Commandments, the main principle of the farm can be openly stated
as "ALL ANIMALS ARE EQUAL, BUT SOME ANIMALS ARE MORE EQUAL THAN OTHERS."
This garish abuse of the word "equal" and of the ideal of equality generally
is wholly typical of the pigs' method, which becomes increasingly audacious
as the novel progresses. (When the pigs decide to walk upright, they
simply change the motto "Four legs good, two legs bad" to "Four legs
good, two legs better.") Orwell's sophisticated deconstruction of this
use of language is one of the most compelling and most enduring features
of his novel, worthy of close study even after the parallelisms of the
fable have been exhausted.
It is the history of a revolution that went wrong - and of the excellent
excuses that were forthcoming at every step for the perversion of the
original doctrine', wrote Orwell in the original blurb for the first
edition of Animal Farm in 1945. His simple and tragic fable has become
a world-famous classic of English prose.
George Orwell is the pseudonym of Eric Arthur Blair. The change of the
name corresponded to a profound shift in Orwell's life-style, in which
he changed from a pillar of the British imperial establishment into
a literary and political rebel.
Orwell is famous for his novels Animal Farm and Nineteen Eighty-four.
In 1944 Orwell finished Animal Farm, a political fable based on the
story of the Russian Revolution and its betrayal by Joseph Stalin. In
this book the group of barnyard animals overthrow and chase off their
exploitative human masters and set up an egalitarian society of their
own. Eventually the animals' intelligent and power-loving leaders, the
pigs, subvert the revolution and form a dictatorship whose bondage is
even more oppressive a heartless than that of their former masters.
Orwell derived his inspiration from the mood of Britain in the '40s.
Animal Farm confronted the unpalatable truth that the victory over Fascism
would in some respects unwittingly aid the advance of totalitarianism,
while in Nineteen Eighty-four warns the dangers to the individual of
enroaching collectivism. In these last, bleak fables Orwell attempted
to make the art of political writing in the traditions of Swift and
Defoe. The most world-known Gulliver's Travels. This satire? First published
in 1726, relates to the adventures of Lemuel Gulliver, a surgeon on
a merchant ship, and it shows the vices and defects of man and human
institutions. So far as satire has become the subject of our research-work,
it is necessary we look at the nature and sources of comic.
What is comic? Similar considerations apply to the historically earlier
forms and theories of the comic. In Aristotle's view 'laughter was intimately
related to ugliness and debasement'. Cicero held that the province of
the ridiculous lay in the certain baseness and deformity. In 19th century
Alexander Bain, an early experimental psychologist, thought alone these
lines 'not in physical effects alone, but in everything where a man
can achieve a stroke of superiority, in surpassing or discomforting
а rival is the disposition of laughter apparent'. Sidney notes that
'while laughter comes from delight not all objects of delight cause
laugh. We are ravished in delight to see a fair woman and yet are far
from being moved to laughter. We laugh at deformed creatures, wherein
certainly we can delight'. Immanuel Kant realized that what causes laughter
is 'the sudden transformation of a tense expectation into nothing'.
This can be achieved by incongruity between form and content, it is
when two contradictory statements have been telescoped into a line whose
homely, admonitory sound conveys the impression of a popular adage.
In a similar way nonsense verse achieves its effect by pretending to
make sense. It is interesting to note that the most memorable feature
of Animal Farm - the final revision of the animals revolutionary commandments:
'All animals are equal but some animals are more equal than others',
is based on that device.
Other sources of innocent laughter are situations in which the part
and the home change roles and attention becomes focused on a detail
torn out of the functional defect on which its meaning depends. 'A bird's
wing, comrades, is an organ of propulsion not of manipulation'. Orwell
displaces attention from meaning to spelling. One of the most popular
comic devices is impersonation. The most aggressive form of impersonation
is parody, designed to deflate hollow pretence, to destroy illusion
and to undermine pathos by harping on the weaknesses of the victim.
Orwell resorts to that device describing Squealer:' The best known among
them was a small fat pig named Squealer with very round cheeks, twinkling
eyes, nimble movements and a shrill voice. He was a brilliant talker:'
A succession of writers from the ancient Greek dramatist Aristophanes
through Swift to George Orwell, have used this technique to focus attention
on deformities of society that, blunted by habit, are taken for granted.
Satire assumes standards against which professions and practices vicious,
the ironic perception darkens and deepens. The element of the incongruous
point in the direction of the grotesque which implies an admixture of
elements that do not march. The ironic gaze eventually penetrates to
a vision of the grotesque quality of experience, marked by the discontinuity
of word and deed and the total lack of coherence between the appearance
and reality. This suggests one of the extreme limits of comedy, the
satiric extreme in which the sense of the discrepancy between things
as they are and things they might be or ought to be has reached to the
borders of the tragedy.
Early theories of humour, including even those of Bergson and Freud,
treated it as an isolated phenomenon, without attempting to throw light
on the intimate connections between the comic and tragic, between laughter
and crying. Yet these two domains of creative activity form a continuum
with no sharp boundaries between wit and ingenuity. The confrontation
between diverse codes of behaviour may yield comedy, tragedy or new
psychological insights. Humour arouses malice and provides a harmless
outlet for it. Comedy and tragedy, laughter and weeping yields further
clues of this challenging problem. The detached malice of the comic
impersonator that turns pathos into bathos, tragedy into travesty. Comedy
is an imitation of common errors of our life, which represented in the
most ridiculous and scornful sorts that may be.
Surely satire reflects changes in political and cultural climate and
it had its ups and downs. George Orwell's satire of the 20th century
is much more savage than that of Jonathan Swift in 18th century. It
is only in the mid 20th century that the savage and the irrational have
come to be viewed as part of the normative condition of the humanity
rather than as tragic aberration from it. The savage and irrational
amount to grotesque parodies of human possibility ideally conceived.
Thus it is the 20th century novelists have recognized the tragicomic
nature of the contemporary human image and predicament, and the principal
mode of representing both is the grotesque. This may take various forms.
In Animal Farm it takes a form of apocalyptic nightmare of tyranny and
terror.
The satire in Animal Farm has two important aims - both based on the
related norms of limitation and moderation. First, Animal Farm exposes
and criticizes extremist political attitudes as dangerous. On the one
hand, it satirizes the mentality of the utopian revolutionary - the
belief at through the conscious effort of a ruling elite a society can
be suddenly severed from its past and fashioned into a new, rational
system. Implicit in Snowball's vision of high technology modernisation
is the extirpation of the animals' resent agricultural identity as domesticated
creatures and - if Boxer's goal of improving his mind is any indication,
they're eventual transformation into Houyhnhnms. Instead, Snowball's
futuristic incantations conjure up the power-hungry and pleasure-loving
Napoleon.
An allegorical view of reality - the thing said or displayed really
meaning something else-suited the Marxist-oriented social criticism
of the 1930s,which was indefatigable in pointing out an economically
self-serving motives underlying the surface features of modern bourgeois
society. One form of allegory is the masque, a spectacle with masked
participants.
Analyzing the novel we can hardly determine comedy from tragedy. We
can't find those sharp boundaries that divide these two. Orwell can
be called the true expert of man's psychology. Cause only a man who
studied psychology of the crowd could create such a vivid image of characters,
which we see in Animal Farm. Describing the characters Orwell attaches
great significance to the direct remarks which help the reader to determine
who is the victim and who is hunter in the novel. The features of the
animals are 'A white stripe down his nose gave him somewhat stupid appearance',
'Mollie, foolish, pretty white mare'. Stupidity becomes a kind of leitmotif
in the description of the animals. Pigs on the contrary are represented
as very clever animals: 'the pigs were so clever that they could think
of the way round every difficulty', 'with their superior knowledge...'
The author creates the image of the crowd that plays a very important
role in the novel. What is a crowd? This is not only mass of individuals
if to look deeper from the psychological point of view we shall find
out that crowd is a gathering of people under the definite conditions
which has its traits, which differ from that of single individual. The
conscious person disappears, besides feelings and ideas of everyone
who forms that gathering which is called crowd, receive united, indivisible
direction. Orwell ridiculed that vice of the society. In this respect
it takes the form of innocent laughter. Old Major found an answer to
all problems of the animals and opened the thing on which 'the support
and pleasure' of their days depend on. 'It is summed up in a single
word- Man. Man is the only real enemy we have'. That episode makes the
reader laugh but at the same time this very moment can be considered
the tragic one, as the victim of the crowd has been chosen and pointed
out and now nothing can stop the process. 'It is not crystal clear,
then, comrades, that all the evels of the life of ours spring from the
tyranny of human beings? Only get rid of Man, and the produce of our
labour would be our own. Almost overnight we can become rich and free.'
Major provides animals with scapegoat. In the nature of individual the
image of an enemy excites aggressiveness but in the dimensions of the
crowd the hostility increases thousands times. S.Moskovichy wrote in
his book 'The machine that creates Gods', that 'society is ruled by
passions on which one should play and even stimulate them in order to
have an opportunity to rule them and to subordinate to intellect'. Having
read that episode we don't pay attention to its deep psychological sense,
but simply enjoy the humour with which the author speaks of it.
Orwell uses very popular device he gives the description of the character
and at the end he gives a short remark which completely destroy the
created image: 'Old Major was so highly regarded on the farm that everyone
was quite ready to lose an hours sleep in order to hear what he had
to say... they nestled down inside it and promptly fell asleep','she
purred contentedly throughout Majors speech without listening to a word
of what he was saying'. He uses the same device in the situation when
Old Major is telling the animals about the song: 'Many years ago when
I was a little pig, my mother and other sows used to sing an old song
of which they knew only the tune and the first three words I had known
that tune in infancy, but it had long since past out of my mind, last
night however it came back to me in my dream'. The reader is carefully
prepared to hear some kind of patriotic march but instead of that the
author in one sentence breaks down the created image: 'It was a stirring
tune something between 'Clementine' and 'La Cucaracha'. Through those
short remarks we learn the attitude the author towards what is going
on in his novel. He laughs at his heroes pretending that the things
he speaks about to be very important while making the reader understand
the contrary thing. We can see hear again an integral part of any kind
of humour-incongruity between the reality and the situation as it is
said to be. The lack of coherence between things in its turn lead to
the very invisible boundary between comedy and tragedy.
Orwell's novel is always balancing between tragedy and comedy. In Animal
Farm Orwell is exposing the selfish power-hunger of the few behind a
collectivist rhetoric used to gull the many. And in at least two Orwell's
allegorical exposure is also an exposure of allegory. Because the surface
fiction tends to be considered of lesser importance than the implied
meaning, allegory is inherently hierarchical, and the insistence on
the dominant meaning makes it an authoritarian mode.
If allegory tends to subordinate narrative to thesis, the structure
of allegory, its dualistic form can be emphasised to restore a balance
between fictional events and conceptual massage. In Animal Farm there
are signs of a balance struck between satiric devices allegorically
martialed to expose and assault a dangerous political myth and collateral
apolitical elements - the latter akin to the 'solid objects and useless
scraps of information'. Orwell allows the reader to fix disgust at cruelty,
torture and violence on one leading character-Napoleon. The way Orwell
presents the figure is structural, in that the figure of the Napoleon
clarifies his political intent for the reader. There is no doubt about
the way the reader feels toward Napoleon, but Orwell's handling of him
is all the more effective for combining 'humour with the disgust'. 'Napoleon
was a large, rather fierce looking Berkshire boar, the only Berkshire
on the farm, not much of a talker but with the reputation for going
his own way'.
Orwell presents Napoleon to us in ways they are, at first amusing as,
for example, in the scene where he shows his pretended disdain at Snowball's
plans for the windmill, by lifting his leg and urinating on the chalked
floor. 'One day, however, he arrived unexpectedly to examine the plans.
He walked heavily round the shed, looked closely at every detail of
the plans and snuffed at them once or twice, then stood for a little
while contemplating them out of the corner of his eye; then suddenly
he lifted his leg, urinated over the plans and walked out without uttering
a word.' The increasing tension of description is broken down immediately
this makes the reader smile. Besides the author speaks of Napoleon's
ridiculous deeds in such a natural way, as that is the normal kind of
behaviour that we just can't stand laughing. 'Napoleon produced no schemes
of his own, but said quietly that Snowball's would come to nothing'.
Napoleon is seen to have no respect for Snowball who creates the plans.
This is most apparent in his urinating on them, which emphasises his
brutal and uncivilised character. Animals urinate on objects to mark
their territory. This is symbolic as Napoleon later takes the idea for
the windmill as his own.
On the allegorical level the differing views of socialism held by Trotsky
and Stalin are apparent. In contrast with Snowball's speeches, Napoleon
merely makes the minimum response and when he does speak it is usually
to criticise Snowball. Speech becomes less and less important to Napoleon.
The sheep with their mindless bleating effectively silence the opposing
opinions as no one else can be heard. ' It was noticed that they were
especially liable to break 'Four legs good, two legs bad' in the crucial
moments of Snowball's speeches. Snowball's reduction of Animalism for
the benefit of stupider animals and the way the sheep mindlessly take
it up, parodies the way socialist ideology reduces itself to simply
formulas that everyone can understand, but which stop any kind of thought.
In the Communist Manifesto, for example, there is the following sentence:
'The theory of the communists may be summed up in the single sentence:
'Abolition of private property''. Set this beside the basic principle
of Animalism: 'Four legs good, two legs bad'. Orwell's feelings about
dangers of over simplification are clear. 'The more short the statement
is the more it is deprived from any kind of provement, the more it influences
the crowd. The statement exerts influence only if it is repeated very
often, in the same words'. Napoleon said that 'there is only one figure
of the theory of orators art, which deserves attention -repetition.
By the means of repetition an idea installs in the minds so deeply,
that at last it is considered to be the proven truth.
What the truth is? The Russian dictionary gives the definition of truth
as: the truth is, what corresponds to the reality. But is it always
so? Very often it happens so that we accept as the true the false things
which we want to be true, or the things that someone want us to accept.
That is one of the most interesting peculiarities of man's psychology
that Orwell ridicules. There is one universe truth, but the man has
a strange habit to pervert truth.
Napoleon appears to have gained the support of dogs and sheep and is
helped by the fickle nature of the crowd.
From the start it seems Napoleon turns events to his own advantage.
When the farm is attacked in the 'Battle of Cowshed', Napoleon is nowhere
to be seen. Cowardice is hinted ft and his readiness to rewrite history
later in the novel shows the ways in which Napoleon is prepared to twist
the truth for his own ends. The Seven Commandments in which are condified
the ethnical absolutes of the new order, are perverted throughout the
book to suit his aims.
There is an interesting thing to notice about Seven Commandments. That
is an important device to use the 'lucky number' to deepen the impression
of animals misfortune. Every time the changing of the commandment takes
place, we see an example of how the political power, as Orwell sees
it, is prepared to alter the past in peoples minds, if the past prevents
it from doing what he wishes to do. Firstly the fourth commandment is
altered in order that pigs could sleep comfortably in warm beds. A simple
addition of two words does it. 'Read me the fourth commandment. Does
it not say something about sleeping in beds? With some difficulty Muriel
spelt it out. 'It says that ' no animal shall sleep in the bed with
sheets''. Whenever the pigs infringe one of Major's commandments, Squealer
is sent to convince the other animals that that is the correct interpretation.
'You didn't suppose, surely, that there was ever a ruling against beds?
A bed merely means the place to sleep in. A pile of straw in a stall
is a bed, properly regarded. The rule was against sheets, which are
a human invention'.
Napoleon secures his rule through an unpleasant mix of lies distortion
and hypocrisy / there are two scenes where Napoleon's cruelty and cold
violence are shown in all their horror: the scene of the trials and
the episode where Boxer is brought to the knacker's. The veil of mockery
is drown aside. In these episodes humour is absent, the stark reality
of Napoleons hunger for power and the cruelty< and death it involves
are presented. Orwell reminds of the 'heavy' stink of blood, and associates
that smell with Napoleon.
'And so the tale of confessions and executions went on, until there
was a pile of corpses lying before the Napoleon's feet and the air was
heavy with the smell of blood, which had been unknown there since the
expulsion of Jones'.
Napoleon in the novel stands for Joseph Stalin, and of course we can't
omit the way the author skilfully creates this character. Everything
from pervasion of communist ideology to the cult of personality of Stalin
found its reflection in the novel.
Orwell in the cruellest kind of parody gives to Napoleon such titles
as: 'Our, leader, Comrade Napoleon', 'The Farther of all animals, Terror
of Mankind, Protector of the Sheepfold, Ducklin's Friend.'
The novel mainly is based on the historical facts, and even the relationships
of Soviet Union and Germany are shown in that fairy tale. For the all
cleverness of the Napoleon, though, he is fooled by Frederic of Pinchfield
(he stands for Hitler's Germany) who gets the timber out of him, pays
him false money, then attacks the farm, and blows up the windmill.
Orwell's satire will be no iconoclastic wrecking job on the Stalinist
Russia whose people had been suffering so cruelly from the war and whose
soldiers, under Stalin's leadership, were locked in desperate combat
with the German invader even as Animal Farm was being written. That
Orwell's assault is primarily on an idea, the extremists fantasy of
technological utopianism devoid of hard work, and less a living creature,
the commander is chief, is demonstrating during the most dramatic moment
of Farmer Frederick's attack on the farm-the juxtaposition of dynamited
windmill and the figure of Napoleon alone standing unbowed. And despite
Orwell's fascination with Gulliver's Travels, it is a sign of his attempt
to draw back from the Swiftian revulsion at the flash - a disgust that,
as Orwell later noted could extend to political behaviour - toward the
more balanced and positive view of life that Animal Farm, despite it's
violence, has few references to distasteful physical realities, and
those two are appropriate to the events of the narrative.
Napoleon is a simple figure. Orwell makes no attempt as to give reasons
as to why he comes to act the way he does. If Napoleon was a human character
in the novel, if this where a historical novel about a historical figure
Orwell would have had to make Napoleon convincing in human terms. But
isn't human and this is not a novel. It is an animal fable and Orwell
presents the figure of Napoleon in ways that make us see clearly and
despise what he stands for. He is simplified for the sake of clarity.
He lends force of Orwell's political massage, that power tends to corrupt,
by allowing the reader to fix his disgust at cruelty torture and violence.
The primary objective of the tale is that we should loathe Napoleon
for what he stands for. The other animals are used to intensify our
disgust or else to add colour and life to the tale by the addition of
the farmyard detail. The most significant of the other animals is undoubtedly
the cart-horse Boxer, and in his handling of him Orwell shows great
expertise in controlling the readers reactions and sympathies and in
turning them against what is hates.
Throughout the novel boxer is the very sympathetic figure. Honest and
hardworking, he is devoted to the cause in a simple-minded way, although
his understanding of the principles of Animalism is very limited. He
is strong and stands nearly eighteen feet high, and is much respected
by the other animals. He has two phrases which for him solve all problems,
one, 'I shall work harder', and later on, despite the fact that Napoleon's
rule is becoming tyrannical, 'Napoleon is always right'. At one point
he does question Squealer, when he, in his persuasive way, is convincing
the animals that Snowball was trying to betray them in the Battle of
Cowshed. Boxer at first can not take this, he remembers the wound Snowball
received along his back from Jones's gun. Squealer explains this by
saying that 'it had been arranged for Snowball to be wounded, it had
all been part of Jones's plan'. Boxer's confused memory of what actually
happened makes him 'a little uneasy' but when Squealer announces, very
slowly that Napoleon 'categorically' states that Snowball was Jones's
agent from the start then the honest cart-horse accepts the absurdity
without question.
Orwell through the figure of Boxer is presenting a simple good nature,
which wishes to do good, and which believes in the Rebellion. So loyal
is Boxer that he is prepared to sacrifice his memory of facts, blurred
as it is. Nevertheless, so little is he respected, and so fierce is
the hatred the pigs hatred the pigs have for even the slightest questioning
of their law that, when Napoleon's confessions and trials begin, Boxer
is among the first the dogs attack. Wish his great strength he has no
difficulty in controlling them: He just simply, almost carelessly 'put
out his great hoof, caught a dog in mid-air, and pinned him to the ground'.
At a word from Napoleon he lets the dog go, but still he doesn't realise
he is a target. Boxer's blind faith in the pigs is seeming disastrous.
Confronted with the horrifying massacre of the animals on the farm,
Boxer blames himself and buries himself in his work. This show of power
pleases us as a reader, in what we like to think of physical strength
being allied to good nature, simple though a good nature may be. Boxer
has our sympathy because he gives his strength selflessly for what he
believes, whereas Napoleon gives nothing, believes in nothing and never
actually works. Boxer exhausts himself for the cause. Every time the
animals have to start rebuilding of the windmill he throws himself into
the task without a word of complaint, getting up first half an hour,
then three quarters of an hour before everybody else.
Boxer's sacrificial break down in the service of what he and the other
worker animals believed to be technological progress might be interpreted
as allegorically portending the future deterioration of the animal community.
At last his strength gives out and when it does his goodness is unprotected.
The pigs are going to send him to the knacker's to be killed and boiled
out into glue. Warned by Benjamin the donkey (his close, silent friend
throughout the book) and by Clover he tries to kick his way out of the
van, but he has given all his energy to the pigs and now has none left
to save himself. The final condition of Boxer, inside the van about
to carry him to the knacker's in exchange for money needed to continue
work on the windmill, emblematically conveys a message close to the
spirit of Orwell's earlier warnings: 'The time had been when a few kicks
of Boxers hoofs would have smashed the van to mach wood. But alas! His
strength had left him; and in the few moments the sound of drumming
hoofs grew fainter and died away'. This is the most moving scene in
a book Indeed our feelings here as reader's are so simple, deep and
uninhibited that as Edward Thomas has said movingly, 'we weep for the
terrible pity of it like children who meet injustice for the first time.
Boxer can be attributed to the tragic heroes cause he doesn't struggle
with the injustice, as the tragic hero should do. And surely we can
consider him a comical hero as all through the story the reader has
compassion on him. Orwell managed to unite tragedy and comedy in one
character. Boxer arouses mixed contradictory feelings. His story is
no longer comic, but pathetic and evokes not laughter but pity. It is
an aggressive element that detached malice of the comic impersonator,
which turns pathos into bathos and tragedy into travesty.
Not only Boxer's story reminds us more of a tragedy. The destiny of
all animals makes us weep. If at the beginning of the novel they are
'happy and excited' in the middle 'they work like slaves but still happy',
at the end 'they are shaken and miserable'. After Napoleon's dictatorship
has showed it's disregard for the facts and it's merciless brutality,
after the animals witnessed the forced confessions and the execution,
they all go to the grassy knoll where the windmill is being built Clover
thinks back on Major's speech before he died, and thinks how far they
had gone from what he would have intended: 'as Clover looked down the
hillside her eyes filled with tears. If she could have spoken her thoughts,
it would have been to say that this was not what they had aimed at when
they had set themselves years ago to work for the overthrow of the human
race. This scenes of terror and slaughter where not what they had looked
forward to on that night when old Major first stirred them to rebellion.
If she herself had had any picture of the future, it had been of a society
of animals set free from hunger and whip, all equal, each working according
to his capacity, the strong protecting the week. Instead - she did not
know why - they had come to a time when no one dared speak his mind,
when fierce, growling dogs roamed everywhere, and when you had to watch
your comrades torn to pieces after confessing to shocking crimes'.
From the sketch of the political background to Animal Farm it will be
quite clear that the main purpose of that episode is to expose the lie
which Stalinist Russia had become. It was supposed to be a Socialist
Union of States, but it had become the dictatorship. The Soviet Union
in fact damaged the cause of the true socialism. In a preface Orwell
wrote to Animal Farm he says that 'for the past ten years I have been
convinced that the destruction of Soviet myth was essential if we wanted
a revival of socialist movement'. Animal Farm attempts, through a simplification
of Soviet history, to clarify in the minds of readers what Orwell felt
Russia had become. The clarification is to get people to face the facts
of injustice, of brutality, and hopefully to get them to think out for
themselves some way in which a true and 'democratic socialism' will
be brought about. In that episode Orwell shows his own attitude to what
is happening on his fairy farm. And he looks at it more as at the tragedy
than a comedy, but still he returns to his genre of satire and writes:
'there was no thought of rebellion or disobedience in her mind. She
knew that even as things were they were far better than they had been
in the days of Jones, and that before all else it was needful to prevent
the return of the human beings'.
Finally, the moderateness of Orwell's satire is reinforced by a treatment
of time that encourages the reader's sympathetic understanding of the
whole revolutionary experiment from it's spontaneous and joyous beginnings
to it's ambiguous condition on the final page. A basic strategy of scathing
social satire is to dehistoricize the society of the specific socio-political
phenomena being exposed to ridicule and condemnation.
In Animal Farm the past that jolts the creatures from the timeless present
of the animal condition into manic state of historical consciousness
is a quick, magically transformative moment.
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JOSEPH HELLER "CATCH-22"
Author
Joseph Heller was born in Brooklyn in 1923. He served as an Air Force
bombardier in World War II and has enjoyed a long career as a writer
and a teacher. His best-selling books include Something Happened, Good
as Gold, Picture This, God Knows, and Closing Time--but his first novel,
Catch-22, remains his most famous and acclaimed work.
Written while Heller worked producing ad copy for a New York City marketing
firm, Catch-22 draws heavily on Heller's Air Force experience and presents
a war story that is at once hilarious, grotesque, bitterly cynical,
and utterly stirring. The novel generated a great deal of controversy
upon its publication; critics tended either to adore it or despise it,
and those who hated it did so for the same reason as the critics who
loved it. Over time, Catch-22 has become one of the defining novels
of the twentieth century. It presents an utterly unsentimental vision
of war, stripping all romantic pretenses away from combat, replacing
visions of glory and honor with a kind of nightmarish comedy of violence,
bureaucracy, and paradoxical madness.
Unlike other anti-romantic war novels, such as Remarque's All Quiet
on the Western Front, Catch-22 relies heavily on humor to convey the
insanity of war, presenting the horrible meaninglessness of armed conflict
through a kind of desperate absurdity, rather than through graphic depictions
of suffering and violence. Catch-22 also distinguishes itself from other
anti-romantic war novels by its core values: Yossarian's story is ultimately
not one of despair but one of hope; the positive urge to live and to
free can redeem the individual from the dehumanizing machinery of war.
The novel is told as a disconnected series of loosely related, tangential
stories in no particular chronological order; the final narrative that
emerges from this structural tangle upholds the value of the individual
in the face of the impersonal, collective military mass; at every stage,
it mocks insincerity and hypocrisy even when they appear to be triumphant.
Characters
Yossarian - The protagonist and hero of the novel. Yossarian is a captain
in the Air Force and a lead bombardier in his squadron, but he hates
the war. His powerful desire to live has led him to the conclusion that
millions of people are trying to kill him, and he has decided either
to live forever or, ironically, die trying.
Milo Minderbinder - The fantastically powerful mess officer, Milo controls
an international black market syndicate and is revered in obscure corners
all over the world. He ruthlessly chases after profit and bombs his
own men as part of a contract with Germany. Milo insists that everyone
in the squadron will benefit from being part of the syndicate and that
"everyone has a share."
Colonel Cathcart - The ambitious, unintelligent colonel in charge of
Yossarian's squadron. Colonel Cathcart wants to be a general, and he
tries to impress his superiors by bravely volunteering his men for dangerous
combat duty whenever he gets the chance. He continually raises the number
of combat missions required of the men before they can be sent home.
Colonel Cathcart tries to scheme his way ahead; he thinks of successful
actions as "feathers in his cap" and unsuccessful ones as "black eyes."
The Chaplain - The timid, thoughtful chaplain who becomes Yossarian's
friend. He is haunted by a sensation of deja vu and begins to lose his
faith in God as the novel progresses.
Hungry Joe - An unhinged member of Yossarian's squadron. Hungry Joe
is obsessed with naked women, and he has horrible nightmares on nights
when he isn't scheduled to fly a combat mission the next morning.
Nately - A good-natured 19-year-old boy in Yossarian's squadron. Nately
comes from a wealthy home, falls in love with a whore, and generally
tries to keep Yossarian from getting into trouble.
Nately's whore - The beautiful whore Nately falls in love with in Rome.
After a good night's sleep, she falls in love with Nately, as well.
When Yossarian tells her about Nately's death, she begins a persistent
campaign to ambush Yossarian and stab him to death.
Clevinger - An idealistic member of Yossarian's squadron who argues
with Yossarian about concepts such as country, loyalty, and duty, in
which Clevinger firmly believes. Clevinger's plane disappears inside
a cloud during the Parma bomb run, and he is never heard from again.
Doc Daneeka - The medical officer. Doc Daneeka feels very sorry for
himself because the war interrupted his lucrative private practice in
the States, and he refuses to listen to other people's problems. Doc
Daneeka is the first person to explain Catch-22 to Yossarian.
Dobbs - A co-pilot, Dobbs seizes the controls from Huple during the
mission to Avignon, the same mission on which Snowden dies. Dobbs later
develops a plan to murder Colonel Cathcart and eventually awaits only
Yossarian's go-ahead to put it in action.
McWatt - A cheerful, polite pilot who often pilots Yossarian's planes.
McWatt likes to joke around with Yossarian and sometimes buzzes the
squadron. One day, he accidentally flies in too low and slices Kid Sampson
in half with his propeller; he then commits suicide by flying his plane
into a mountain.
Major Major Major Major - The supremely mediocre squadron commander.
Born Major Major Major, he is promoted to major on his first day in
the army by a mischievous computer. Major Major is painfully awkward
and will only see people in his office when he isn't there.
Aarfy - Yossarian's navigator. Aarfy infuriates Yossarian by pretending
he cannot hear Yossarian's orders during bomb runs. Toward the end of
the novel, Aarfy stuns Yossarian when he rapes and murders the maid
of the officers' apartments in Rome.
Orr - Yossarian's often maddening roommate. Orr almost always crashes
his plane or is shot down on combat missions, but he always seems to
survive.
Appleby - A handsome, athletic member of the squadron and a superhuman
Ping-Pong player. Orr enigmatically says that Appleby has flies in his
eyes.
Captain Black - The squadron's bitter intelligence officer. He wants
nothing more than to be squadron commander. Captain Black exults in
the men's discomfort and does everything he can increase it; when Nately
falls in love with a whore in Rome, Captain Black begins to buy her
services regularly just to taunt him.
Colonel Korn - Colonel Cathcart's wily, cynical sidekick.
Major ----- de Coverley - The fierce, intense executive officer for
the squadron. Major ----- de Coverley is revered and feared by the men--they
are even afraid to ask his first name-- though all he does is play horseshoes
and rent apartments for the officers in cities taken by American forces.
When Yossarian moves the bomb line on a map to make it appear that Bologna
has been captured, Major ----- de Covereley disappears in Bologna trying
to rent an officers' apartment.
Major Danby - The timid operations officer. Before the war, he was a
college professor; now, he does his best for his country. In the end,
he helps Yossarian escape.
General Dreedle - The grumpy old general in charge of the wing in which
Yossarian's squadron is placed. General Dreedle is the victim of a private
war waged against him by the ambitious General Peckem
Nurse Duckett - A nurse in the Pianosa hospital who becomes Yossarian's
lover.
Dunbar - Yossarian's friend, the only other person who seems to understand
that there is a war going on. Dunbar has decided to live as long as
possible by making time pass as slowly as possible, so he treasures
boredom and discomfort. He mysteriously "disappeared" as part of a conspiracy
toward the end of the novel.
Chief White Halfoat - An alcoholic Indian from Oklahoma who has decided
to die of pneumonia.
Havermeyer - A fearless lead bombardier. Havermeyer never takes evasive
action, and he enjoys shooting field mice at night.
Huple - A 15-year-old pilot; the pilot on the mission to Avignon on
which Snowden is killed. Huple is Hungry Joe's roommate, and his cat
likes to sleep on Hungry Joe's face.
Washington Irving - A famous American author whose name Yossarian signs
to letters during one of his many stays in the hospital. Eventually,
military intelligence believes Washington Irving to be the name of a
covert insubordinate, and two C.I.D. (Criminal Investigation Division)
men are dispatched to ferret him out of the squadron.
Luciana - A beautiful girl Yossarian meets, sleeps with, and falls in
love with during a brief period in Rome.
Mudd - Generally referred to as "the dead man in Yossarian's tent,"
Mudd was a squadron member who was killed in action before he could
be processed as an official member of the squadron. As a result, he
is listed as never having arrived, and no one has the authority to move
his belongings out of Yossarian's tent.
Lieutenant Scheisskopf - Later Colonel Scheisskopf and eventually General
Scheisskopf. He helps train Yossarian's squadron in America and shows
an unsettling passion for elaborate military parades. ("Scheisskopf"
is German for "shithead.")
The Soldier in White - A body completely covered with bandages in Yossarian
and Dunbar's ward in the Pianosa hospital.
Snowden - The young gunner whose death over Avignon shattered Yossarian's
courage and opened his eyes to the madness of the war. Snowden died
in Yossarian's arms with his entrails splattered all over Yossarian's
uniform, a trauma that is gradually revealed throughout the novel.
Corporal Whitcomb - Later Sergeant Whitcomb, the chaplain's atheist
assistant. Corporal Whitcomb hates the chaplain for holding back his
career and makes the chaplain a suspect in the Washington Irving scandal.
Ex-P.F.C. Wintergreen - The mail clerk at the Twenty-Seventh Air Force
Headquarters, Wintergreen is able to intercept and forge documents and,
thus, wields enormous power in the Air Force. He continually goes AWOL
(Absent Without Leave) and is continually punished with loss of rank.
General Peckem - The ambitious special operations general who plots
incessantly to take over General Dreedle's position.
Kid Sampson - A pilot in the squadron. Kid Sampson is sliced in half
by McWatt's propeller when McWatt jokingly buzzes the beach with his
plane.
Lieutenant Colonel Korn - Colonel Cathcart's wily, condescending sidekick.
Colonel Moodus - General Dreedle's son-in-law. General Dreedle despises
Colonel Moodus and enjoys watching Chief White Halfoat bust him in the
nose.
Flume - Chief White Halfoat's old roommate who is so afraid of having
his throat slit while he sleeps that he has taken to living in the forest.
Dori Duz - A friend of Scheisskopf's wife. Together, they sleep with
all the men training under him while he is stationed in the United States.
Summary
During the latter half of World War II, Yossarian is stationed with
his Air Force squadron on the island of Pianosa, near the Italian coast
and the Mediterranean Sea. He and his friends endure a nightmarish,
absurd existence defined by bureaucracy and violence: They are inhuman
resources in the eyes of their blindly ambitious superior officers.
The squadron is thrown thoughtlessly into brutal combat situations and
bombing runs on which it is more important for them to capture a good
aerial photograph of an explosion than to destroy their targets. Their
colonels continually raise the number of missions they are required
to fly before being sent home so that no one is ever sent home. Still,
no one but Yossarian seems to realize that there is a war going on;
everyone thinks he is crazy when he insists that millions of people
are trying to kill him.
Yossarian is unique because he takes the whole war personally--rather
than being swayed by national ideals or abstract principles, Yossarian
is furious that his life is constantly in danger, and not as a result
of his own misdeeds. He has a deep desire to live and is determined
to be immortal or die trying. As the novel progresses through its loosely
connected series of recurring stories and anecdotes, Yossarian is continually
troubled by his memory of Snowden, who died in his arms on the mission
when Yossarian lost his nerve for war. He is placed in ridiculous, absurd,
desperate, and tragic circumstances--he sees friends die and disappear,
his squadron bombed by its own mess officer, and colonels and generals
who bravely volunteer their men for the most perilous battle. He is
haunted by the paradoxical law called Catch-22, the cruel mechanism
behind the military. In the end, Yossarian decides to save his own life
by deserting the army; he turns his back on the dehumanizing cold machinery
of the military, rejects the rule of Catch-22, and strives for a future
in which he is in control of his own life.
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CHARLOTTE BRONTE "JANE EYRE"
Author
Born in Yorkshire, England, on April 21, 1816, Charlotte Bronte was
raised by her father, an eccentric curate, and her aunt, a zealous Christian,
in a tiny village in the English moor country. Her childhood companions
consisted largely of her brother and sisters, including Anne Bronte,
later the author of Agnes Grey, and Emily BrontК, later the author of
Wuthering Heights. Bronte and three of her sisters were sent to a harsh
charity school called Cowan Bridge in 1824, but after an outbreak of
tuberculosis killed Charlotte's sisters Maria and Elizabeth, the surviving
girls--Emily and Charlotte--were brought home. Pressured to help provide
money for her impoverished family, Charlotte became a governess in 1835;
this job, which essentially required her to live with a wealthy family
as a private tutor for its children, was a misery to her, and she left
it as soon as she could.
Having participated in collaborative writing projects with her siblings
since early childhood, Charlotte suggested that she, Anne, and Emily
publish a book of poems together. The idea that they should each write
a novel soon followed. Anne and Emily produced their masterpieces in
1847, but Charlotte's book, The Professor, was not published. Charlotte
wrote another novel later that year, Jane Eyre. A devastating critique
of Victorian assumptions about gender and social class, it was one of
the most successful novels, both critically and commercially, of the
Victorian era. Ironically, given its proto-feminist subject matter,
Jane Eyre was published under a male pseudonym, Currer Bell, in order
to ensure its acceptance by a public that disapproved of the idea of
women writers. (Emily and Anne wrote under the pseudonyms Ellis Bell
and Acton Bell, respectively.) Following the success of Jane Eyre, Charlotte
wrote several other novels, most notably Shirley (1849). But the deaths
of her sisters Emily and Anne and of her brother Branwell in 1848 left
her dejected and lonely. She married the Reverend Arthur Nicholls in
1854, though she claimed not to love him.
The incidents of Charlotte BrontК's life play a crucial role throughout
much of Jane Eyre. Jane's experience at the Lowood School, where her
dearest friend dies of tuberculosis, closely resembles Charlotte's experience
at Cowan Bridge. Like Jane's cousin John, Charlotte's brother Branwell
descended into alcoholism and debauchery before dying at an early age.
And like her creator, Jane Eyre becomes a governess, where she is in
a unique position to observe, suffer through, and criticize the oppressive
social preconceptions of nineteenth-century Victorian society.
Analysis
Jane Eyre is one of the most complex novels of the mid-nineteenth century,
offering more than progressive political content and trenchant social
observation. Modern readings of Jane Eyre, however, tend to focus on
these aspects, often to the neglect of the novel's many other excellent
qualities.
Jane Eyre's most striking feature is its heroine, who narrates the book
approximately ten years after the events of the story take place. (In
fact, the first edition of Jane Eyre claimed to be an autobiography,
which Currer Bell--Charlotte Bronte's pseudonym--was credited with editing.)
Jane's patient, meticulous eye for detail, her subtle understanding
of the psychology of interpersonal relationships, and her strong moral
sense all contribute to her role as one of the first feminist heroines,
and underscore her critical encounters with many of Victorian England's
most snobbish and oppressive preconceptions about class and gender roles.
As an orphan raised by a wealthy family, Jane herself is of ambiguous
social standing. Her status continues to lie awkwardly between poles
when she becomes the governess at Thornfield: as a woman, she is automatically
a second-class citizen of her time; as a governess, she is forced into
a social position subordinate to Rochester and the aristocracy even
though she is expected to possess the manners and education of a well-bred
lady. Jane's struggle to integrate her love for Rochester with her desire
for independence and equality, and to integrate both with the ethical
strictures of Christianity, form the principal inner conflict of the
novel. That Jane is able to resolve this conflict, marrying Rochester
and living happily as his wife, is an important and optimistic conclusion
to BrontК's novel: love, at least in the world of Jane Eyre, is not
incompatible with equality.
In addition to its social and political elements, Jane Eyre cultivates
a haunting atmosphere that has helped to ensure its place in the hearts
and minds of readers. Structurally, Jane Eyre is based on a novelistic
form called Bildungsroman, a kind of novel that tells the story of a
character's development from childhood into adulthood based on a set
of worldly experiences. Jane's story takes her through five distinct
phases, each associated with a house or a building: her childhood at
Gateshead; her education at the Lowood School; her time as Adele's governess
at Thornfield; her time with the Rivers family at Marsh End (also called
Moor House); and her reunion and marriage with Rochester at Ferndean.
Each of these phases represents a distinct period of psychological development
for Jane; together they form the mature and steady-handed woman who
narrates the novel.
But the Bildungsroman of Jane Eyre is filtered through another literary
tradition--that of the gothic horror story. A form that became popular
in England in the late eighteenth century, the gothic horror story features
supernatural encounters, remote landscapes, and eerie mysteries designed
to create an atmosphere of suspense and fear. Jane encounters ghosts,
dark secrets, plots, and mysteries throughout her story, mitigating
the moral seriousness of her social observation with the gripping and
crowd-pleasing psychodrama of gothic romance.
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JANE AUSTEN "EMMA"
Author
Considered the foremost English novelist by some critics, Jane Austen
is best known for her satirical glimpses into village life and the rituals
of courtship and marriage. She was born in Steventon, England, in 1775
and educated at the Abbey School in Reading. Austen never married but
lived with her mother and sisters in a house owned by her wealthy brother
after her father's death in 1805. She began work on her first novel
while in her 20s, but she did not publish until 1811, when Sense and
Sensibility was issued. She did not receive much critical or popular
recognition during her lifetime, but she published six novels, of which
Emma is often considered the most complex.
All of Austen's novels contain complicated plot twists and a multitude
of characters, but Emma is particularly rich in this respect. Emma Woodhouse
herself is probably the most well-developed of Austen's heroines, and
her comic missteps and self-importance lead readers to like and dislike
her at the same time. The novel centers on issues that might seem trite
and trivial today. We should remember, however, that during Austen's
time, a young woman would have no intellectual outlet beyond flirtation,
courtship, marriage, and matchmaking. Emma entertains herself by attempting
to arrange matches; she learns her own limitations through her mistakes.
Throughout the novel, Emma exempts herself from marriage and romance
in order to assert her independence. Ultimately, of course, she is lured
into love just like the other characters. Emma is wealthy enough not
to require a husband to support herself, and she is so attached to her
father that she does not long to leave his house. In the end, her family
draws her into romance and marriage: She finally takes her place as
a married woman, no longer convinced that she can separate herself entirely
from the expected path for a young woman of her time.
Characters
Emma Woodhouse - The novel's title character and protagonist, she is
beautiful, charming, quick-witted, and intelligent. Austen declared
her to be "a character whom no one but me will much like." Emma is certainly
immodest and somewhat self-absorbed, but her missteps and confusion
are what make her human. She lives alone with her father and participates
with great pleasure in all the village's social events--not least because
they provide ample opportunity for matchmaking and flirtation. She does
not have many friends her own age, and she enthusiastically takes on
Harriet Smith as a new project, happily serving as an example of lady-like
perfection and pointing out similar exemplars of the perfect gentleman
among their male acquaintances. Simultaneously venerated and mocked,
Emma is perhaps the most well-developed character in all of Jane Austen's
works. She is a young woman too intelligent for her time; finding no
adequate vehicle for her talents, she must put them to use in matters
of courtship, gossip, and matchmaking.
Mr. Knightley - He is Emma's brother-in-law and an old family friend.
He is the only character who is openly critical of Emma, pointing out
her flaws and foibles with great frankness. At the same time, he clearly
possesses great affection for her, and all of his advice is aimed at
improving Emma's character and behavior. He lives at Donwell Abbey and
leases property to the Martins, a family of wealthy farmers whom he
likes and counsels.
Harriet Smith - A parlor-boarder at the local girls' school, she is
19 and extremely impressionable. She exalts Emma and obeys her every
suggestion, even casting aside her relationship with Robert Martin because
Emma implies that it is beneath her. Supported at school by an unknown
sponsor, Harriet's parentage is unknown and she is, therefore, of a
lower class than Emma herself. She is beautiful but not very accomplished,
and Emma introduces her to a social circle higher than what she is accustomed
to and encourages her to marry into it.
Frank Churchill - The somewhat estranged son of Mr. Weston, he is considered
a potential suitor for Emma. He is irresponsible and rash, and Emma
is soon put off by his temperamental behavior.
Jane Fairfax - She is the niece of a local spinster. She is beautiful
and accomplished and naturally becomes a rival in Emma's mind, though
the two maintain a loose friendship.
Mr. Woodhouse - Emma's father, he is a well-established village gentleman
and a doting parent. A hypochondriac, he does not like to keep late
hours and panics at the thought of sitting out-of-doors or walking "past
the shrubbery." He wants Emma to remain unmarried and keep him company,
and he encourages her in all of her pursuits, even matchmaking.
Mrs. Weston and Mr. Weston - The former Miss Taylor, she raised Emma
and remains her adviser and close friend. She left Hartfield to marry
Mr. Weston, a local widower, but continues to entertain the young people
of the village and encourages an association between Emma and her stepson
Frank.
Mr. Elton - He is the village vicar and Emma's first choice as a husband
for Harriet. Instead, he marries Augusta Hawkins in Bath.
Mrs. Elton - She is the daughter of a rich merchant in Bath. She is
unpopular in Highbury due to her poor manners and arrogance, but she
becomes good friends with Jane Fairfax.
Mr. John Knightley - He is Knightley's brother and Woodhouse's son-in-law.
He is married to Isabella, Emma's sister. They live in London and visit
only occasionally. Mr. John Knightley is given to complaint and bad
humor; his wife is submissive and devoted entirely to him.
Summary
Emma, like Jane Austen's other novels, centers around the intrigue surrounding
marriage and courtship. At once satirical and thought-provoking, it
also details a young woman's attempts to understand human nature, including
her own. After self-declared success at matchmaking between her governess
and Mr. Weston, a village widower, Emma imagines herself to be naturally
gifted in conjuring love. Although convinced that she herself will never
marry, she takes it upon herself to groom Harriet Smith, a younger friend
of dubious parentage, into a potential gentleman's wife. She sets her
sights on Mr. Elton, the vicar, one of Highbury's most eligible bachelors,
steering Harriet away from the eager Robert Martin, a well-to-do farmer.
Harriet rejects Martin's proposal and becomes infatuated with Mr. Elton
under Emma's encouragement, but Emma's plans go awry when Elton makes
it clear that she herself is the true object of his affections. Deluded
by her own matchmaking plans, Emma cannot see these events clearly and
never acknowledges the possibility of Elton's romantic intentions toward
her.
Mr. Knightley, the oldest bachelor in Highbury at age 37, watches all
these events with a critical eye toward Emma. He has a particular interest
in Robert Martin's well-being, as he is the owner of the Martins' farm
and the young man's mentor. He and Emma argue over Harriet's appropriate
station in life and Emma's meddling; Knightley, as usual, emerges the
wiser of the pair. Elton spurned by Emma and offended by her insinuation
that Harriet is his equal, leaves for Bath and marries almost immediately.
Emma is left to comfort Harriet and to wonder about the character and
possibilities of a new visitor to Highbury, Mr. Weston's son.
Enter Frank Churchill, raised by his aunt and uncle in London and devoted
enough to them to take their name in place of his father's. Long deterred
from visiting his father by his aunt's illnesses and complaints, he
is completely unknown to Emma. Knightley is immediately suspicious of
the young man, especially after he rushes down to London only to have
his hair cut. Emma notices his attentions directed at her and she plans
to discourage them but instead finds herself flattered and engaged in
flirtatious banter with the young man. Another addition to the Highbury
set, Jane Fairfax provokes envy and some resentment from Emma, for she
is equally talented and more diligent than Emma.
Knightley comes to Jane's defense immediately, and Emma soon warms to
her. However, she begins to suspect that Knightley's attention toward
Jane is romantic. At the same time, she begins to dismiss Frank Churchill
as a potential suitor and imagines Harriet in love with him after she
declares her infatuation with a man above her social station. Ultimately,
however, the answers unravel through a letter to Mrs. Weston: Frank
Churchill and Jane Fairfax are already engaged and have been throughout
the past months. In trying to keep this betrothal a secret, Frank directed
his attention toward Emma, thinking it altogether unwanted and imagining
that Emma was fully aware of its falseness.
Upon receiving this news, Emma immediately thinks of Harriet's disappointment
but instead is told that her supposition was incorrect: it was not Frank
Churchill, but Mr. Knightley, who took Elton's place in Harriet's affection.
In considering why this match is so troubling to her, Emma has a revelation:
she is in love with Mr. Knightley. Expecting Knightley to tell her of
his attachment to Harriet, she instead hears what she desires most,
as Knightley declares his affections for her. Harriet marries Robert
Martin, and Emma marries Mr. Knightley, securing the course of true
love.
contents database
Swift's Gulliver's Travels: Satirical, Utopian, or Both?
Once kick the world, and the world and you will live together at a reasonably
good understanding.
Jonathan Swift
When Gulliver's Travels was first published in 1726, Swift instantly
became history's most famous misanthrope. Thackeray was not alone in
his outrage when he denounced it as "past all sense of manliness and
shame; filthy in word, filthy in thought, furious, raging, obscene"
(quoted in Hogan, 1979: 648). Since then, few literary works have been
so dissected, discussed and disagreed apon. It is the magnum opus of
one of the English language's greatest satirists, but certainly does
not offer any easy answers. It is written like the typical travel book
of the day, but instead of offering a relaxing escape from the real
world, it brings us face to face with reality in all its complexity.
Of the four books comprising the work, by far the most controversial
has been the last: "A Voyage to the Houyhnhnms". In it, the narrator,
Gulliver, is deposited by mutineers on an island inhabited by two species.
The Yahoos are dirty, savage and barbaric, with no capacity for reason.
These wretched creatures physically resemble humans but immediately
fill Gulliver with loathing. The Houyhnhnms, on the other hand, are
a race of talking horses governed completely by reason. They lead natural,
simple lives, and use the Yahoos for menial labour. They are so honest
they cannot conceive of the notion of dishonesty. They regard Gulliver
as a precocious Yahoo and, after a few years, banish him from the Island.
Gulliver is heartbroken, having developed a love for these serene creatures
and their way of life. He spends the rest of his life in England, trying
talk to horses and regarding his fellow humans "only with Hatred, Disgust
and Contempt".
Until the 20th century, criticism of book four tended to equate Gulliver
with Swift. Gulliver would rather jump from the ship that "rescued"
him than re-enter human society He cannot bear to look at his own reflection
because of the resemblance he bears to the Yahoos. He sees himself as
unworthy even to kiss the hoof of his Houyhnhnm master. This deeply
offended an England which regarded man as the apex of creation and the
paradigm of reason. Swift seemed to be damning mankind to a useless,
horrible existence, without the prospect of any self-improvement or
progress.
Modern criticism, however, can be divided into two broad schools of
thought concerning the extent Swift wished to present the Houyhnhnm
society as ideal. James L. Clifford distinguishes between a Њsoft' and
a Њhard' approach (Lock, 1999). The approach one takes has a bearing
on one's entire notion of the book: on the narrative technique, on the
genre, and, most importantly, on the target of Swift's satire.
The soft approach, currently the more popular of the two, defends Swift
from his 18th century detractors by refuting the idea of Swift as a
people-hater. Exponents believe that there is a clear distinction between
Gulliver and Swift, and that Swift is satirising his narrator rather
than speaking through him. The Houyhnhnms are ironic devices not meant
to be taken as ideal. Similarly, the reader is not to despise the Yahoos
as Gulliver does, because the Yahoos, too, are abstractions. Gulliver's
behaviour at the end is so absurd and silly that all the "insight" he
has gained cannot be taken seriously. He regards the kind Captain Mendez
as just another Yahoo, thus he is clearly unreliable, say the critics.
Furthermore, the Houyhnhm society is, by modern standards, far from
ideal. Houyhnhnms love all members of their race equally, yet feel no
romantic or sexual love. As supremely rational creatures, they see it
as folly to mourn the death of a particular family member or friend.
They reject anything that they are not familiar with. They exploit the
Yahoos and procreate according to strict eugenic principles so as to
breed an inferior servant class. Their language is limited and their
culture primitive. They come across as remote, cold and dreary. George
Orwell takes particular exception to the Houyhnhnms, calling them walking
corpses. He sees their society as the epitome of totalitarianism, where
the attitude is "we know everything already, so why should dissident
opinions be tolerated?" (Orwell, 1971: 353).
Surely this could not have been Swift's idea of an ideal society, says
the soft school. The Houyhnhnms must be symbols for man's rational element,
and the Yahoos symbols for man's appetitive, sensual qualities. Swift
hated deistic rationalism, popular in the 18th century, which relied
on reason as the only guide for belief and action. Thus Gulliver is
satirised for failing to find a balance between his humanity and his
intellect. Crane sums up the imputed moral: "human nature is bad enough,
but it is not altogether hopeless; reason is a good thing, but a life
of pure reason is no desirable end for man". This critical approach
tends to see Gulliver's Travels as a novel. Gulliver is a psychologically
complex character and Swift uses him as a dramatic device. This paper
wishes to reject the easy compromises of this approach in favour of
the traditional, Њhard' school of thought. Gulliver's Travel's is a
satire, and Gulliver as satirical device does not have a fully-fledged
personality. Although it is dangerous to equate narrator with author
completely, Gulliver and Swift share the same basic view of human nature.
The difference, as R. Crane says, is simply "between a person who has
just discovered a deeply disturbing truth about man and is considerably
upset and one who has known this truth all along and can therefore write
of his hero's discovery calmly and with humour". There are no indications
anywhere that Swift did not himself believe the words he puts into his
hero's mouth. Readers have no other source but Gulliver, no contradicting
views between which to decide. The ending of the book is not comical,
but poignant. Gulliver, once so self-assured and proud of his species,
has undergone a tragic disillusionment which cleverly forms the climax
of the entire work.
The view that Gulliver's Travels does in fact despair of the human condition
ties in with what is known of the author. His declaration that "Principally
[he] hate[s] and detest[s] that animal called man" (quoted in Columbia,
1993) is certainly unequivocal enough. Swift was an orthodox Christian
and a conservative. His puritanical views caused him to regard man as
"fallen", as inherently sinful and evil. The Houyhnhnms represent prelapsarian
existence. Unlike them, Adam and Eve were not content to live in blissful
ignorance and brought about man's wretched state by following their
appetites rather than their reason. Similarly, Gulliver's curiosity
and thirst for adventure is the cause of all his troubles and of his
cruelty to those he leaves behind.
He was certainly no democrat‹he hated lords and politicians but felt
no better about the lower classes. To claim Swift could not have sanctioned
the exploitation of the Yahoos or lower caste of Houyhnhnms is to assume
that Swift had modern values such as freedom and equality. These values
resemble meliorism, which argued for the possibility of progress and
improvement of society and which Swift dismissed even in his own day.
We also know, from another work, the Battle of the Books and from book
three's Voyage to Glubdubbdrib that Swift had great respect for Classical
Man. Although the Ancient Greeks and Romans were still human, they were
as noble, uncorrupted and sensible as man could get. The Houyhnhnm society
reminds of the Classical society in its simplicity. It corresponds particularly
well with Plato's description of his ideal state in the Republic. In
the Republic, everyone knows their place and duties in society. Inferiors
do not strive to be equal to their superiors, and superiors do not ill-treat
their inferiors. Children are educated only in mythology and physical
fitness. The rulers have no private property or families, having given
their children to the "community" at birth. Plato felt that only a few
people possessed the capacity to reason properly, but that this capacity
was the most valuable. He also distrusted the written medium, which
he regarded as imperfect and misleading.
It seems as if Swift had Plato specifically in mind when creating the
Houyhnhnms. Plato did not believe that his ideal society would ever
come into existence, and Swift probably believed so even less. But unlike
the soft school, which says that a life of reason is unattainable and
undesirable, Swift believed that it is only unattainable. Whether Swift
portrays the Houyhnhnm society as perfect for humans is an almost superfluous
question, as it will never come about. Rather, it is a foil for human
society, a device to show that we are not as rational as we think. Swift,
in a letter to Pope, says that Gulliver's Travels aims at "proving the
falsity of that definition animale rationale; and to show that it should
be only rationis capax" (quoted in Hogan, 1979: 648). By this he means
that man has the capacity for a smattering of reason, but that instead
of using it to uplift himself, he uses it to increase his depravity.
The singularly human phenomenon of war, for instance, so ridiculous
when explained by Gulliver, requires some intelligence on the part of
humans‹but not much. Gulliver's sleeping quarters are literally halfway
between the Yahoos and the Houyhnhnms, and this becomes a metaphor for
man's paradoxical state. Swift includes sympathetic characters like
Captain Mendez in the book to drive home the point that he is referring
to all humans, including the reader who may imagine himself exempted.
Perhaps this is the reason why readers are so eager to soften the message
of Gulliver's Travels‹because they want to deflect the harsh glare of
his satire away from themselves. This is certainly why the work has
become a popular children's story. The idea that we are all Yahoos for
life alarms people as much today as it did almost three centuries ago.
Then there are the numerous references to excrement, which becomes a
symbol for man's filthiness. When the Yahoos first see Gulliver, they
defecate on his head, whereas Swift's ideal being, the horse, has particularly
inoffensive dung and lives cleanly. This ties in with the contrast between
the Yahoo diet and the Houyhnhnm diet. Gulliver cannot live on the monotonous
but healthy diet of the Houyhnhnms, and this is further proof of barbarism.
However, Swift does, ultimately, give us a glimmer of hope for humanity.
After all, this is the Irish patriot who pronounced Ireland "the most
miserable country apon earth". Although he is passionate in his hatred
for humankind, he is almost equally passionate in his love for it. True,
this is no gentle humanist who sees the world basking in a rosy glow.
Yet no-one who really does not care for his own species is so angry
at finding it deficient. If Swift were really an all-out misanthrope,
he would not have seen the point of trying to make humanity aware of
its condition. He would not have given two thirds of his earnings to
the poor. In his own forceful way, Swift dedicated his life to improving
society. He knew he could not make Houyhnhnms of humans, but at least
he could hold up his famous mirror of satire to show his fellow Yahoos
what they really are.
contents database
JOSEPH CONRAD "HEART OF DARKNESS"
Author
Joseph Conrad did not begin to learn English until he was 21 years old.
He was born Teodor Jozef Konrad Korzeniowski on Dec. 3, 1857, in the
Polish Ukraine. His father was an esteemed literary figure, who was
exiled to Siberia on suspicion of plotting against the Russian government,
and Conrad and his mother went with him. Conrad's mother was a frail
woman and died when he was 8 years old. Conrad's father sent him to
his mother's brother in Krakow to be educated. Conrad never again saw
his father. Conrad traveled to Marseilles when he was 17 and spent the
next 20 years as a sailor. He signed on to an English ship in 1878,
and 8 years later he became a British subject. In 1889, Conrad began
his first novel, Almayer's Folly, and began actively searching for a
way to fulfill his boyhood dream of traveling to the Congo River in
Africa. He took command of a steamship in the Belgian Congo and began
taking notes for what would be one of his greatest masterpieces. His
time in Africa wreaked havoc on his health, however, and he returned
to England to recover. He returned to sea twice before finishing Almayer's
Folly in 1894 and wrote several other books, including one about Marlow
called Youth: A Narrative before beginning Heart of Darkness in 1898.
He wrote many of his other major works (including Lord Jim, Nostromo,
and The Secret Agent) after this and lived a happy, successful life
with his wife and children until his death in 1924.
Conrad was already well established in the literary world when he wrote
Heart of Darkness, but this work represents a radically new course in
his style. His earlier works were comparatively straightforward and
objective, but Heart of Darkness is intensely psychological and analytical.
It includes a great deal of highly personal autobiographical details
as well as purely symbolic elements.
Characters
Marlow - The narrator and protagonist of Heart of Darkness' central
plot. Marlow is the only one in the frame story who still "follows the
sea," and he is a wanderer as well as a sailor (most sailors, the narrator
explains, are of a sedentary nature, as their home is the ship and they
never leave it). Marlow possesses a profoundly intuitive mind with a
broad, ageless wisdom; he sees history in wide perspective and accepts
the relative aspect of time (nineteen hundred years ago was yesterday
to him, says we "live in the flicker" of the transitory light of civilization).
Marlow has a strong work ethic and stresses its importance in keeping
a man sane. He is subject to many of the prejudices of other European
men, but he manages to keep an open mind and to empathize with unfamiliar
peoples.
Kurtz - The exceptional chief of the Inner Station, a man with high
ideals hailed as a universal genius. His most outstanding talent is
a remarkable eloquence. Kurtz lacks a certain restraint, however, and
in the wilderness he succumbs to the temptations of a barbarous lifestyle.
General Manager - The chief agent of the Company in its African territory.
He owes his success to a hardy constitution that allows him to outlive
all his competitors. He is average in appearance and unremarkable in
abilities, but he possesses a strange capacity to inspire a terrible
uneasiness in those around him, keeping everyone just unsettled enough
to exert his control over them. Marlow cannot comprehend what could
control such a man as this, and suspects that he may be completely hollow.
Brickmaker - The brickmaker is a favorite of the manager and assumed
by the other agents at the Central Station to be his spy on them. He
never actually produces any bricks, as he is supposedly waiting for
some essential element that is never delivered. He is petty and conniving
and assumes that everyone else is, too. Marlow suspects him of also
being empty inside.
Chief Accountant - An efficient worker with an incredible habit of dressing
up and keeping himself spotlessly tidy. He is a somewhat unsympathetic
man, but Marlow admires him a great deal for his strong work ethic and
strength of character (misdirected as it may be into his appearance)
in the face of widespread foolishness and absurdity.
Pilgrims - The bumbling, greedy agents of the Central Station. They
carry long wooden staves with them everywhere, reminding Marlow of traditional
religious travelers. They all want to be appointed to a station so that
they can trade for ivory and earn a commission, but none of them actually
take any effective steps toward achieving this goal. They are obsessed
with keeping up a veneer of civilization and proper conduct and are
motivated entirely by self-interest. They hate the natives and treat
them as subhuman.
Cannibals - Natives hired as the crew of the steamer, a surprisingly
reasonable and well-tempered bunch. Marlow respects their restraint
and calm acceptance of adversity.
Russian trader - A Russian sailor who went traipsing off into the wilderness
with some Dutch supplies and no idea of what would happen to him. He
is boyish in appearance and temperament, and seems to exist wholly on
the glamour of youth and the audacity of adventurousness. His brightly
patched clothes remind Marlow of a harlequin. He is a devoted disciple
of Kurtz.
Helmsman - A young man from the coast trained by Marlow's predecessor
to pilot the steamer. He is mediocre at best as a pilot, and given to
rash, unadvisable courses of action.
Intended - Kurtz's sweet, pure, faithful fiancee, who lives in a dream
world just like all other women, as Conrad implies.
Aunt - Marlow's doting relative who secures him a position with the
Company. She believes firmly in the righteous doctrines of Kipling's
"White Man's Burden."
Narrator - The unnamed speaker in the framing story. Like the rest of
the characters on the Nellie, he was once a sailor. He is somewhat idealistic
and thoughtful, making him susceptible to the eeriness of Marlow's tale.
The Director of Companies - The host of the cruise in the frame story.
He is extremely nautical and as trustworthy as a ship's pilot, but his
work now resides on land.
The Lawyer - A fellow of many years and many virtues in the frame story.
The Accountant - Another character in the frame story. He brings the
dominos.
Summary
Heart of Darkness centers around Marlow, an introspective sailor, and
his journey up the Congo River to meet Kurtz, a reportedly idealistic
man of great abilities. Marlow takes a job with the Company piloting
a steamship in the Belgian Congo. Marlow encounters widespread idiocy
and absurd inefficiency in the Company's stations. The native inhabitants
of the region have been impressed into service for the Company, and
they suffer terribly from overwork and ill-treatment at the hands of
the Company's agents.
When Marlow arrives at the Central Station, under the control of the
general manager, an unwholesome, conspiratorial character, he finds
that his steamship has been sunk and spends several months waiting for
parts to repair it. His interest in Kurtz grows during this period.
The manager and his favorite, the brickmaker, seem to fear Kurtz as
a threat to their position. Kurtz is rumored to be ill, making the delays
all the more costly. Marlow eventually gets the parts he needs to repair
his ship, and he and the manager set out with a few agents (whom Marlow
calls pilgrims because of their strange habit of carrying long, wooden
staves wherever they go) and a crew of cannibals on a long, difficult
voyage up the river.
They come across a hut with firewood stacked and a note saying it is
for them but to approach cautiously. They are attacked by natives and
the helmsman is killed before Marlow frightens the natives away with
the steam whistle. They come to Kurtz's Inner Station, expecting to
find him dead, but a Russian trader there assures them everything is
alright and reveals that he is the one who left the wood. The Russian
claims Kurtz has enlarged his mind and cannot be subjected to the same
moral judgments as normal people. Kurtz has established himself as a
god with the natives and gone out on brutal raids in the surrounding
territory in search of ivory. The pilgrims bring Kurtz out of the station-house
on a stretcher, and a large group of native warriors pours out of the
forest and surrounds them. Kurtz speaks to them and they disappear into
the woods.
They bring Kurtz aboard. A beautiful native woman appears on the shore
and stares out at the ship; the Russian implies that she is somehow
involved with Kurtz and has caused trouble before with her influence
over him. The Russian reveals to Marlow, under promise of secrecy, that
Kurtz had ordered the attack on the steamer in order to make them believe
he was dead and turn back so he could stay. Then he leaves, as the pilgrims
do not trust him, and the manager has plotted to have him hanged. Kurtz
disappears in the night, and Marlow goes out to find him crawling on
all fours towards the native camp. Marlow stops him and convinces him
to return to the ship. They set off down the river, but Kurtz's health
is failing fast.
Marlow listens to him talk while he pilots the ship, and Kurtz entrusts
him with a packet of personal documents, including an eloquent pamphlet
on civilizing the savages which ends (as Kurtz seems to have forgotten)
with a scrawled message that says, "Exterminate all the brutes!" The
steamer breaks down and they have to stop for repairs. Kurtz dies, uttering
his last words while Marlow is present: "The horror! The horror!" Marlow
falls ill soon after and just barely pulls through. He returns to Europe
and goes to see Kurtz's Intended. She is still in mourning, even though
it has been over a year since Kurtz's death, and she praises him as
a paragon of virtue and achievements. She asks what his last words were,
but Marlow cannot bring himself to shatter her illusions with the truth.
Instead, he tells her Kurtz's last word was her name.
contents database
MARK TWAIN "HUCKLEBERRY FINN"
Author
Samuel Clemens was born in Missouri in 1835. He grew up in the town
of Hannibal, Missouri, which would become the model for St. Petersburg,
the fictional town where Huckleberry Finn begins. Missouri was a "slave
state" during this period, and Clemens' family owned a few slaves. In
Missouri, most slaves worked as domestic servants, rather than on the
large agricultural plantations that most slaves elsewhere in the United
States experienced. This domestic slavery is what Twain generally describes
in Huckleberry Finn, even when the action occurs in the deep South.
The institution of slavery figures prominently in the novel and is important
in developing both the theme and the two most important characters,
Huck and Jim.
Twain received a brief formal education, before going to work as an
apprentice in a print shop. He would later find work on a steamboat
on the Mississippi River. Twain developed a lasting affection for the
Mississippi and life on a steamboat, and would immortalize both in Life
on the Mississippi (1883), and in certain scenes of Tom Sawyer (1876),
and Huckleberry Finn (1885). He took his pseudonym, "Mark Twain," from
the call a steamboat worker would make when the ship reached a (safe)
depth of two fathoms. Twain would go on to work as a journalist in San
Francisco and Nevada in the 1860s. He soon discovered his talent as
a humorist, and by 1865 his humorous stories were attracting national
attention.
In 1870, Twain married Olivia Langdon of New York State. The family
moved to Hartford, Connecticut, to a large, ornate house paid for with
the royalties from Twain's successful literary adventures. At Hartford
and during stays with Olivia's family in New York State, Twain wrote
The Gilded Age, co-authored with Charles Dudley Warner in 1873 and The
Prince and the Pauper (1882), as well as the two books already mentioned.
Adventures of Huckleberry Finn was finally published in 1885. Twain
had begun the book years earlier, but the writing was done in spurts
of inspiration interrupted by long periods during which the manuscript
sat in the author's desk. Despite the economic crisis that plagued the
United States then, the book became a huge popular and financial success.
It would become a classic of American literature and receive acclaim
around the world--today it has been published in at least twenty-seven
languages.
Still, at the time of publication, the author was bothered by the many
bad reviews it received in the national press. The book was principally
attacked for its alleged indecency. After the 1950s, the chief attacks
on the book would be against its alleged racism or racial bigotry. For
various reasons, the book frequently has been banned from US schools
and children's libraries, though it was never really intended as a children's
book. Nonetheless, the book has been widely read ever since its first
publication well over a century ago, an exception to Twain's definition
of a classic as "a book which people praise and don't read."
Characters
Huckleberry Finn - The protagonist and narrator of the novel. Huck is
the thirteen or fourteen year-old son of the local drunk in the town
of St. Petersburg, Missouri, at the start of the novel. He is kidnapped
by his father, Pap, from the "sivilizing" influence of the Widow Douglas
and Miss Watson, and then fakes his own death to escape. He meets Jim
on Jackson's Island. The rest of the novel is largely motivated by two
conflicts: the external conflict to achieve Jim's freedom, and the internal
conflict within Huck between his own sense of right and wrong and society's.
Huck has a series of "adventures," making many observations on human
nature and the South as he does. He progressively rejects the values
of the dominant society and matures morally as he does.
Jim - A slave who escaped from Miss Watson after she considered selling
him down river. He encounters Huck on Jackson's Island, and the two
become friends and spend most of the rest of the novel together. Jim
deeply grieves his separation from his wife and two children and dreams
of getting them back. He is an intensely human character, perhaps the
novel's most complex. Through his example, Huck learns to appreciate
the humanity of black people, overcoming his society's bigotry and making
a break with its moral code. Twain also uses him to demonstrate racial
equality. But Jim himself remains somewhat enigmatic; he seems both
comrade and father figure to Huck, though Huck, the youthful narrator,
may not be able to thoroughly evaluate his friend, and so the reader
has to suppose some of his qualities.
The Duke and Dauphin - These two criminals appear for much of the novel.
Their real names are never given, but the younger man, about thirty
years old, claims to be the Duke of Bridgewater, and is called both
"the Duke" and "Bridgewater" in the novel, though for the sake of clarity,
he is only called "the Duke" here. The much older man claims to be the
son of Louis XVI, the executed French king. "Dauphin" was the title
given to heirs to the French throne. He is mostly called "the king"
in the novel (since his father is dead, he would be the rightful king),
though he is called "the Dauphin" in this study guide since the name
is more distinctive. The two show themselves to be truly bad when they
separate a slave family at the Wilks household, and later sell Jim.
Tom Sawyer - Huck's friend, and the protagonist of Tom Sawyer, the novel
for which Huckleberry Finn is ostensibly the sequel. He is in many ways
Huck's foil, given to exotic plans and romantic adventure literature,
while Huck is more down-to-earth. He also turns out to be profoundly
selfish. On the whole, Tom is identified with the "civilzation" from
which Huck is alienated.
Widow Douglas and Miss Watson - Two wealthy sisters who live together
in a large house in St. Petersburg. Miss Watson is the older sister,
gaunt and severe-looking. She also adheres the strongest to the hypocritical
religious and ethical values of the dominant society. Widow Douglas,
meanwhile, is somewhat gentler in her beliefs and has more patience
with the mischievous Huckleberry. She adopted Huck at the end of the
last novel, Tom Sawyer, and he is in her care at the start of Huckleberry
Finn. When Miss Watson considers selling Jim down to New Orleans, away
from his wife and children and deep into the plantation system, Jim
escapes. She eventually repents, making provision in her will for Jim
to be freed, and dies two months before the novel ends.
Pap - Huckleberry's father and the town drunk and ne'er- do-well. When
he appears at the beginning of the novel, he is a human wreck, his skin
a disgusting ghost-like white, and his clothes hopelessly tattered.
Like Huck, he is a member of the least privileged class of whites, and
is illiterate. He is angry that his son is getting an education. He
wants to get hold of Huck's money, presumably to spend it on alcohol.
He kidnaps Huck and holds him deep in the woods. When Huck fakes his
own murder, Pap is nearly lynched when suspicions turn his way. But
he escapes, and Jim eventually finds his dead body on an abandoned houseboat.
Judge Thatcher - Judge Thatcher is in charge of safeguarding the money
Huck and Tom won at the end of Tom Sawyer. When Huck discovers his father
has come to town, he wisely signs his fortune over to the Judge. Judge
Thatcher has a daughter, Becky, whom Huck calls "Bessie."
Aunt Polly - Tom Sawyer's aunt and guardian. She appears at the end
of Huckleberry Finn and properly identifies Huck, who has pretended
to be Tom; and Tom, who has pretended to be his brother, Sid (who never
appears in this novel).
The Grangerfords - The master of the Grangerford clan is "Colonel" Grangerford,
who has a wife. The children are Bob, the oldest, then Tom, then Charlotte,
aged twenty- five, Sophia, twenty, and Buck, the youngest, about thirteen
or fourteen. They also had a deceased daughter, Emmeline, who made unintentionally
humorous, maudlin pictures and poems for the dead. Huckleberry thinks
the Grangerfords are all physically beautiful. They live on a large
estate worked by many slaves. Their house is decked out in humorously
tacky finery that Huckleberry innocently admires. The Grangerfords are
in a feud with the Shepardsons, though no one can remember the cause
of the feud or see any real reason to continue it. When Sophia runs
off with a Shepardson, the feud reignites, and Buck and another boy
are shot. With the Grangerfords and the Shepardsons, Twain illustrates
the bouts of irrational brutality to which the South was prone.
The Wilks Family - The deceased Peter Wilks has three daughters, Mary
Jane, Susan, and Joanne (whom Huck calls "the Harelip"). Mary Jane,
the oldest, takes charge of the sisters' affairs. She is beautiful and
kind- hearted, but easily swindled by the Duke and Dauphin. Susan is
the next youngest. Joanna possess a cleft palate (a birth defect) and
so Huck somewhat tastelessly refers to her as "the Hare Lip" (another
name for cleft palate). She initially suspects Huck and the Duke and
Dauphin, but eventually falls for the scheme like the others.
The Phelps family - The Phelps family includes Aunt Sally, Uncle Silas
and their children. They also own several slaves. Sally and Silas are
generally kind-hearted, and Silas in particular is a complete innocent.
Tom and Huck are able to continue playing pranks on them for quite some
time before they suspect anything is wrong. Sally, however, displays
a chilling level of bigotry toward blacks, which many of her fellow
Southerners likely share. The town in which they live also cruelly kills
the Duke and Dauphin. With the Phelps, Twain contrasts the good side
of Southern civilization with its bad side.
Summary
Adventures of Huckleberry Finn was finally published in 1885. Twain
had begun the book years earlier, but the writing was done in spurts
of inspiration interrupted by long periods during which the manuscript
sat in the author's desk. Despite the economic crisis that plagued the
United States then, the book became a huge popular and financial success.
It would become a classic of American literature and receive acclaim
around the world--today it has been published in at least twenty-seven
languages.
Still, at the time of publication, the author was bothered by the many
bad reviews it received in the national press. The book was principally
attacked for its alleged indecency. After the 1950s, the chief attacks
on the book would be against its alleged racism or racial bigotry. For
various reasons, the book frequently has been banned from US schools
and children's libraries, though it was never really intended as a children's
book. Nonetheless, the book has been widely read ever since its first
publication well over a century ago, an exception to Twain's definition
of a classic as "a book which people praise and don't read."
contents database
WALTER SCOTT "IVANHOE"
Author
Walter Scott was born in 1771 in Edinburgh, Scotland; his father was
a lawyer, and as a young man Walter was expected to follow in his footsteps.
In 1786 he was apprenticed to his father, but he preferred reading to
studying. After a childhood spent often in a sickbed, Scott married
in 1797. Around the same time, he began publishing poems, and slowly
made a name for himself as a narrative poet--his long, novelistic poems
The Lay of the Last Minstrel (1805) and The Lady of the Lake (1810)
were extremely popular throughout England. By around 1813, however,
Lord Byron had overtaken him in popularity and literary success as a
narrative poet, and Scott turned to novels to revitalize his career.
His Waverly (1814), a historical novel set during the Scottish Jacobite
rebellion of 1745, became a huge success, and Scott began a long career
as a historical novelist. Many of his works had to do with the history
of Scotland, but his best and most famous novel, 1819's Ivanhoe, had
nothing to do with Scotland at all. Set in England in the last years
of the twelfth century, Ivanhoe tells the story of a noble knight involved
with King Richard I--known to history as "Richard the Lion-Hearted"--and
his return to England from the Crusades, the long wars during which
the forces of Christian Europe sought to conquer the Holy Land of Jerusalem
from its Muslim occupants.
Richard mounted the Third Crusade in 1190, shortly after attaining the
English crown. Richard had far less interest in ruling his nation wisely
than in winning the city of Jerusalem and finding honor and glory on
the battlefield. He left England precipitously, and it quickly fell
into a dismal state in the hands of his brother, Prince John, the legendarily
greedy ruler from the Robin Hood stories. In John's hands, England languished.
The two peoples who occupied the nation--the Saxons, who ruled England
until the Battle of Hastings in 1066, and the French-speaking Normans,
who conquered the Saxons--were increasingly at odds, as powerful Norman
nobles began gobbling up Saxon lands. Matters became worse in 1092,
when Richard was captured in Vienna by Leopold V, the Duke of Austria.
(Richard had angered both Austria and Germany by signing the Treaty
of Messina, which failed to acknowledge Henry VI, the Emperor of Germany,
as the proper ruler of Sicily; Leopold captured Richard primarily to
sell him to the Germans.) The Germans demanded a colossal ransom for
the king, which John was in no hurry to supply; in 1194, Richard's allies
in England succeeded in raising enough money to secure their lord's
release. Richard returned to England immediately, and was re-crowned
in 1194.
Ivanhoe takes place during the crucial historical moment just after
Richard's landing in England, before the king has revealed himself to
the nation; throughout the novel, Richard travels in disguise, waiting
for his allies to raise a sufficient force to protect him against Prince
John and his allies. The emphasis of the book is on the conflict between
the Saxons and the Normans; Ivanhoe--a Saxon knight loyal to a Norman
king--emerges as a model of how the Saxons can adapt to life in Norman
England. But more important than any metaphor in Ivanhoe is the book's
role as an adventure story, which is by far its most important aspect.
With its scenes of jousting knights, burning castles, and damsels in
distress, Ivanhoe is one of the most popular historical romances of
all time. Walter Scott was first and foremost a storyteller, and Ivanhoe
is his greatest tale.
Characters
Wilfred of Ivanhoe - Known as "Ivanhoe." The son of Cedric; a Saxon
knight who is deeply loyal to King Richard I. Ivanhoe was disinherited
by his father for following Richard to the Crusades, but he won great
glory in the fighting, and has been richly rewarded by the king. Ivanhoe
is in love with his father's ward, the beautiful Rowena. He represents
the epitome of the knightly code of chivalry, heroism, and honor.
King Richard I - The King of England and the head of the Norman royal
line, the Plantagenets. He is known as "Richard the Lion-Hearted" for
his valor and courage in battle, and for his love of adventure. As king,
Richard cares about his people, but he has a reckless disposition and
is something of a thrill-seeker. His courage and prowess are beyond
reproach, but he comes under criticism--even from his loyal knight Ivanhoe--for
putting his love of adventure ahead of the well being of his subjects.
Lady Rowena - The ward of Cedric the Saxon, a beautiful Saxon lady who
is in love with Ivanhoe. Ivanhoe and Rowena are prevented from marrying
until the end of the book because Cedric would rather see Rowena married
to Athelstane--a match that could reawaken the Saxon royal line. Rowena
represents the chivalric ideal of womanhood: she is fair, chaste, virtuous,
loyal, and mild-mannered. She shows some backbone, however, in defying
her guardian by refusing to marry Athelstane.
Rebecca - A beautiful Jewish maiden, the daughter of Isaac of York.
Rebecca tends to Ivanhoe after he is wounded in the tournament at Ashby,
and falls in love with him despite herself. Rebecca's love for Ivanhoe
is in conflict with her good sense; she knows that they can never marry
(he is a Christian and she is a Jew), but she is drawn to him nonetheless.
Still, she restrains her feelings; Rebecca is a strong-willed woman
with an extraordinary degree of self-control. The novel's equivalent
of a tragic heroine, she is among the most sympathetic characters in
the book.
Cedric the Saxon - Ivanhoe's father, a powerful Saxon lord who has disinherited
his son for following Richard to the Crusades. Cedric is fiercely proud
of his Saxon heritage, and his first priority is to the prospects of
his people--hence his desire to marry Rowena to Athelstane rather than
to Ivanhoe. Cedric's unpolished manners make him the butt of jokes among
his Norman superiors, but he has a knack for making grand gestures to
restore the balance--as when he shocks Prince John by toasting Richard
at John's tournament feast.
Prince John - Richard's power-hungry and greedy brother, who sits on
the throne of England in Richard's absence. John is a weak and uninspiring
ruler who allows himself to be pushed around by his powerful Norman
nobles. But his tenacious desire to hold the throne makes a great deal
of trouble for England; he aggravates tensions between the Saxons and
the Normans, and does everything he can to keep Richard in his Austrian
prison. John's chief adviser is Waldemar Fitzurse, and his allies include
Maurice de Bracy and Reginald Front-de-Boeuf.
Brian de Bois-Guilbert - A knight of the Templar Order, also known as
the Knights-Templars. The Knights-Templars are a powerful international
military/religious organization ostensibly dedicated to the conquest
of the Holy Land, but in reality often meddling in European politics.
Brian de Bois- Guilbert is a formidable fighter, but he is a weak moralist
and often allows his temptations to take control of him. Among the most
complex characters in Ivanhoe, de Bois-Guilbert begins the novel as
a conventional villain--he and Ivanhoe are mortal enemies--but as the
novel progresses, his love for Rebecca brings out his more admirable
qualities. Locksley - The leader of a gang of forest outlaws who rob
from the rich and give to the poor, Locksley is soon revealed to be
none other than Robin Hood. Robin and his merry men help Richard to
free the Saxon prisoners from Torquilstone, and later save the king
from Waldemar Fitzurse's treacherous attack. A gallant, witty, and heroic
thief, Robin Hood adds an extra dash of adventure, excitement, and familiarity
to the story of Ivanhoe--after all, the character of Robin Hood was
deeply enshrined in English legend long before Scott wrote his novel.
Maurice de Bracy - A Norman knight who is allied to Prince John. John
plans to marry de Bracy to Rowena, but de Bracy becomes impatient and
kidnaps her party on its way home from Ashby, imprisoning them in Front-de-Boeuf's
stronghold of Torquilstone. In most ways a cardboard villain, de Bracy
experiences a strangely humanizing moment shortly after he kidnaps the
Saxons: when he tries to force Rowena to marry him, she begins to cry,
and he is moved by her tears. To his own surprise, he tries awkwardly
to comfort her.
Reginald Front-de-Boeuf - The ugliest and most brutal villain in the
novel, Front-de-Boeuf is a Norman knight allied to Prince John. He runs
the stronghold of Torquilstone, where de Bracy brings his Saxon prisoners.
Front- de-Boeuf threatens Isaac with torture unless the Jew coughs up
1,000 silver pieces. Front-de- Boeuf is killed in the fight for Torquilstone.
Isaac of York - Rebecca's father, a wealthy Jew. Isaac is a thoroughly
stereotypical literary Jew, cut after the pattern of Shylock in Shakespeare's
The Merchant of Venice: an avaricious, somewhat bumbling, but ultimately
kind-hearted character who loves money more than anything in the world
except his daughter.
Waldemar Fitzurse - Prince John's chief adviser, who has no great love
for the prince, but who has tied his political aspirations to John's
success. Fitzurse is a cool, calculating, and treacherous power- seeker,
who often reacts calmly to news that makes John panic. At the end of
the novel, Fitzurse leads an unsuccessful ambush against King Richard,
and is banished from England forever.
Gurth - Cedric's swineherd, who becomes Ivanhoe's de facto squire. Gurth
longs for nothing so much as his freedom, which he finally obtains from
Cedric after he helps to orchestrate the attack on Torquilstone.
Wamba - Cedric's jester, a witty, incisive Saxon clown, whose barbed
comments often mask nuggets of wry wisdom.
Prior Aymer - The abbot of a monastery, the prior is nonetheless addicted
to good food and pleasure. Used to represent the hypocrisies of the
medieval church, Prior Aymer is a companion of Brian de Bois-Guilbert.
Oswald - Cedric's porter.
Athelstane - A highborn Saxon nobleman whom Cedric hopes to see married
to Rowena, thinking that their union could reawaken the Saxon royal
line.
The Friar - A merry monk who befriends King Richard in Robin Hood's
forest. He is soon revealed to be none other than the legendary Friar
Tuck, a member of Robin Hood's band of merry men.
Ulrica - The Saxon crone who has lived her life as a consort to the
Norman rulers of Torquilstone. At the end of the battle for the castle,
she burns it to the ground, taunting Front-de-Boeuf and singing a weird
death-song as the flames slowly engulf her.
Lucas Beaumanoir - The stern, moralistic Grand Master of the Knights-Templars.
Albert Malvoisin - The leader of the Templar stronghold of Templestowe.
Malvoisin urges Brian de Bois-Guilbert to put aside his love for Rebecca
and stay the course of his career with the Templars.
The Palmer - A religious pilgrim who wears a palm emblem to indicate
that he has made a pilgrimage to the Holy Land. In reality, the Palmer
is Ivanhoe in his first disguise.
The Disinherited Knight - The name under which Ivanhoe fights in the
great tournament at Ashby, using a disguise because he still has not
revealed his presence in England.
The Black Knight - The disguise King Richard uses during most of the
novel, when he is still hiding his presence in England. As the mysterious
Black Knight, Richard is involved in a spate of adventures: he fights
with Ivanhoe (also in disguise) at the tournament, rescues the Saxon
prisoners from Torquilstone, and meets Robin Hood and his merry men.
Summary
It is a dark time for England. Four generations after the Norman Conquest
of the island, the tensions between Saxons and Normans are at a peak;
the two peoples even refuse to speak one another's languages. King Richard
is in an Austrian prison after having been captured on his way home
from the Crusades; his avaricious brother, Prince John, sits on the
throne, and under his reign the Norman nobles have begun routinely abusing
their power. Saxon lands are capriciously repossessed, and many Saxon
landowners are made into serfs. These practices have enraged the Saxon
nobility, particularly the fiery Cedric of Rotherwood. Cedric is so
loyal to the Saxon cause that he has disinherited his son Ivanhoe for
following King Richard to war. Additionally, Ivanhoe fell in love with
Cedric's highborn ward Rowena, whom Cedric intends to marry to Athelstane,
a descendent of a long-dead Saxon king. Cedric hopes that the union
will reawaken the Saxon royal line.
Unbeknownst to his father, Cedric's son Ivanhoe has recently returned
to England, disguised as a religious pilgrim. Assuming a new disguise
as the Disinherited Knight, he fights in the great tournament at Ashby-de-la-Zouche.
Here, with the help of a mysterious Black Knight, he vanquishes his
great enemy, the Templar Brian de Bois-Guilbert, and wins the tournament.
He names Rowena the Queen of Love and Beauty, and reveals his identity
to the crowd. But he is badly wounded, and collapses on the field. In
the meantime, the wicked Prince John has heard a rumor that Richard
is free from his Austrian prison; he and his advisors, Waldemar Fitzurse,
Maurice de Bracy, and Reginald Front-de-Boeuf, begin plotting how to
stop Richard from returning to power in England.
John has a scheme to marry Rowena to de Bracy; unable to wait, de Bracy
kidnaps Cedric's party on its way home from the tournament, imprisoning
the Saxons in Front-de-Boeuf's castle of Torquilstone. With the party
are Cedric, Rowena, and Athelstane, as well as Isaac and Rebecca, a
Jewish father and daughter who have been tending to Ivanhoe after his
injury, and Ivanhoe himself. De Bracy attempts to convince Rowena to
marry him, while de Bois-Guilbert attempts to seduce Rebecca, who has
fallen in love with Ivanhoe. Both men fail, and the castle is attacked
by a force led by the Black Knight who helped Ivanhoe at the tournament.
Fighting with the Black Knight are the legendary outlaws of the forest,
Robin Hood and his merry men. The villains are defeated and the prisoners
are freed, but de Bois-Guilbert succeeds in kidnapping Rebecca. As the
battle winds down, Ulrica, a Saxon crone, lights the castle on fire
and it burns to the ground, engulfing both Ulrica and Front-de-Boeuf.
At Templestowe, the stronghold of the Knights-Templars, Brian de Bois-Guilbert
comes under fire from his commanders for bringing a Jew into their sacred
fortress. It is speculated amongst the Templars that perhaps Rebecca
is a sorceress who has enchanted de Bois-Guilbert against his will;
the Grand Master of the Templars concurs, and orders a trial for Rebecca.
On the advice of de Bois-Guilbert, who has fallen in love with her,
Rebecca demands a trial-by-combat, and can do nothing but await a hero
to defend her. To his dismay, de Bois-Guilbert is appointed to fight
for the Templars: if he wins, Rebecca will be killed, and if he loses,
he himself will die. At the last moment, Ivanhoe appears to defend Rebecca,
but he is so exhausted from the journey that de Bois-Guilbert unseats
him in the first pass. But Ivanhoe wins a strange victory when de Bois-Guilbert
falls dead from his horse, killed by his own conflicting passions.
In the meantime, the Black Knight has defeated an ambush carried out
by Waldemar Fitzurse, and announced himself as King Richard, returned
to England at last. When Athelstane steps out of the way, Ivanhoe and
Rowena are married; Rebecca visits Rowena one last time to thank her
for Ivanhoe's role in saving her life. Rebecca and Isaac are sailing
for their new home in Granada; Ivanhoe goes on to have a heroic career
under King Richard, until the king's untimely death puts an end to all
his worldly projects.
Analysis
Ivanhoe is first and foremost an adventure novel; in fact, its popularity
and longevity have secured it a place as one of the great historical
romances of all time. The main goal of the novel is to entertain and
excite its readers with a tale of heroism set in the high Middle Ages,
and any symbolic or thematic purpose Walter Scott might have is decidedly
secondary to that goal. Still, Scott was too intelligent an author to
have written a mindless book; in addition to evoking the atmosphere
of a vanished era, Ivanhoe's adventure story makes some critical points
about an important time in English history, the moment when King Richard
the Lion-Hearted returned to England after four years spent fighting
in the Crusades and languishing in Austrian and German prisons. The
novel's main historical emphasis focuses on the tension between the
Saxons and the Normans, the two peoples who inhabited England. As a
matter of course, the novel proposes Ivanhoe, the hero, as a possible
resolution to those tensions--not because of anything Ivanhoe does,
for he is weirdly inactive for an action hero (he spends more than half
the novel on the sidelines with an injury), but for what he is, a Saxon
knight who is passionately loyal to King Richard, a Norman king.
Structurally, Ivanhoe is divided into three parts, each of them centering
on a particular adventure or quest. The first part involves Ivanhoe's
return to England in disguise (disguise is a major motif throughout
the novel: Ivanhoe, Richard, Cedric, Locksley, and Wamba each mask their
identities at some point), and centers around the great jousting tournament
held at Ashby-de-la-Zouche. The second part involves Sir Maurice de
Bracy's kidnapping of Cedric's Saxon party out of lust for Rowena, and
centers around the efforts of King Richard (in disguise, of course)
and Robin Hood's (Lockley's) merry men to free the prisoners. The third
part involves Rebecca's captivity at the hands of the Templars and Sir
Brian de Bois-Guilbert, and centers around the trial-by-combat which
is arranged to determine whether she will live or die.
For a writer whose early novels were prized for their historical accuracy,
Scott was remarkably loose with the facts when he wrote Ivanhoe. Historical
errors plague the book, and in many cases (as in the depiction of Isaac,
presented as the stereotypical literary Jew) the depictions reveal more
about mores and attitudes when Scott wrote the book, in 1819, then when
the story is supposed to have happened, in around 1194. This has led
many contemporary critics, especially fans of Scott's popular Waverly
novels, to criticize the book; but it is crucial to remember that Ivanhoe,
unlike the Waverly books, is entirely a romance. It is meant to please,
not to instruct, and is more an act of imagination than one of research.
Despite this fancifulness, however, Ivanhoe does make some prescient
historical points. The novel is occasionally quite critical of King
Richard, who seems to love adventure more than he loves the well being
of his subjects. This criticism did not match the typical idealized,
romantic view of Richard the Lion-Hearted that was popular when Scott
wrote the book; and yet it accurately echoes the way King Richard is
often judged by historians today.
contents database
D.H.LAWRENCE "LADY CHATTERLEY'S LOVER"
Author
Reviewers and government censors condemned D.H. Lawrence's last novel
as radically pornographic, a vision of a relationship and a society
without moral boundaries. But Lady Chatterley's Lover is not really
a radical novel, unless it can be said to be radically reactionary,
a profoundly conservative response to the modern condition. What was
the modern condition that Lawrence found so foul, and who was the author,
a paradoxical man whose somewhat puritan mind raged against modernity
through an unprecedentedly unconstrained celebration of sexuality? Reviewers
and government censors condemned D.H. Lawrence's last novel as radically
pornographic, a vision of a relationship and a society without moral
boundaries. But Lady Chatterley's Lover is not really a radical novel,
unless it can be said to be radically reactionary, a profoundly conservative
response to the modern condition. What was the modern condition that
Lawrence found so foul, and who was the author, a paradoxical man whose
somewhat puritan mind raged against modernity through an unprecedentedly
unconstrained celebration of sexuality?
Lawrence supported himself by teaching school, although his ambition
was to become a poet. In 1909, he published his first poems; in 1911
and 1912, he published his first two novels: The White Peacock and The
Trespasser, respectively. In 1912, he left England with Frieda Weekley
(nйe Von Richtofen), the wife of one of his college professors; they
were married in 1914, after the publication of his third novel, the
autobiographical Sons and Lovers (1913). His elopement marked the beginning
of a nomadic lifestyle. Except for a stint in England during the First
World War, Lawrence spent practically the rest of his life traveling
the world, from Germany to New Mexico, in search of a healthy atmosphere
in which to rehabilitate his lungs (he had been diagnosed with tuberculosis,
the disease that eventually killed him in 1930, at the age of 44). Lawrence's
elopement also marked the first of his rejections of conventional morality,
rejections that would play themselves out in sexual experimentation
that almost ruined his marriage, and that informed his later writing,
especially Lady Chatterley's Lover.
In the sixteen years between his marriage and his death, Lawrence was
remarkably prolific, publishing many novels, including the novels generally
considered his finest: The Rainbow (1915) and Women in Love (1920);
nonfiction, including history textbooks, travel memoirs and scholarly
psychological tracts; and several collections of short stories and poems.
In the last years of his life, wracked by tuberculosis, Lawrence wrote
three very different versions of what would prove his final novel, the
sexually explicit Lady Chatterley's Lover. He survived to see the final
version--first published in the spring of 1928--ripped by most reviewers
and censored in England and America.
Lawrence was not the only author writing in the decades after the first
World War whose work was considered radically immoral; famously, for
instance, a furor arose over the publication of James Joyce's great
novel Ulysses years before Lady Chatterley's Lover was written. Many
of the modernist writers and poets who dominated postwar avant-garde
literary art placed a high premium on discarding social convention,
which they believed had been exposed as empty by the carnage of the
war. Society was morally bankrupt, empty of real meaning, composed of
individuals between whom no real connection or understanding was possible.
In response, artists began to experiment radically with form, and they
set a premium on art that was "real," that eliminated convention to
get at the core of life.
D.H. Lawrence was not really one of these formally and thematically
radical modernists. While he shared the modernist belief that the postwar
world was virtually bereft of meaningful values, Lawrence laid the blame
at the doorstep of technology, the class system, and intellectual life.
He believed that modern industry had deprived people of individuality,
making them cogs in the industrial machine, a machine driven by greed.
And modern intellectual life conspired with social constraint to bleed
men dry of their vital, natural vigor. Lawrence wanted to revive in
the human consciousness an awareness of savage sensuality, a sensuality
that would free men from their dual enslavement to modern industry and
intellectual emptiness. He was in many ways a primitivist: he saw little
reason for optimism in modern society, and looked nostalgically backwards
towards the days of pastoral, agricultural England.
Characters
Lady Chatterley - The protagonist of the novel. Before her marriage,
she is simply Constance Reid, an intellectual and social progressive,
the daughter of Sir Malcolm and the sister ofHilda . When she marries
Clifford Chatterley , a minor nobleman, Constance--or, as she is known
throughout the novel, Connie--assumes his title, becoming Lady Chatterley.
Lady Chatterley's Lover chronicles Connie's maturation as a woman and
as a sensual being. She comes to despise her weak, ineffectual husband,
and to love Oliver Mellors , the gamekeeper on her husband's estate.
In the process of leaving her husband and conceiving a child with Mellors,
Lady Chatterley moves from the heartless, bloodless world of the intelligentsia
and aristocracy into a vital and profound connection rooted in sensuality
and sexual fulfillment.
Oliver Mellors - The lover in the novel's title. Mellors is the gamekeeper
on Clifford Chatterley 's estate, Wragby. He is aloof, sarcastic, intelligent
and noble. He was born near Wragby, and worked as a blacksmith until
he ran off to the army to escape an unhappy marriage. In the army he
rose to become a commissioned lieutenant--an unusual position for a
member of the working classes--but was forced to leave the army because
of a case of pneumonia, which left him in poor health. Disappointed
by a string of unfulfilling love affairs, Mellors lives in quiet isolation,
from which he is redeemed by his relationship with Connie : the passion
unleashed by their lovemaking forges a profound bond between them. At
the end of the novel, Mellors is fired from his job as gamekeeper and
works as a laborer on a farm, waiting for a divorce from his old wife
so he can marry Connie. Mellors is the representative in this novel
of the Noble Savage: he is a man with an innate nobility but who remains
impervious to the pettiness and emptiness of conventional society, with
access to a primitive flame of passion and sensuality.
Clifford Chatterley - Connie 's husband. Clifford Chatterley is a minor
nobleman who becomes paralyzed from the waist down during World War
I. As a result of his injury, Clifford is impotent. He retires to his
familial estate, Wragby, where he becomes first a successful writer,
and then a powerful businessman. But the gap between Connie and him
grows ever wider; obsessed with financial success and fame, he is not
truly interested in love, and she feels that he has become passionless
and empty. He turns for solace to his nurse and companion, Mrs. Bolton
, who worships him as a nobleman even as she despises him for his casual
arrogance. Clifford represents everything that this novel despises about
the modern English nobleman: he is a weak, vain man, but declares his
right to rule the lower classes, and he soullessly pursues money and
fame through industry and the meaningless manipulation of words. His
impotence is symbolic of his failings as a strong, sensual man.
Mrs. Bolton - Ivy Bolton is Clifford 's nurse and caretaker. She is
a competent, complex, still-attractive middle-aged woman. Years before
the action in this novel, her husband died in an accident in the mines
owned by Clifford's family. Even as Mrs. Bolton resents Clifford as
the owner of the mines--and, in a sense, the murderer of her husband--she
still maintains a worshipful attitude towards him as the representative
of the upper class. Her relationship with Clifford--she simultaneously
adores and despises him, while he depends and looks down on her--is
probably the most fascinating and complex relationship in the novel.
Michaelis - A successful Irish playwright with whom Connie has an affair
early in the novel. Michaelis asks Connie to marry him, but she decides
not to, realizing that he is like all other intellectuals: a slave to
success, a purveyor of vain ideas and empty words, passionless.
Hilda Reid - Connie 's older sister by two years, the daughter of Sir
Malcolm . Hilda shared Connie's cultured upbringing and intellectual
education. She remains unliberated by the raw sensuality that changed
Connie's life. She disdains Connie's lover, Mellors , as a member of
the lower classes, but in the end she helps Connie to leave Clifford.
Sir Malcolm Reid - The father of Connie and Hilda . He is an acclaimed
painter, an aesthete and unabashed sensualist who despises Clifford
for his weakness and impotence, and who immediately warms to Mellors
. Tommy Dukes - One of Clifford 's contemporaries, Tommy Dukes is a
brigadier general in the British Army and a clever and progressive intellectual.
Lawrence intimates, however, that Dukes is a representative of all intellectuals:
all talk and no action. Dukes speaks of the importance of sensuality,
but he himself is incapable of sensuality and uninterested in sex.
Charles May, Hammond, Berry - Young intellectuals who visit Wragby,
and who, along with Tommy Dukes and Clifford , participate in the socially
progressive but ultimately meaningless discussions about love and sex.
Duncan Forbes - An artist friend of Connie and Hilda . Forbes paints
abstract canvases, a form of art both Mellors and D.H. Lawrence seem
to despise. He once loved Connie, and Connie originally claims to be
pregnant with his child.
Bertha Coutts - Although Bertha never actually appears in the novel,
her presence is felt. She is Mellors ' wife, separated from him but
not divorced. Their marriage faltered because of their sexual incompatibility:
she was too rapacious, not tender enough. She returns at the end of
the novel to spread rumors about Mellors' infidelity to her, and helps
get him fired from his position as gamekeeper. As the novel concludes,
Mellors is in the process of divorcing her.
Squire Winter - A relative of Clifford . He is a firm believer in the
old privileges of the aristocracy.
Daniele, Giovanni - Venetian gondoliers in the service of Hilda and
Connie . Giovanni hopes that the women will pay him to sleep with them;
he is disappointed. Daniele reminds Connie of Mellors : he is attractive,
a "real man."
Summary
Lady Chatterley's Lover begins by introducing Connie Reid , the female
protagonist of the novel. She was raised as a cultured bohemian of the
upper-middle class, and was introduced to love affairs--intellectual
and sexual liaisons--as a teenager. In 1917, at 23, she marries Clifford
Chatterley , the scion of an aristocratic line. After a month's honeymoon,
he is sent to war, and returns paralyzed from the waist down, impotent.
After the war, Clifford becomes a successful writer, and many intellectuals
flock to the Chatterley mansion, Wragby. Connie feels isolated; the
vaunted intellectuals prove empty and bloodless, and she resorts to
a brief and dissatisfying affair with a visiting playwright, Michaelis
. Connie longs for real human contact, and falls into despair, as all
men seem scared of true feelings and true passion. There is a growing
distance between Connie and Clifford, who has retreated into the meaningless
pursuit of success in his writing and in his obsession with coal-mining,
and towards whom Connie feels a deep physical aversion. A nurse, Mrs.
Bolton , is hired to take care of the handicapped Clifford so that Connie
can be more independent, and Clifford falls into a deep dependence on
the nurse, his manhood fading into an infantile reliance.
Into the void of Connie's life comes Oliver Mellors , the gamekeeper
on Clifford's estate, newly returned from serving in the army. Mellors
is aloof and derisive, and yet Connie feels curiously drawn to him by
his innate nobility and grace, his purposeful isolation, his undercurrents
of natural sensuality. After several chance meetings in which Mellors
keeps her at arm's length, reminding her of the class distance between
them, they meet by chance at a hut in the forest, where they have sex.
This happens on several occasions, but still Connie feels a distance
between them, remaining profoundly separate from him despite their physical
closeness.
One day, Connie and Mellors meet by coincidence in the woods, and they
have sex on the forest floor. This time, they experience simultaneous
orgasms. This is a revelatory and profoundly moving experience for Connie;
she begins to adore Mellors, feeling that they have connected on some
deep sensual level. She is proud to believe that she is pregnant with
Mellors' child: he is a real, "living" man, as opposed to the emotionally
dead intellectuals and the dehumanized industrial workers. They grow
progressively closer, connecting on a primordial physical level, as
woman and man rather than as two minds or intellects.
Connie goes away to Venice for a vacation. While she is gone, Mellors'
old wife returns, causing a scandal. Connie returns to find that Mellors
has been fired as a result of the negative rumors spread about him by
his resentful wife, against whom he has initiated divorce proceedings.
Connie admits to Clifford that she is pregnant with Mellors' baby, but
Clifford refuses to give her a divorce. The novel ends with Mellors
working on a farm, waiting for his divorce, and Connie living with her
sister, also waiting: the hope exists that, in the end, they will be
together.
Analysis The greatness of Lady Chatterley's Lover lies in a paradox:
it is simultaneously progressive and reactionary, modern and Victorian.
It looks backwards towards a Victorian stylistic formality, and it seems
to anticipate the social morality of the late 20th century in its frank
engagement with explicit subject matter and profanity. One might say
of the novel that it is formally and thematically conservative, but
methodologically radical. The easiest of these assertions to prove is
that Lady Chatterley's Lover is "formally conservative." By this I mean
that there are few evident differences between the form of Lady Chatterley's
Lover and the form of the high-Victorian novels written fifty years
earlier: in terms of structure; in terms of narrative voice; in terms
of diction, with the exception of a very few "profane" words. It is
important to remember that Lady Chatterley's Lover was written towards
the end of the 1920s, a decade which had seen extensive literary experimentation.
The 1920s opened with the publishing of the formally radical novel Ulysses,
which set the stage for important technical innovations in literary
art: it made extensive use of the stream-of-consciousness form; it condensed
all of its action into a single 24-hour span; it employed any number
of voices and narrative perspectives. Lady Chatterley's Lover acts in
many ways as if the 1920s, and indeed the entire modernist literary
movement, had never happened. The structure of the novel is conventional,
tracing a small group of characters over an extended period of time
in a single place. The rather preachy narrator usually speaks with the
familiar third-person omniscience of the Victorian novel. And the characters
tend towards flatness, towards representing a type, rather than speaking
in their own voices and developing real three-dimensional personalities.
But surely, if Lady Chatterley's Lover is "formally conservative," it
can hardly be called "thematically conservative"! After all, this is
a novel that raised censorious hackles across the English-speaking world.
It is a novel that liberally employs profanity, that more-or-less graphically--graphically,
that is, for the 1920s: it is important not to evaluate the novel by
the standards of profanity and graphic sexuality that have become prevalent
at the turn of the 21st century--describes sex and orgasm, and whose
central message is the idea that sexual freedom and sensuality are far
more important, more authentic and meaningful, than the intellectual
life. So what can I mean by calling Lady Chatterley's Lover, a famously
controversial novel, "thematically conservative"? Well, it is important
to remember not only precisely what this novel seems to advocate, but
also the purpose of that advocacy. Lady Chatterley's Lover is not propaganda
for sexual license and free love. As D.H. Lawrence himself made clear
in his essay "A Propos of Lady Chatterley's Lover," he was no advocate
of sex or profanity for their own sake. The reader should note that
the ultimate goal of the novel's protagonists, Mellors and Connie ,
is a quite conventional marriage, and a sex life in which it is clear
that Mellors is the aggressor and the dominant partner, in which Connie
plays the receptive part; all who would argue that Lady Chatterley's
Lover is a radical novel would do well to remember the vilification
that the novel heaps upon Mellors' first wife, a sexually aggressive
woman. Rather than mere sexual radicalism, this novel's chief concern--although
it is also concerned, to a far greater extent than most modernist fiction,
with the pitfalls of technology and the barriers of class--is with what
Lawrence understands to be the inability of the modern self to unite
the mind and the body. D.H. Lawrence believed that without a realization
of sex and the body, the mind wanders and a society without moral boundaries.
But Lady Chatterley's Lover is not really a radical novel, unless it
can be said to bmodern greed and the injustices of the class system.
As the great writer Lawrence Durrell observed in reference to Lady Chatterley's
Lover, Lawrence was "something of a puritan himself. He was out to cure,
to mend; and the weapons he selected for this act of therapy were the
four-letter words about which so long and idiotic a battle has raged."
That is to say: Lady Chatterley's Lover was intended as a wake-up call,
a call away from the hyper-intellectualism embraced by so many of the
modernists, and towards a balanced approach in which mind and body are
equally valued. It is the method the novel uses that made the wake-up
call so radical--for its time--and so effective. This is a novel with
high purpose: it points to the degradation of modern civilization--exemplified
in the coal-mining industry and the soulless and emasculated Clifford
Chatterley --and it suggests an alternative in learning to appreciate
sensuality. And it is a novel, one must admit, which does not quite
succeed. Certainly, it is hardly the equal of D.H. Lawrence's great
novels, Women in Love and The Rainbow. It attempts a profound comment
on the decline of civilization, but it fails as a novel when its social
goal eclipses its novelistic goals, when the characters become mere
allegorical types: Mellors as the Noble Savage, Clifford as the impotent
nobleman. And the novel tends also to dip into a kind of breathless
incoherence at moments of extreme sensuality or emotional weight. It
is not a perfect novel, but it is a novel which has had a profound impact
on the way that 20th-century writers have written about sex, and about
the deeper relationships of which, thanks in part to Lawrence, sex can
no longer be ignored as a crucial element.
contents database
WILLIAM FAULKNER "LIGHT IN AUGUST"
Author
William Faulkner was born in New Albany, Mississippi, in September 1897;
he died in Mississippi in 1962. In between, he achieved a reputation
as one of the greatest American novelists of the twentieth century,
largely based on his series of novels about a fictional region of Mississippi
called Yoknapatawpha County, centered on the fictional town of Jefferson.
The greatest of these novels--among them The Sound and the Fury, Light
in August, and Absalom, Absalom! --rank among the very finest novels
of world literature.
Faulkner was especially interested in moral themes relating to the ruins
of the Deep South in the post-Civil War era. Combines long, uninterrupted
sentences with long strings of adjectives, frequent changes in narration,
many recursive asides, and a frequent reliance on a sort of objective
stream-of-consciousness technique whereby the inner experience of a
character in a scene is contrasted with the outward appearance of the
scene, his innovative prose style ranks among his greatest achievements.
He was awarded the Nobel Prize for Literature in 1949.
Stylistically speaking, Light in August is one of Faulkner's least demanding
novels; the prose is easily comprehensible on a first reading. But thematically,
the novel, written during the early 1930s, is one of Faulkner's richest
and most complicated books. The story of Joe Christmas, Lena Grove,
and Gail Hightower, largely set amid poor Southern laborers during the
1920s, takes up a wide range of thematic concerns centered on the conflict
between the individual and the community. Propelled along by illicit
sex, racial hatred, religious fanaticism, and brutal violence, the book
is Faulkner's largest-scale attempt to capture the whole community of
the county in a time of crisis. It is also one of his most focused looks
into the social and moral psychology of human beings, and into the forces
that threaten and disrupt the cohesion of communities.
Characters
Joe Christmas - A sullen, contemptuous man who looks white, but whose
father was a black man. He lives in Jefferson, Mississippi, where he
works in a planing mill and brews illegal whiskey on the side. He becomes
Joanna Burden's lover, and murders her shortly before the beginning
of the novel.
Reverend Gail Hightower - A minister in Jefferson. He fell from grace
and was forced out of his church many years ago, after his wife died
in a Memphis hotel room where she was staying with her lover. Obsessed
with the memory of his grandfather, who died in Jefferson during the
Civil War, he now spends a great deal of time alone, though occasionally
he is visited by Byron Bunch.
Byron Bunch - A quiet, diminutive man working at the Jefferson planing
mill. He works six days a week because he believes that working will
keep him from doing any harm. His only friend is Gail Hightower. He
falls in love with Lena Grove the instant he sees her.
Lena Grove - A young pregnant girl traveling from Alabama to Jefferson,
Mississippi, in search of Lucas Burch, the father of her child. She
loves seeing new places, and maintains a positive attitude despite her
scandalous out-of-wedlock pregnancy.
Lucas Burch/Joe Brown - The father of Lena Grove's child, a shiftless,
cowardly man who loves to hear himself talk. Lucas Burch is his real
name; Joe Brown is the alias he uses in Jefferson, where he is Joe Christmas'
bootlegging partner. He starts the fire at Miss Burden's house after
he discovers her body, then tries to turn Christmas in and collect the
thousand-dollar reward.
Miss Atkins - The dietitian in Joe Christmas' childhood orphanage. When
Joe overhears her having sex with a doctor, she believes he plans to
turn her in and have her fired from the orphanage. Paranoid and selfish,
she takes steps to have him sent away from the institution.
Mr. McEachern - Joe Christmas' adoptive father, a stern, unfeeling,
demanding man, and a pious Presbyterian. Joe kills him by hitting him
over the head with a chair at a local dance. Mrs. McEachern - Joe Christmas'
adoptive mother, a soft, clumsily loving woman whom Joe hates bitterly.
Uncle Doc Hines - Joe Christmas' grandfather, a racist who murders Joe's
father, a black circus employee. He places Joe in an orphanage, where
he briefly works as janitor.
Mrs. Hines - Joe Christmas' grandmother, the mother of Joe's mother
Milly. She tries to keep her husband, Uncle Doc Hines, from killing
Joe or having him lynched after he is captured.
Joanna Burden - The daughter of a family of northern abolitionists who
moved to Jefferson during Reconstruction, after the Civil War. She helps
and advises negro students and colleges. She becomes Joe Christmas'
lover, but, after she holds him at gunpoint and demands that he undergoes
a religious conversion, he murders her.
Bobbie Allen - A waitress and prostitute in the town closest to McEachern's
farm; Joe Christmas' first lover.
Percy Grimm - An army captain with fiercely racist opinions. He first
organizes a group of American Legion men to keep the townsfolk from
lynching Joe Christmas; after Joe Christmas escapes, Grimm tracks him
down, kills, and castrates him.
Summary
A young pregnant girl named Lena Grove comes to Jefferson, Mississippi,
in search of Lucas Burch, the father of her unborn child. On the day
of her arrival, Jefferson is shaken by a tragedy: the home of Joanna
Burden, the heiress of a family of Northern abolitionists, burns to
the ground, and Miss Burden is found dead, her head almost completely
severed from her body. A man named Joe Brown comes forward to claim
the thousand-dollar reward for information regarding the murder. He
claims that Joe Christmas, a half-negro mill worker who used to be his
bootlegging partner, had been Joanna's lover and committed the murder.
Byron Bunch, who helps Lena find a place to stay when she reaches Jefferson,
realizes that Joe Brown is the same person as Lucas Burch, and that
he is simply using "Joe Brown" as an alias. Against the advice of his
friend, the outcast Reverend Hightower, Byron installs Lena in the old
negro cabin where Joe Brown and Joe Christmas lived before the murder.
He does not tell her about the role of her lover in the tragic recent
events.
Joe Christmas, who was sent away from his orphanage at a young age to
be raised by the strict, almost inhuman Presbyterian McEachern, lives
in the wilderness, trying to evade capture, and remembering his past--the
long road of prostitutes and fighting that followed his killing of McEachern
and his separation from his first lover, the prostitute Bobbie Allen.
At last, Joe is unable to bear the struggle to avoid being caught and
the attendant inner struggle to retain a measure of his humanity; he
goes to Mottstown, where he is captured. The townspeople are outraged
that Joe, a "nigger," would dare to lay hands on a white woman; Joe
only escapes lynching because a local man stands to collect the reward
if he is transported safely to Jefferson. Joe's grandparents, whom he
has never seen, happen to live in Mottstown and hear of his capture.
His grandfather, the fanatic religionist and racist Uncle Doc Hines,
wants to kill him or have him lynched, but his grandmother, Mrs. Hines,
protects him.
They follow him to Jefferson, where they meet Byron Bunch. Byron takes
them to see Reverend Hightower, and asks Hightower to support a false
alibi for Joe, claiming that he was with Hightower on the night of the
murder. The alibi is tantamount to acknowledging a homosexual relationship
with Joe, however, and Hightower, who has been accused of such a relationship
in the past, angrily declines. Shortly thereafter, Lena's baby is born;
Byron cannot find a doctor, so Hightower is forced to deliver it himself.
Through this act, he begins to feel triumphantly reconnected to the
world from which he has been isolated for so long.
Joe escapes from his captors in Jefferson and runs to Hightower's house,
where he is killed and castrated by Percy Grimm, a racist army captain.
Before Grimm kills Joe, Hightower tries to claim that Joe was with him
the night of the murder. The claim fails, but the bare attempt completes
Hightower's redemption; when he dies not long thereafter, he sees a
giant, luminous wheel made of faces from his life, and his face is included
on the wheel. Lena and Byron leave Jefferson with the baby, in pursuit
of Lucas Burch, who fled out a window when he was taken to see Lena.
Byron hopes that Lena will give up searching for Burch and marry him,
but Lena insists on continuing the journey--possibly just because she
enjoys traveling.
contents database
E.O'NEILL "LONG DAY'S JOURNEY INTO NIGHT"
Author
Long Day's Journey into Night is one of Eugene O'Neill's later plays.
He wrote it for his wife on the occasion of their 12th wedding anniversary
in 1940. The play was written in part as a way for O'Neill to show the
world what his family was like and in what sort of environment he was
raised. O'Neill wanted to create a play that would lay forth his own
background in a forgiving nature, which is why he strove not to bias
the play against any one character. The drama is very similar to O'Neill's
family situation as a young man, but more importantly, it has become
a universal play representing the problems of a family that cannot live
in the present, mired in the dark recesses of a bitter, troubled past.
Because of its deeply personal nature, O'Neill requested that the play
be published posthumously, which meant that the play was not revealed
to the world until O'Neill's death in 1956.
To be sure, O'Neill has always been seen as one of the greatest American
playwrights. He was the only American dramatist to be awarded the Nobel
Prize, an honor not bestowed upon either Arthur Miller or Tennessee
Williams, two other great American playwrights. He won the Pulitzer
Prize for four plays, including Long Day's Journey into Night. His other
best known plays are The Iceman Cometh, Mourning Becomes Electra, Ah
Wilderness!, Strange Interlude, and The Hairy Ape. O'Neill was a huge
Broadway success during his own adult life.
For information on what his childhood was like, one does best to read
Long Day's Journey into Night and examine the character of Edmund, who
is partly autobiographical. O'Neill was the son of a Broadway actor
and a mother who disliked Broadway. He suffered from tuberculosis, which
caused him to have a nervous breakdown early in life. He was born in
1888, but he did not achieve success as a playwright until his 30th
play, Beyond the Horizon, appeared in 1920. Around the same time, his
father died which devastated O'Neill, who had admired his father tremendously
despite their differences.
After achieving success in 1920, O'Neill remained a dominant figure
of American Theater throughout his life. He had numerous personal problems,
including failed marriage, but he was most captivated by his troubles
and experiences growing up, before he found fame. The early part of
his life is the subject of Long Day's Journey into Night, which will
forever remain O'Neill's goodbye to the world--the play that showed
America who O'Neill was and where he came from. Characters
James Tyrone - The husband of Mary and the father of Jamie and Edmund,
he was once a famous actor who toured the U.S. with his wife. Because
his Irish father abandoned him at age 10, forcing him to work immediately
to support himself, he has a strong work ethic and an appreciation for
money that leads to strong financial prudence--bordering on stinginess.
Mary Tyrone - The wife of Tyrone and mother of Jamie and Edmund, she
struggles from a morphine addiction that has lasted over two decades.
While she has broken the addiction several times, she always resumes
her morphine use after spending more time with her family. She is on
morphine in each scene of the play, and her use increases steadily as
the day wears on. Although she loves Tyrone, she oftentimes regrets
marrying him because of the dreams she had to sacrifice of becoming
a nun or a concert pianist.
Jamie Tyrone - The elder Tyrone son, he is in his early thirties. Because
he squanders money on booze and women, he has to rely on his parents
for support. He dropped out of several colleges and has very little
ambition, much to the dismay of his parents.
Edmund Tyrone - The younger Tyrone son, he is ten years younger than
Jamie. An intellectual and romantic dreamer, he learns during the play
that he is afflicted with consumption (tuberculosis), which means that
he will have to spend up to a year in a sanatorium. Like his brother
and father, he is partially alcoholic, and he has a tendency to squander
money, although he works harder than Jamie. Mary always holds out hope
that he will become a success one day.
Cathleen - The Tyrone family maid. She appears in the play only briefly.
She is flirtatious and, by Act III, drunk.
Summary
The play is set in the summer home of the Tyrone family, August 1912.
The action begins in the morning, just after breakfast. We learn as
the first act unravels that Mary has returned to her family recently
after receiving treatment in a sanatorium for morphine addiction. Edmund,
meanwhile, has in recent weeks begun to cough very violently, and we
learn later on in the play that, as Tyrone and Jamie suspect, he has
tuberculosis. Throughout the course of the play, we slowly find out
that Mary is still addicted to morphine, much to the disappointment
of her family members.
The gradual revelation of these two medical disasters makes up most
of the play's plot. In between these discoveries, however, the family
constantly revisits old fights and opens old wounds left by the past,
which the family members are never unable to forget. Tyrone, for example,
is constantly blamed for his own stinginess, which may have led to Mary's
morphine addiction when he refused to pay for a good doctor to treat
the pain caused by childbirth. Mary, on the other hand, is never able
to let go of the past or admit to the painful truth of the present,
the truth that she is addicted to morphine and her youngest son has
tuberculosis. They all argue over Jamie and Edmund's failure to become
successes as their father had always hoped they would become. As the
day wears on, the men drink more and more, until they are on the verge
of passing out in Act IV.
Most of the plot of the play is repetitious, just as the cycle of an
alcoholic is repetitious. The above arguments occur numerous times throughout
the four acts and five scenes. All acts are set in the living room,
and all scenes but the last occur either just before or just after a
meal. Act II, Scene I is set before lunch; scene ii after lunch; and
Act III before dinner. Each act focuses on interplay between two specific
characters: Act I features Mary and Tyrone; Act II Tyrone and Jamie,
and Edmund and Mary; Act III Mary and Jamie; Act IV Tyrone and Edmund,
and Edmund and Jamie.
The repetitious plot also helps develop the notion that this day is
not remarkable in many ways. Instead, it is one in a long string of
similar days for the Tyrones, filled with bitterness, fighting, and
an underlying love.
Analysis
Long Day's Journey into Night is undoubtedly a tragedy--it leaves the
audience with a sense of catharsis, or emotional rebirth through the
viewing of powerful events, and it depicts the fall of something that
was once great. The play focuses on the Tyrone family, whose once-close
family has deteriorated over the years, for a number of reasons: Mary's
drug addiction, Tyrone, Jamie, and Edmund's alcoholism, Tyrone's stinginess,
the boys' lax attitude toward work and money, and a variety of other
factors. As the play is set, the parents are aging, and while they always
hoped that their sons would achieve great things, that hope is beginning
to be replaced by a resigned despair.
The play is largely autobiographical; it resembles O'Neill's life in
many aspects. O'Neill himself appears in the play in the character of
Edmund, the younger son who, like O'Neill, suffers from consumption.
Indeed, some of the parallels between this play and O'Neill's life are
striking. Like Tyrone, O'Neill's father was an Irish Catholic, an alcoholic,
and a Broadway actor. Like Mary, O'Neill's mother was a morphine addict,
and she became so around the time O'Neill was born. Like Jamie, O'Neill's
older brother did not take life seriously, choosing to live a life of
whores, alcohol, and the fast-paced reckless life of Broadway. Finally,
O'Neill had an older brother named Edmund who died in infancy; in this
play, Edmund has an older brother named Eugene who died in infancy.
The play, published posthumously, represents O'Neill's last words to
the literary world. It is important to note that his play is not condemning
in nature; no one character is meant to be viewed as particularly worse
than any other. This is one of the play's great strengths; it is fair
and unbiased, and it shows that many character flaws can be seen as
positives when viewed in a different light. Thus, Long Day's Journey
into Night invests heavily in the politics of language. It is a world
in which there is a large weight placed on the weakness of "stinginess"
versus the virtue of "prudence."
The play also creates a world in which communication has broken down.
One of the great conflicts in the play is the characters' uncanny inability
to communicate despite their constant fighting. For instance, the men
often fight amongst themselves over Mary's addiction, but no one is
willing to confront her directly. Instead, they allow her to lie to
herself about her own addiction and about Edmund's illness. Edmund and
Jamie do not communicate well until the last act, when Jamie finally
confesses his own jealousy of his brother and desire to see him fail.
Tyrone, likewise, can only criticize his sons, but his stubborn nature
will not allow him to accept criticism. All the characters have bones
to pick, but they have trouble doing so in a constructive fashion.
Most of the bones that need picking emerge in the past, which is remarkably
alive for the Tyrones. Mary in particular cannot forget the past and
all the dreams she once had of being a nun or a pianist. Tyrone too
has always had high hopes for Jamie, who has been a continual disappointment.
All the conflicts and the problems from the past cannot be forgotten,
and, in fact, they seem doomed to be relived day after day. It is important
to note that Long Day's Journey into Night is not only a journey forward
in time, but also a journey back into the past lives of all the characters,
who continually dip back into their old lifestyles. We are left as an
audience realizing that the family is not making progress towards betterment,
but rather continually sliding into despair, as they remain bound to
a past that they can neither forget nor forgive.
The play is all the more tragic because it leaves little hope for the
future; indeed, the future for the Tyrones can only be seen as one long
cycle of a repeated past bound in by alcohol and morphine. This play
was awarded the Pulitzer Prize when it was first published, and it has
remained one of the most admired plays of the 20th century. Perhaps
most importantly, it has achieved commercial success because nearly
every family can see itself reflected in at least some parts of the
play. The Tyrone family is not a unique family, and it is easy to identify
with many of the conflicts and characters. The play has a unique appeal
to both the individual audience member and to scholars of American drama,
which explains its popularity and enduring acclaim.
contents database
WILLIAM GOLDING "LORD OF THE FLIES"
Author
William Golding was born on September 19, 1911, in Cornwall, England.
After graduating from Oxford, he worked briefly as an actor, then became
a schoolteacher. When England entered World War II, Golding joined the
Royal Navy; after the war, he resumed a teaching career, and also began
writing novels. His first and greatest success came with 1954's Lord
of the Flies.
The novel, which tells the story of a group of English boys marooned
on a tropical island after their plane was shot down during a war, is
fiction. But the book's exploration of the idea of human evil, and an
adult war raging around the boys' isolated island, occasionally breaking
in, is to some extent based on Golding's experience with the violence
and savagery of human beings during the War. The book dramatizes the
breakdown into savagery of a group of boys free from the imposed moral
constraints of civilization and society, and takes an allegorical form,
with Ralph serving as a symbol of the civilizing instinct in humanity
and Jack as a symbol of its opposite. The conflict between the two boys
propels the novel, and the universal questions it poses have propelled
the book to massive success among critics, students, and teachers. During
its heyday in the late 1950s and 1960s, Lord of the Flies was studied
as a major work of literature; today its reputation has undergone a
slight decline, but it still maintains a secure place on high school
and college reading lists, and remains a favorite of millions of readers
throughout the world.
After the huge success of Lord of the Flies, Golding was able to retire
from teaching and devote himself fully to writing. Although he never
again attained the kind of popular and artistic success he enjoyed with
Lord of the Flies, on the basis of that book he remained a respected
and distinguished author for the rest of his life, publishing several
novels and a play, The Brass Butterfly (1958). Awarded the Nobel Prize
for Literature in 1983, William Golding died in 1993, one of the most
acclaimed writers in England.
Characters
Ralph - The novel's protagonist, a boy twelve years of age. Marooned
on a tropical island with a group of boys, Ralph is elected leader of
the group and attempts to coordinate efforts to build a miniature civilization
on the island, as well as to attract the attention of rescuers by maintaining
a signal fire on a mountain. But as the restraints of civilization fall
away and the boys begin to act more and more wildly, Ralph is supplanted
by the savage Jack. By the end of the book, Ralph has become a hunted
outcast, as doomed as his civilizing endeavor; it is only the improbable
arrival of a navy ship that saves his life. Throughout Lord of the Flies,
Ralph represents the civilizing instinct within human beings, as opposed
to the savage instinct symbolized by Jack.
Jack - The novel's antagonist, one of the older boys stranded on the
jungle island. Jack is the leader of the choirboys, and, after Ralph
is elected leader, Jack becomes the leader of the hunters. But Jack
longs for overarching power; he becomes increasingly wild, barbarous,
and cruel as the novel progresses. By the end of the book, he has learned
to use the mythology of the beast as an instrument of control over the
other boys, and has supplanted Ralph as ruler of the island. Jack's
behavior leads directly to the murders of Simon and Piggy, and the only
thing that keeps him from killing Ralph is the arrival of the navy ship
at the very end of the book.
Simon - One of the most important and difficult characters in the novel,
Simon is in some ways the only naturally "good" character on the island.
Simon acts kindly toward the "littluns" and is always helpful to Ralph;
moreover, because his motivation seems rooted in his deep feeling of
connection to nature, Simon is the only character whose moral behavior
does not seem a forced imposition of society. Simon is also the first
character to realize that the "monster" frightening all the boys is
indeed real (though not externally); it exists within each of them.
After a terrifying, hallucinatory confrontation with the Lord of the
Flies, Simon discovers that the figure the boys thought was a monster
is only the body of a dead parachutist. But before he can reveal this
knowledge, Simon is brutally murdered by the other boys, who mistake
him for the beast as he approaches them on the beach.
Piggy - Ralph's lieutenant; a whiny, intellectual boy whose inventiveness
frequently leads to innovation, such as the makeshift sundial. Just
as Ralph represents the civilizing instinct and Jack the barbarizing
instinct, Piggy represents the scientific, rational side of civilization.
He is killed toward the end of the book when Roger drops a boulder on
him, also crushing the conch shell that symbolized the boys' early,
orderly civilization on the island.
Roger - Jack's lieutenant, a sadistic, cruel older boy who brutalizes
the littluns and eventually murders Piggy by rolling a boulder onto
him.
Sam and Eric - A pair of twins closely allied with Ralph until the end
of the novel, when they are tortured into joining Jack's tribe. They
are the first characters to mistake the body of the parachutist for
the beast; they later betray Ralph by divulging his hiding-place to
Jack. Sam and Eric are always together, and are often treated as a single
entity by the other boys; they are frequently referred to as "Samneric."
The Lord of the Flies - The name given to the sow's head impaled on
a stake and erected in the forest as an offering for the "beast" just
after Jack's most brutal hunt. Just as the conch shell symbolizes order
and civilization, so does the blood-encrusted sow's head, covered with
flies, come to symbolize the primordial instincts of power and cruelty
that take control of Jack's tribe. Simon has a hallucinatory encounter
with the sow's head, during which it comes to life as the Lord of the
Flies; it tells Simon horribly that he will never escape the Lord of
the Flies, for he exists within all human beings. Toward the end of
the novel, Ralph lashes out against the totem and casts the sow's head,
now a bare skull, to the ground. He takes up the leftover stake as a
weapon to use against Jack.
Summary
In the midst of a raging war, a plane evacuating a group of English
boys from Britain is shot down over a deserted tropical island. Marooned,
the boys set about electing a leader and finding a way to be rescued.
They choose Ralph as their leader; Ralph appoints Jack as the leader
of the hunters. Ralph, Jack, and Simon set off on an expedition to explore
the island. When they return, Ralph declares that they must light a
signal fire that passing ships might see. The boys begin to do so, using
the lens from Piggy's eyeglasses as a means of igniting dead wood. But
they are more interested in playing than in paying close attention to
their duties, and the fire quickly ignites the forest. A large swath
of dead wood burns out of control. One of the youngest boys disappears,
presumably having burned to death.
At first, the boys enjoy their life without grownups. They splash in
the lagoon and play games, though Ralph complains that they should be
maintaining the signal fire and building huts for shelter. The hunters
have trouble catching a pig, but Jack becomes increasingly preoccupied
with the act of hunting. One day, a ship passes by on the horizon, and
Ralph and Piggy notice to their horror that the signal fire has burned
out; it was the hunters' responsibility to maintain it. Furious, Ralph
accosts Jack, but the hunter has just returned with his first kill,
and all the boys seem gripped with a strange frenzy, dancing about and
reenacting the chase in a kind of wild dance. When Piggy criticizes
him, Jack hits him across the face.
Ralph blows the conch shell used to summon the boys and gives the group
a furious speech in an attempt to restore order. But beyond the more
immediate problems of the signal fire and the difficulties of hunting
creeps a larger, more insidious problem: a growing fear among the boys.
The littlest boys (known as "littluns") have been troubled by nightmares
from the beginning, and more and more boys are coming to accept that
there is some sort of beast or monster lurking on the island. At the
meeting, the older boys try to convince them to think rationally: if
there were a monster, where would it hide during the daytime? One of
the littluns suggests that it hides in the sea, a proposition that terrifies
the whole group.
Not long after the meeting, an aircraft battle takes place high above
the island. The boys are sleeping, so they do not notice the flashing
lights and explosions in the clouds. A parachutist drifts to earth on
the signal fire mountain. He is dead. Sam and Eric, the twins responsible
for watching the fire at night, have fallen asleep, and so they do not
see him land. But when they wake up, they see the enormous silhouette
of his parachute and hear the strange flapping noises it makes. Thinking
the beast is at hand, they rush back to the camp in terror and report
that the beast has attacked them.
The boys organize a hunting expedition to search for monsters. Jack
and Ralph, who are increasingly at odds, travel up the mountain. They
see the silhouette of the parachute from a distance; they think that
it looks like a huge, deformed ape. The group holds a meeting, at which
Jack and Ralph tell the others of the sighting. Jack says that Ralph
is a coward and that he should be removed from office, but the other
boys refuse to vote him out of power. Jack angrily runs away down the
beach, inviting all the hunters to join him. Ralph rallies the remaining
boys to build a new signal fire, on the beach this time instead of on
the "monster's" mountain. They obey, but before they have finished the
task, most of them have slipped away to join Jack.
Jack declares himself the leader of this new tribe, and they hunt and
very violently kill a sow to solemnize the occasion. They then decapitate
the sow and place its head on a sharpened stake in the jungle as an
offering to the beast. Encountering the bloody, fly-covered head, Simon
has a terrible vision, during which it seems to him that the head is
speaking. The voice, which he imagines to belong to the Lord of the
Flies, says that Simon will never escape him, for he exists within all
men. Simon faints; when he wakes up, he travels to the mountain, where
he sees the dead parachutist. Understanding then that the monster does
not exist externally, but rather within each individual boy, Simon travels
to the beach to tell the others what he has seen. But they are in the
midst of a chaotic revelry--even Ralph and Piggy have joined Jack's
feast--and when they see Simon's shadowy figure emerge from the jungle,
they fall upon him and kill him with their bare hands and teeth.
The following morning, Ralph and Piggy discuss what they have done;
Jack's hunters come to attack them and their few followers, and steal
Piggy's glasses in order to make a new fire. Ralph's group travels to
Castle Rock in an attempt to make Jack see reason. But Jack has Sam
and Eric tied up and fights with Ralph. In the ensuing battle, one boy,
Roger, rolls a boulder down from the mountain, crushing Piggy and shattering
the conch shell. Ralph barely manages to escape a torrent of spears.
All night and throughout the following day, Ralph hides and is hunted
like an animal. Jack has the other boys ignite the forest in order to
smoke him out of his hiding place. Ralph discovers and destroys the
sow's head in the forest; eventually, however, he is forced out onto
the beach, where the other boys will kill him. Ralph collapses in exhaustion,
but when he looks up, he sees a naval officer standing over him, his
ship summoned by the blazing fire now raging in the jungle. Ralph is
saved; but thinking about what has happened on the island, he begins
to weep.
Analysis
Lord of the Flies dramatizes a fundamental human struggle: the conflict
between the impulse to obey rules, behave morally, and act lawfully,
and the impulse to seek brute power over others, act selfishly, behave
in a way that will gratify one's desires, scorn moral rules, and indulge
in violence. The first set of impulses might be thought of as the "civilizing
instinct," which encourages people to work together toward common goals
and behave peacefully; the second set of impulses might be thought of
as the "barbarizing instinct," or the instinct to savagery, which urges
people to rebel against civilization, seeking anarchy, chaos, despotism,
and violence. The novel's structure and style are extremely straightforward
and simple, entirely devoted to the story, as opposed to poetic language,
description, or philosophical interludes. The novel is also allegorical,
which means that characters and objects directly represent the book's
central thematic ideas.
In Lord of the Flies, the civilizing impulse is represented by a number
of key characters and symbols, including Ralph, Piggy, and the conch
shell the boys use to call meetings. The instinct to savagery is represented
by Jack, Roger, the tribal hunting dance, and the decapitated sow's
head that comes to be known as the Lord of the Flies. The conflict between
Jack and Ralph, as it develops, represents the conflict between the
civilizing impulse and the impulse to savagery both within the individual
and within society as a whole, as the boys marooned on the island gradually
reject the restraints of civilization in favor of a primal, violent,
primitive existence of hunting, feasting, and homicide.
Because its story is allegorical, Lord of the Flies can be interpreted
in many ways; during the 1950s and 1960s, a number of readings of the
book attempted to connect it with extraordinarily grand historical,
religious, and psychological schemes, claiming that the book dramatized
the history of civilization or the history of religion, or the struggle
between the Freudian components of unconscious identity--id, ego, and
superego. There is a glimmer of truth in each of these readings--the
book does deal with fundamental human tendencies, but it is important
to remember that the novel's philosophical register is really quite
limited--almost entirely restricted to the two extremes represented
by Ralph and Jack--and is certainly not complex or subtle enough to
offer a realistic parallel to the history of human endeavors as a whole.
Every element of Lord of the Flies is sublimated to the book's exploration
of its particular philosophical conflict.
The one truly complicating element in the novel is the character of
Simon. Whereas Piggy represents the scientific, intellectual, and rational
aspects of civilization, Simon seems to represent a kind of innate,
spiritual human goodness, deeply connected with nature and, in its own
way, as primal as Jack and Roger's primal evil. The other characters
in the novel abandon moral behavior as soon as civilization no longer
imposes it upon them; they are not innately moral, but have simply been
conditioned to act morally by the adult world, by the threat of punishment
for misdeeds. This is true even of Ralph and Piggy to an extent; in
the psychology of the novel, the civilizing impulse is not as deeply
rooted in the human psyche as the savage impulse. But Simon continues
to act morally on the island; he behaves kindly to the younger children,
and he is the first to realize the problem posed by the beast and the
Lord of the Flies--that there is no external monster, but that rather
a monster lurks within each human being. This idea finds representation
in the sow's head, and eventually stands as the moral conclusion of
the novel. The main problem of the book is the idea of inherent human
evil; against this, Simon seems to represent an idea of essential human
goodness--yet his brutal murder by the other boys near the end of the
book indicates the scarcity of that goodness amid an overwhelming abundance
of evil.
contents database
HERMAN MELVILLE "MOBY DICK"
Author
Herman Melville (1819-1891) was a popular writer of sea narratives before
he wrote Moby-Dick in 1851. What was to become his best known novel,
The Whale; or Moby-Dick, received good reviews when it appeared in England,
but the first American edition, coming out a month later in New York,
received mixed reviews. It was not a financial success and baffled American
critics until the 20th century, when it began to be considered a classic.
Melville was not recognized as a genius in his time; his most famous
works today--Moby-Dick, short stories like "Benito Cereno," and Billy
Budd--were not widely read or heralded in the 19th century. Melville's
America was a tumultuous place. In the North, rapid industrialization
was changing social patterns and giving rise to new wealth. In the South,
the cotton interest was trying to hold on to the system of black slavery.
America was stretching westward, and encountering Native American tribes,
as travel by train, road, sea, and canal become easier than before.
Politicians appealed to the masses as the idea of "democracy" (versus
republicanism) took hold. Nationalism was high in the early nineteenth
century, but as national interconnectedness became more feasible, the
deep divisions in society began to grow. Soon, sectionalism, racism,
economic self-interest, and bitter political struggle would culminate
in the Civil War. Against this backdrop, Melville sailed off on his
first whaling voyage in 1841. This experience became the material for
his first book, Typee (1846), a narrative that capitalized on exotic
titillation about natives in the Marquesas Islands. Becoming well known
for his earthy, rowdy stories of faraway places, he quickly followed
his initial success with Omoo (1847) and Mardi (1849). But after Mardi,
Melville's writing career started to level off. Though he had once thought
he could be a professional writer, Moby-Dick's poor reviews meant that
Melville would never be able to support himself by writing alone. Melville
was always firmly middle-class, though his personas in books always
seemed working class. He had a distinguished pedigree--some of his ancestors
were Scottish and Dutch settlers of New York who played leading roles
in the American Revolution and commercial development. But Melville
often felt like the "savage" in the family, which may have explained
why he was not afraid to tackle such risky topics as slave revolt (in
"Benito Cereno") or the life-sucking potential of office jobs ("Bartleby
the Scrivener"). Throughout his life, Melville was an avid reader. Much
of his information for Moby-Dick comes from printed sources. The number
of references to different texts (intertextuality) in Moby-Dick testifies
to the importance of books in Melville's life. In particular, he admired
Nathaniel Hawthorne, whom he befriended in 1850 and to whom he dedicated
the novel. Melville admired Hawthorne's willingness to dive to deep
psychological depths and gothic grimness, traits for which he would
also be praised. The works of Shakespeare and stories in the Bible (especially
the Old Testament) also influenced Moby-Dick. Moreover, Melville's novel
was certainly not the first book on whaling. Whaling narratives were
extremely popular in the 19th century. In particular, Melville relied
on the encyclopedic Natural History of the Sperm Whale, by Thomas Beale,
and the narrative Etchings of a Whaling Cruise, by J. Ross Browne. He
also used information from a volume by William Scoresby, but mostly
to ridicule Scoresby's pompous inaccuracy. One final note: many editions
of Moby-Dick have been printed. Check your edition before using this
guide, because "abridged" or "edited" versions may be different.
Characters
Ishmael - Ishmael is the narrator of the story, but not really the center
of it. He has no experience with whaling when he signs on, and he is
often comically extravagant in his storytelling. Ishmael bears the same
name as a famous castaway in the Bible. Ahab - The egomaniacal captain
of the whaling ship Pequod; his leg was taken off by Moby Dick, the
white whale. He searches frantically for the whale, seeking revenge,
and forces his crew to join him in the pursuit. Starbuck - This native
of Nantucket is the first mate of the Pequod. Starbuck questions his
commander's judgment, first in private and later in public. Queequeg
- Starbuck's stellar harpooner and Ishmael's best friend, Queequeg was
once a prince from a South Sea island who wanted to have a worldly adventure.
Queequeg is a composite character, with an identity that is part African,
Polynesian, Islamic, Christian, and Native American. Stubb - This native
of Cape Cod is the second mate of the Pequod and always has a bit of
mischievous good humor. Moby Dick - The great white sperm whale; an
infamous and dangerous threat to seamen like Ahab and his crew. Tashtego
- Stubb's harpooner, Tashtego is a Gay Head Indian from Martha's Vineyard.
Flask - This native of Tisbury on Martha's Vineyard is the third mate
of the Pequod. Short and stocky, he has a confrontational attitude and
no reverence for anything. Daggoo - Flask's harpooner, Daggoo is a very
big, dark-skinned, imperial-looking man from Africa. Pip - Either from
Connecticut or Alabama (there is a discrepancy), Pip used to play the
tambourine and take care of the ship. After being left to float on the
sea alone for a short period of time, he becomes mystically wise--or
possibly loses his mind. Fedallah - Most of the crew doesn't know until
the first whale chase that Ahab has brought on board this strange, "oriental"
old man, who is a Parsee (Persian fire-worshipper). Fedallah has a very
striking appearance: around his head is a turban made from his own hair,
and he wears a black Chinese jacket and pants. Like Queequeg, Fedallah's
character is a composite of Middle Eastern and East Asian traits. Peleg
- This well-to-do retired whaleman of Nantucket is one of the largest
owners of the Pequod who, with Captain Bildad, takes care of hiring
the crew. When the two are negotiating wages for Ishmael and Queequeg,
Peleg plays the generous one. He is a Quaker. Bildad - Also a well-to-do
Quaker ex-whaleman from Nantucket who owns a large share of the Pequod,
Bildad is (or pretends to be) crustier than Peleg in negotiations over
wages. Father Mapple - The preacher in the New Bedford Whaleman's Chapel.
He delivers a sermon on Jonah and the whale. Captain Boomer - Boomer
is the jovial captain of the English whaling ship Samuel Enderby; his
arm was taken off by Moby Dick.
Summary
These prefatory sections establish the groundwork for a new book about
whaling. Melville quotes from a variety of sources, revered, famous,
and obscure, that may directly address whaling or only mention a whale
in passing. The quotations include short passages from the Bible, Shakespeare,
John Milton's epic poem Paradise Lost (1667), other well-known poems,
dictionaries, whaling and travel narratives, histories, and songs. The
Etymology section, looking at the derivations of "whale," is compiled
by a "late consumptive usher to a grammar school," and the Extracts
section, a selection of short quotations describing whales or whaling,
by a "sub-sub-librarian." Melville's humor comes through in these sections,
both in the way he pokes fun at the "poor devil of a Sub-Sub" and as
he mentions even the tiniest reference to a whale in these literary
works. Epigraphs usually fix a reference point off of which the body
of the text can play. Melville's epigraph from Paradise Lost, a story
of Adam, Eve, and Satan, therefore accomplishes two things. First, it
sets up Moby-Dick's commitment to intertextuality (reference to other
books), especially "high" literary texts; second, it sets up the novel's
ambitions to deal with something as profound and fundamental as the
fall of man. It makes sense that Melville starts his intertextual investigation
by looking cross-culturally at how people have defined a "whale" (in
Etymology), since that is his ostensible theme. After setting up what
he means by "whale," he can go on to list texts in which whales are
mentioned. Note that Melville starts Extracts with quotations from the
Bible (specifically, the Old Testament), signaling the importance of
this book to his project. (Paradise Lost, too, deals with a Biblical
theme.) But Melville does not just restrict himself to "high" texts,
since he also includes popular whaling narratives such as J. Ross Browne's
Etchings of a Whaling Cruise and a New England primer. The sheer variety
in the sources, their relative accuracy or inaccuracy, cultural resonance
or irrelevance, adds some wry comedy--especially since the usher (assistant
schoolmaster) and sub-sub seem to take themselves most seriously in
their search for anything related to whaling.
1 - 9
The story begins with one of the most famous opening lines in literary
history: "Call me Ishmael." Whatever Ishmael's "real" name, his adopted
name signals his identification with the Biblical outcast from the Book
of Genesis. He explains that he went to sea because he was feeling a
"damp, drizzly November in [his] soul" and wanted some worldly adventure.
In the mood for old-fashioned whaling, Ishmael heads to New Bedford,
the current center of whaling, to catch a ferry to Nantucket, the previous
center of whaling. After wandering through the black streets of New
Bedford, he finally stumbles upon The Spouter-Inn, owned by Peter Coffin.
First passing by a large, somewhat inscrutable oil painting and a collection
of "monstrous clubs and spears," Ishmael walks into a room filled with
"a wild set of mariners." Because the inn is nearly full, Ishmael learns
that he will have to share a room with "a dark complexioned" harpooner
named Queequeg. At first, Ishmael decides that he would rather sleep
on a bench than share a bed with some strange, possibly dangerous man.
But, discovering the bench to be too uncomfortable, he decides to put
up with the unknown harpooner, who, Coffin assures him, is perfectly
fine because "he pays reg'lar." Still, Ishmael is worried, since Coffin
tells him that the harpooner has recently arrived from the South Sea
and peddles shrunken heads. When Queequeg finally returns, the frightened
Ishmael watches him from the bed, noting with a little horror the harpooner's
tattoos, tomahawk/pipe, and dark-colored idol. When Queequeg finally
discovers Ishmael in his bed, he flourishes the tomahawk as Ishmael
shouts for the owner. After Coffin explains the situation, they settle
in for the night and, when they wake up, Queequeg's arm is affectionately
thrown over Ishmael. Ishmael is sorry for his prejudices against the
"cannibal," finding Queequeg quite civilized, and they become fast,
close friends. The chapters called The Street, The Chapel, The Pulpit,
and The Sermon establish the atmosphere in which Ishmael sets out on
his whaling mission. Because of its maritime industry, New Bedford is
a cosmopolitan town, full of different sorts of people (Lascars, Malays,
Feegeeans, Tongatabooans, Yankees, and green Vermonters). In this town
is the Whaleman's Chapel, where the walls are inscribed with memorials
to sailors lost at sea and the pulpit is like a ship's bow. The preacher
in this chapel, Father Mapple, is a favorite among whalemen because
of his sincerity and sanctity. Once a sailor and harpooner, Mapple now
delivers sermons. His theme for this Sunday: Jonah, the story of the
prophet swallowed by "a great fish." (Today we talk about "Jonah and
the Whale.") Mapple preaches a story about man's sin, willful disobedience
of the command of God, and flight from Him. But, says Mapple, the story
also speaks to him personally as a command "to preach the Truth in the
face of Falsehood!" with a confidence born from knowing God's will.
Through these chapters, we learn about Ishmael's naivete and particular
biases. He begins by telling us his rationale for going whaling: he
feels a "damp, drizzly November in [his] soul" and yearns for adventure.
With such a temperament, it's not surprising that he also tends toward
the melodramatic at times. But his exaggerations are funny: "Who ain't
a slave? Tell me that. Well, then, however, the old sea-captains may
order me about--however they may thump and punch me about, I have the
satisfaction of knowing that it is all right; that everybody else is
one way or other served in much the same way--either in a physical or
metaphysical point of view, that is; and the universal thump is passed
round, and all hands should rub each other's shoulder-blades, and be
content." Certainly, life on a whaling ship is hard, but Ishmael tends
to take an idea to its logical, comical extreme. He is also the observer
of the novel's "hero," so it is important to pay attention to how he
observes. (This strategy of story telling also occurs in Joseph Conrad's
Heart of Darkness and F. Scott Fitzgerald's The Great Gatsby.) After
all, Ishmael is not the central actor in the story. Ahab, whom we meet
later, and Moby Dick, the whale, take center stage. Ishmael is the observer.
Ishmael's relationship to the South Sea Islander Queequeg is very important.
By becoming best friends with this savage, Ishmael shows that he can
go beyond the typical prejudices. Indeed, his interactions with Queequeg
make Ishmael realize that although most would call Queequeg a "savage,"
the harpooner is really more civilized than he himself is. Saying, "[Queequeg]
treated me with so much civility and consideration, while I was guilty
of great rudeness," Ishmael starts taking apart some of the stereotypes
about so-called "savages." In fact, "for all his tattooings," says Ishmael,
"he was on the whole a clean, comely looking cannibal." Not all cannibals
are ugly, dirty, animal-like creatures. Interestingly, Queequeg is a
mishmash of different racial and ethnic characteristics--African, Polynesian,
Islamic, Christian, and Native American. Although he wanted to give
Ishmael a chance to become good friends with an "other," Melville does
not make Queequeg essentially one particular kind of "other." Queequeg,
supposedly from Kokovoko, an island in the South Seas, worships an idol
that looks like "a three days' old Congo baby" (West African) in a Ramadan
(Islamic) ceremony and carries a tomahawk/pipe, something found in North
American Indian tribes. Father Mapple is another important figure--his
ideas resonate, though the man himself does not appear again. We might
see Mapple's speech as a declaration of ambitions for Melville's book.
He wants to "preach the Truth in the face of Falsehood," and he sees
this "Truth" as something treacherous and dark. Truth will not necessarily
"please," but "appall." (Here, again, we can see why Melville liked
Nathaniel Hawthorne's writing.) Furthermore, Mapple's speech sets up
an important precedent for the rest of the novel: the sermon takes a
story about an encounter with a whale and draws religious, moral, philosophical,
metaphorical, and metaphysical meaning out of it. That is, Jonah's story
becomes more than just another story that's frivolous, if entertaining.
The story is tied to a larger sense of the universe and human beings'
relationship to God and Nature. Moby-Dick also attempts to do this.
These chapters also set up an essential conflict between the will of
the individual and the will of a higher power. Whereas Jonah, in Mapple's
story, "leaves all his deliverance to God," Ahab trusts his "own inexorable
self," not relying on higher powers. Some scholars consider the whole
of early nineteenth-century literature as a response to Ralph Waldo
Emerson's motto, "Trust thyself," in his famous essay "Self-Reliance."
Melville's story therefore exposes some of the ways in which it is very
difficult to trust thyself without problems.
10 - 21
In these chapters we learn more about the relationship between Ishmael
and Queequeg. Upon third consideration, Ishmael develops a great respect
for his new friend. Although still a "savage," Queequeg becomes, in
Ishmael's mind, "George Washington cannibalistically developed." Furthermore,
after having intimate chats with him in bed, Ishmael admires Queequeg's
sincerity and lack of Christian "hollow courtesies." Quick friends,
they are "married" after a social smoke. The chapter called Biographical
gives more information on Queequeg's past, detailing the harpooner's
life as a son of a High Chief or King of Kokovoko. Intent on seeing
the world, he paddled his way to a departing ship and persisted so stubbornly
that they finally allowed him to stow away as a whaleman. Queequeg can
never go back, because his interaction with Christianity has made him
unfit to ascend his homeland's "pure and undefiled throne"; and so,
says Ishmael, "that barbed iron [a harpoon] was in lieu of a sceptre
now." Together, they set off with a wheelbarrow full of their things
for Nantucket. On the trip over, a bumpkin mimics Queequeg. Queequeg
flips him around to punish him and is subsequently scolded by the captain.
But when the bumpkin is swept overboard as the ship has technical difficulties,
Queequeg takes charge of the ropes to secure the boat and then dives
into the water to save the man overboard. This action wins everyone's
respect. Melville then writes a bit about Nantucket's history, about
the "red-men" who first settled there, its ecology, and its dependence
on the sea for livelihood. When the two companions arrive, they have
a pot of the best chowder at the Try Pots. Charged by Yojo (Queequeg's
wooden idol) to seek a ship for the two of them, Ishmael comes upon
the Pequod, a ship "with an old fashioned claw-footed look about her"
and "apparelled like any barbaric Ethiopian emperor, his neck heavy
with pendants of polished ivory." But the Pequod is not just exotic
to Ishmael; he also calls it a "cannibal of a craft" because it is bejeweled
with whale parts. On board, he makes a deal with Peleg and Bildad, the
Quaker owners of the ship, characterized as conniving cheapskates and
bitter taskmasters. Evaluating Ishmael for his lay (portion of the ship's
profits, a whaleman's wage), Peleg finally gives him the 300th lay.
(This, Bildad says, is "generous.") At this time, Ishmael also learns
that the ship's captain is Ahab, named after a wicked and punished Biblical
king. Although Ahab has seemed a little moody since he lost his leg
to the white whale Moby Dick, Bildad and Peleg believe in his competence.
Ishmael does not meet the captain in person until much later. Returning
to the inn, Ishmael allows Queequeg a day for his "Ramadan" ceremonies
and then becomes worried when his friend does not answer the door in
the evening. When the panicking Ishmael finally gets the door open,
he finds Queequeg deep in meditation. The next day, they return to the
Pequod to sign Queequeg up. Though the owners object at first to Queequeg's
paganism, the Kokovokan impresses them with his skill by hitting a spot
of tar on a mast with a harpoon. They give him the 90th lay, "more than
ever was given a harpooner yet out of Nantucket." Although Bildad still
tries to convert Queequeg, Peleg tells him to give up. "Pious harpooners
never make good voyagers--it takes the shark out of 'em; no harpooner
is worth a straw who ain't pretty sharkish." Just after signing the
papers, the two run into a man named Elijah (a prophet, or just some
frightening stranger) who hints to them about the peril of signing aboard
Ahab's ship. They disregard him. For several days, there is preparation
for the dangerous voyage. When they are near the ship, Ishmael thinks
that he sees some "shadows" boarding the ship, but he dismisses the
idea. Elijah warns them again just before they board. These chapters
work on character development. The brotherhood that develops between
Ishmael and Queequeg is important. Their transformation from mutual
suspicion to mutual admiration is a marked change. Instead of seeing
him as a thing "hideously marred about the face" and body because of
tattoos, Ishmael comes to liken Queequeg to the American hero George
Washington. Becoming "a cosy, loving pair," Ishmael and Queequeg show
the kind of friendship possible between men. Indeed, their closeness
is unusual even in cosmopolitan New Bedford, especially because of their
races. When they walk in the street, even New Bedfordians find them
queer, but they don't care. Moreover, Ishmael doesn't complain about
Queequeg's higher lay, even though he is white. Ishmael is not petty
enough to think that he ought to get more money just because he is white.
Despite the racial differences, Ishmael totally accepts Queequeg in
what seems like an early form of cultural relativism. Although Ishmael
lectures Queequeg on religious habits, he does not force Queequeg to
change. In fact, out of respect for his new friend, Ishmael turns idolater,
though he was raised Presbyterian. "Better a sober cannibal than a drunken
Christian," Ishmael says. Although we might say that Ishmael does indulge
in stereotypical depictions of the non-whites in Moby-Dick, he does
respect them and does try to see things from their perspective. In these
chapters, Melville also pokes gentle fun at his narrator. Ishmael tends
to layer on a deeper meaning to any event, but his commentary often
becomes excessive. For example, when Ishmael describes his loyalty to
Queequeg, he gets a little carried away: "From that hour I clove to
Queequeg like a barnacle." Also, Ishmael's good-natured attempts to
save Queequeg during Ramadan seem excessive. Naive Ishmael doesn't realize
that Queequeg is not in danger. So when Ishmael attempts to lecture
Queequeg on religion, Queequeg only looks back at Ishmael condescendingly.
Ishmael's poor judgment in choosing the Pequod is also rather laughable--he
is so impressed by its appearance and knows so little about the whaling
trade that he doesn't know what a good lay would be and signs on without
meeting the captain. This section also starts to set up the mystery
around Ahab. Peleg's information about Ahab, that he is "desperate moody,
and savage," inspires sympathy, pity, and "a strange awe" in Ishmael
for the dark Ahab. Elijah's warning only adds to the aura. Also note
the intertextuality in these chapters. So many of the characters have
names from the Bible (particularly the Old Testament) that a reader
can't help but think about those old stories that carry cultural resonance.
Intertextuality is often tricky, because it might seem that the author
is merely imitating an earlier book. But it is Melville's imagination
that puts all of these characters from different Biblical stories into
one story; it is Melville's imagination that reinvigorates these characters,
which are certainly unique and very much a part of nineteenth-century
America.
22 - 31
At Christmas, the ship finally heaves off from the port, and Ishmael
gets his first taste of the rigors of whaling life. As the boat sails
away from civilization, Bulkington, a noble sailor that Ishmael saw
at the Coffin inn, appears on the Pequod's decks and makes Ishmael wax
sentimental about the heroism in sailing into the deeps. In the chapter
called The Advocate, Ishmael defends the whaling profession in a series
of arguments and responses. Whaling is a heroic business, he says, that
is economically crucial (for the oil) and that has resulted in geographical
discovery. He finds the utmost dignity in whaling--a subject of good
genealogy, worthy enough for Biblical writers and also educational.
These, he says, are facts. He can't praise sperm whaling enough and
even suggests that sperm oil has been used to anoint kings because it
is the best, purest, and sweetest. In the chapter called Knights and
Squires, we meet the mates and their lieutenants. The first mate, Starbuck,
is a pragmatic, reliable Nantucketer. Speaking about Starbuck leads
Ishmael to carry on about the working man and democratic equality. The
pipe-smoking second mate, Stubb, a native of Cape Cod, is always cool
under pressure and has "impious good humor." Third mate Flask, a native
of Tisbury on Martha's Vineyard, is a short, stocky fellow with a confrontational
attitude and no reverence for the dignity of the whale. He is nicknamed
"King-Post" because he resembles the short, square timber known by that
name in Arctic whalers. Already introduced, Queequeg is Starbuck's harpooner.
Stubb's "squire" is Tashtego, "an unmixed Indian from Gay Head" (Martha's
Vineyard). Flask's harpooner is Daggoo, "a gigantic, coal-black negro-savage"
from Africa with an imperial bearing. The rest of the crew is also mostly
international. But, says Ishmael, all these "Isolatoes" are "federated
along one keel" and unified by accompanying Ahab. Ishmael also makes
small mention of Pip, a poor Alabama boy who beats a tambourine on ship.
Ahab finally appears on deck, and Ishmael observes closely. He sees
Ahab as a very strong, willful figure, though his encounter with the
whale has scarred him. Certainly, Ahab seems a bit psychologically troubled.
Ahab's relationship to others on the boat is one of total dictatorship.
When Stubb complains about Ahab's pacing, Ahab calls him a dog and advances
on him. Stubb retreats. The next morning, Stubb wakes up and explains
to Flask that he had a dream that Ahab kicked him with his ivory leg.
(The title of this chapter, Queen Mab, refers to Shakespeare's tragedy
Romeo and Juliet, in which the character Mercutio talks about weird
dreams.) In this introduction to the characters on the Pequod, Melville
starts to sketch out ship dynamics. Unfortunately for Ishmael, not every
ship is filled with noble Bulkingtons. Indeed, the heroic, all-American
pioneer-sailor is all alone on a ship filled with internationals. The
fact that he soon fades out (not to be mentioned again later in the
novel) shows how atypical characters of Bulkington's type have become.
Still, national identity does not prevent the ship from functioning
properly. Not discrete "Isolatoes," the crew members have united under
Ahab. Although Melville is probably allowing Ishmael to get a little
carried away his imagery, Ishmael's idealism is based in truth. Even
though we might think that the exotic qualities in the harpooners that
Ishmael highlights would create insurmountable barriers between them
and the other men on the ship, they all do get along to a certain degree.
There is a sense of inclusion on the Pequod that was not normal for
the very racist nineteenth-century American society on land. Interestingly,
the proper functioning of the ship depends on hierarchy--that is, some
men on top, many men on the bottom. Unified or not, the Pequod needs
a leader. In fact, the leadership goes along a visible color divide:
all of the officers are white and the sailors are from the South Sea
Islands, Gay Head, Africa, etc. Critic Alan Heimert has suggested that,
even though the mates are all from places in Massachusetts, they really
symbolize different regions of America. Starbuck represents New England,
and, just as the region depends on the Chinese/South Sea trade, he depends
on Queequeg. Stubb represents the West, and his power derives from his
subordination of the American Indian. Flask represents the South and
controls the African. But over them all is the irresistibly charismatic
Ahab. Even though Ahab has yet to introduce himself officially to the
crew, it is clear that he rules the ship. In fact, even when Ahab abuses
a mate like Stubb, the subordinate somehow rationalizes it and says
that the dream about rebellion (kicking Ahab back) only teaches him
that "the best thing you can do...is to let that old man alone, never
speak quick to him, whatever he says." That is, never talk back, but
always obey. Ishmael too sounds oddly awe-struck. The tone he uses to
describe Ahab sounds a little extravagant. It is also ironic that when
Ishmael shows the strictness of this hierarchy, he ends the chapter
by praising the democratic spirit. Pay attention to Ishmael's techniques
of narration. Part of the time he sticks to straightforward narration,
where events succeed each other along a chronological line. Other times,
he digresses, making side comments to the reader that are not in the
timeline of the plot itself--e.g., in chapters such as The Advocate
and Postscript. Ishmael then goes through a series of character sketches
(of the mates, their harpooners, and Ahab). Also, these chapters do
some foreshadowing. Stubb, for instance, hints that there is something
fishy going on in the hold of the ship; only later do we discover what
exactly Ahab has hidden on board.
32 - 40
"Cetology," as Ishmael explains, is "the science of whales." In the
Cetology chapter and subsequent cetology-like chapters in the book,
Ishmael tries to dissect whales scientifically. After including some
quotations from previous writers on the whale, Ishmael says he here
attempts a "draught" (draft) of a whale classification system that others
can revise. He divides the whales into books and chapters (like today's
Linnaean system that includes genus and species). His first subject
is the sperm whale. At the end of the chapter, he pronounces it a "drought
of a draught." The Specksynder is another cetology-like chapter, in
that it tries to dissect the whaling industry. Beginning with trivia
about the changing role of the specksynder (literally, "fat-cutter"),
who used to be chief harpooner and captain, Ishmael moves on to a discussion
of leadership styles, particularly that of royal or imperial leaders.
The chapter called The Cabin-Table returns to the plot, showing the
ship's officers at dinner. This is a rigid affair over which Ahab presides.
After the officers finish, the table is re-laid for the harpooners.
Then Ishmael discusses his first post on the mast-head watching for
whales. He writes a history of mast-heads and their present role on
a whaling ship. Ishmael, who can rarely stick to only one subject or
one level of thinking, discusses metaphorical meanings of what he sees.
Then, in the chapter called The Quarter-Deck, he returns to narrative
plot, dramatizing Ahab's first official appearance before the men. Ahab's
call and response tests the crew, checking whether they know what to
do, and unites them under his leadership. Presenting a Spanish gold
doubloon, he proclaims, "Whosoever of ye raises me a white-headed whale
with a wrinkled brow and a crooked jaw; whosoever of ye raises me that
white-headed whale, with three holes punctured in his starboard fluke--look
ye, whosoever of ye raises that same white whale, he shall have this
gold ounce, my boys!" The men cheer. Ahab then confesses, in response
to Starbuck's query, that it was indeed this white whale Moby Dick who
took off his leg, and announces his quest to hunt him down. The men
shout together that they will hunt with Ahab, though Starbuck protests.
Ahab then begins a ritual that binds the crew together. He fills a cup
with alcohol and everyone on the ship drinks from that flagon. Telling
the harpooners to cross their lances before him, Ahab grasps the weapons
and anoints Queequeg, Tashtego, and Daggoo "my three pagan kinsmen there--yon
three most honorable gentlemen and noble men." He then makes them take
the iron off of the harpoons to use as drinking goblets. They all drink
together while Ahab proclaims, "God hunt us all, if we do not hunt Moby
Dick to his death!" Another chapter beginning with a stage direction,
Sunset is a melancholy monologue by Ahab. He says that everyone thinks
he is mad, and that he agrees somewhat. He self-consciously calls himself
"demoniac" and "madness-maddened." Even though he seems to be the one
orchestrating events, he does not feel in control: "The path to my fixed
purpose is laid with iron rails, whereon my soul is grooved to run."
Dusk is Starbuck's monologue. Though he feels that it will all come
out badly, he feels inextricably bound to Ahab. When he hears the revelry
coming from the crew's forecastle, he laments the whole doomed voyage.
First Night-Watch is Stubb's monologue, giving another perspective on
the voyage. Midnight, Forecastle is devoted to the jolly men who take
turns showing off and singing together. They get into a fight when the
Spanish Sailor makes fun of Daggoo. The onset of a storm, however, stops
their fighting and makes them tend to the ship. The cetology section
was added later in the writing process and seems to be another layer
added on to the main plot. Nathaniel Hawthorne was often praised for
his ability to embroider on a theme; Melville does the same thing here
with Ishmael's pseudoscientific lecture. But Ishmael's painstakingly
minute details also add a comic element, suggesting that classification
schemes are tricky and that Ishmael may be fighting a losing battle
in trying to classify something that seems to resist classification.
One of the ways in which Moby-Dick is very intertextual is its frequent
reference to other books. Stubb's monologue, for example, makes Stubb
seem like the fool in a Shakespearean drama. And Melville was definitely
reading Shakespeare at the time of writing Moby-Dick. These chapters
also reinforce the hierarchy that was established in the previous section.
By mentioning the old leadership system, in which the specksynder ran
the ship, Ishmael can question the present system of leadership. But
Ishmael does not question Ahab's leadership too much--in fact, he ends
the chapter with a declaration of loyalty to Ahab. The chapter called
The Cabin-Table illustrates hierarchy, too, since when the sailors are
allowed to start eating and when they have to stop eating is dictated
by rank. Even Flask, who is ranked higher than the regular men in the
forecastle, gets shortchanged because he happens to be on the bottom.
Recall Ishmael's statement from Chapter 1: "Who ain't a slave? Tell
me that." The monologues that follow in Chapters 37 to 40 also descend
in order based on shipboard rank (Ahab first, forecastle crew last).
In The Quarter-Deck, we see the first hints of conflict between Ahab
and Starbuck, though the ranking system should make these conflicts
non-issues. Starbuck objects to Ahab's obsessive mission to hunt the
whale because it does not make sense economically or rationally. To
Starbuck, Ahab's quest is foolish and selfish; Starbuck went on the
Pequod "to hunt whales, not [his] commander's vengeance." Ahab, pounding
his heart, says that even if the quest after Moby Dick is not economically
satisfying, it is emotionally satisfying. Here, Ahab's motion sets up
a fundamental contrast: Starbuck is business-like and tries to be a
straight arrow, while Ahab is led by his emotions. And Ahab's emotional
appeal captures the imaginations of others on the ship, giving him the
upper hand. "The crew, man, the crew!" says Ahab. "Are they not one
and all with Ahab, in this matter of the whale?" In Dusk, the chapter
after Ahab's monologue, Starbuck speaks. His statements are basically
the first mate's response to Ahab's dominance. The practical Starbuck,
however, does start to buck the system, because, we learn, he and Ahab
interpret the world in fundamentally different ways. When Ahab looks
around him and reads the world, he sees deep allegorical meaning in
everything. When Starbuck says it is blasphemous to hunt a "dumb thing,"
Ahab says, "All visible objects, man, are but as pasteboard masks. But
in each event--in the living act, the undoubted deed--there, some unknown
but still reasoning thing puts forth the mouldings of its features from
behind the unreasoning mask. If man will strike, strike through the
mask!" He sees malice behind the mask, but Starbuck does not think that
Ahab's system of symbols is sound. Starbuck often sees the godly in
things when Ahab sees the profane. What Ahab might see as a symbol of
his own power, Starbuck may see as God's sign of Ahab's downfall. Melville
continues to play with the idea of "civilized" versus "uncivilized"
in these chapters. In the previous section, Ishmael said that Queequeg
was more "civilized" than he was; in this section, Ahab, who, as captain,
should represent the pinnacle of civilization, is described as uncivilized.
Ishmael uses many images from the untamed American West to describe
Ahab and the crew, especially animals such as the bison and prairie
wolves and American Indian "savages." The Pequod, already characterized
as a "barbarian" Ethiopian emperor in a previous chapter, becomes even
more closely aligned with the "savage" as it heads into the oceanic
wilderness. Note also the racial coding that goes on in the chapter
Midnight, Forecastle. When the sailors come forward to say their parts,
it is much like a pageant. They each make some appropriately short speech,
peppered with token references to palm trees, pagodas, or the Ganges.
The Spanish Sailor ends up fighting with Daggoo when they apply the
metaphors of color to each other. The dark-skinned Daggoo does not like
being called "the dark side of mankind--devilish dark at that." The
Spanish Sailor does not like being taunted with "White skin, white liver!"
But, interestingly, the fight is broken up when a storm comes on, showing
that certain things on a whaling ship do supersede racism. If they don't
all work together in a storm, they will probably die. This section,
like the previous section, feels very stagy in parts. Ritual and drama
are emphasized; stage directions are used. As a result, the reader is
very conscious that Ahab is giving a performance, highlighting his skills
of manipulation and making the scene much more intense.
41 - 47
Ishmael is meditative again, starting with a discussion of the white
whale's history. Rumors about Moby Dick are often out of control, he
says, because whale fishermen "are by all odds the most directly brought
into contact with whatever is appallingly astonishing in the sea; face
to face they not only eye its greatest marvels, but, hand to jaw, give
battle to them." It is easy to attach metaphorical meaning or make up
legend about dangerously intense, life-threatening experiences. Ishmael
is skeptical, though, about assertions that Moby Dick is immortal. He
admits that there is a singular whale called Moby Dick who is distinguished
by his "peculiar snow-white wrinkled forehead, and a high, pyramidical
white hump" and that this whale is known to have destroyed boats in
a way that seems "intelligent." No wonder Ahab hates the white whale,
says Ishmael, since it does seem that Moby Dick did it out of spite.
Intertwined with Moby Dick's history is Ahab's personal history. When
the white whale took off Ahab's leg, the whale became to Ahab "the monomaniac
incarnation of all those malicious agencies which some deep men feel
eating in them, till they are left living on with half a heart and half
a lung." Ahab's reaction was to magnify the symbolism of the whale;
the whale didn't just take off his leg, but represents everything that
he hates and everything that torments him. Ahab went crazy on the trip
home, says Ishmael, though he tried to appear sane. The Whiteness of
the Whale turns from what Moby Dick means to Ahab, to what it means
to Ishmael. Above all, he says, it is the whiteness of the whale that
appalls him. (Note Ishmael's pun--the root of the word "appall" literally
means to turn white.) Ishmael begins his cross-cultural discussion of
"whiteness" by saying how much it has been idealized as virtue or nobility.
To him, however, the color white only multiplies terror when it is attached
with any object "terrible" in itself. After a short, dramatic scene
(Hark!) in which the sailors say to each other that they think there
may be something or someone in the after-hold, Ishmael returns to an
examination of Ahab in The Chart. Because Ahab believes that his skill
with charts will help him locate Moby Dick, Ishmael discusses how one
might scientifically track a whale. In The Affidavit, Ishmael explains
in organized form "the natural verity of the main points of this affair."
He realizes that this story seems preposterous in many ways and wants
to convince the reader that his story is real by listing the "true"
bases for this story in quasi-outline form (first, personal experiences,
then tales of whale fishermen or collective memory, and finally books).
He then looks at why people may not believe these stories. Perhaps readers
haven't heard about the perils or vivid adventures in the whaling industry,
he says. Or maybe they do not understand the immensity of the whale.
He asks that the audience use "human reasoning" when judging his story.
The chapter called Surmises returns the focus to Ahab, considering how
the captain will accomplish his revenge. Because Ahab must use men as
his tools, he has to be very careful. How can he motivate them? Ahab
can appeal to their hearts, but also he knows that cash will keep them
going. Ahab further knows that he has to watch that he does not leave
himself open to charges of "usurpation." That is, he has to follow standard
operating procedure, lest he give his officers reason to overrule him.
The Mat-Maker returns to the plot. Ishmael describes the slow, dreamy
atmosphere on the ship when they are not after a whale. He and Queequeg
are making a sword-mat, and, in a famous passage, Ishmael likens their
weaving to work on "the Loom of Time." (The threads of the warp are
fixed like necessity. Man has limited free will: he can interweave his
own cross-threads into this fixed structure. When Queequeg's sword hits
the loom and alters the overall pattern, Ishmael calls this chance.)
What jolts him out of his reverie is Tashtego's call for a whale. Suddenly,
everyone is busied in preparations for the whale hunt. Just as they
are about to push off in boats, "five dusky phantoms" emerge around
Ahab. This section is one of the most important in the novel. In these
chapters, Ishmael attempts to explain what things mean: what the whale
means, what the whiteness of the whale means, what the mat-maker's loom
means, etc. We could call this a section that stresses semiotics, or
the study of the relationship between signs or symbols and what they
represent. Ishmael wants to understand how Moby Dick has come to be
a symbol for Ahab. So first there is Ahab's personal experience with
the whale--it takes away his leg. But Ahab makes the whale more widely
symbolic: "All that most maddens and torments; all that stirs up the
lees of things; all truth with malice in it; all that cracks the sinews
and cakes the brain; all the subtle demonisms of life and thought; all
evil, to crazy Ahab, were visibly personified, and made practically
assailable in Moby Dick. He piled upon the whale's white hump the sum
of all the general rage and hate felt by his whole race from Adam down;
and then, as if his chest had been a mortar, he burst his hot heart's
shell upon it." This is what is at stake when Ahab pits himself against
the whale. Because Ahab assumes that the whale injured him with malicious
intent, and he attributes this malice to a larger power, he goes after
it desperately. Taking a step back, Ishmael can see the strangeness
and recklessness of Ahab's mission. "Here, then, was this grey-headed,
ungodly old man, chasing with curses a Job's whale round the world,
at the head of a crew, too, chiefly made up of mongrel renegades, and
castaways, and cannibals--morally enfeebled also, by the incompetence
of mere unaided virtue or right-mindedness in Starbuck, the invulnerable
jollity of indifference and recklessness in Stubb, and the pervading
mediocrity in Flask." In other words, the officers are crazy, the crew
is "untamed," and the mission goes around the entire globe. So what
is it about this whale that inspires so much craziness, Ishmael wonders.
He tries to explain "what, at times, he was to me" in The Whiteness
of the Whale. Moby Dick's color is, after all, his most salient feature.
So what, then, does his whiteness mean? He sees the whiteness metaphorically
both in this chapter and later in Midnight, Forecastle. (And Ishmael's
tendency to give things or events metaphorical depth is also apparent
in The Mat-Maker.) And so Ishmael explains that whiteness is so metaphorically
charged because it is so indefinite that it suggests "annihilation";
because whiteness is the "absence of color and at the same time the
concrete of all colors"; because it presents a "dumb blankness, full
of meaning"; because it makes color seem, in comparison, "like a harlot,
whose allurements cover nothing but the charnel-house within." Basically,
whiteness is so threatening because it is contradictory. People have
historically seen that which is white as something good or innocent.
When something dangerous or evil is white, it becomes all the more sinister.
"Wonder ye then at the fiery hunt?" Color-coding is a very charged topic;
we might also see the chapter in terms of race relations in the United
States, since Melville was writing ten years before the Civil War and
a year after the Compromise of 1850. Moby-Dick has so far been very
conscious about the differences between the white and colored races.
Therefore, we can read this chapter as a critique of white supremacy.
That is, this chapter shows how inaccurate it is to assume that whiteness
stands for goodness. Indeed, critic and writer Toni Morrison sees Moby-Dick
as an illustration of what happens when a man becomes obsessed with
whiteness. Chasing after whiteness eventually destroys him. One of the
most remarkable qualities of Moby-Dick is its extraordinary pacing.
Ishmael divides his narrative in this section into scenes of dramatic
action and scenes of rumination and commentary. Ishmael's jumps from
deep psychological probes to lighter-hearted discourses keep Moby-Dick
moving. Even if the chapters do not advance the plot in a straightforward
way, they do keep the reader moving along, since comical passages give
the reader respite after emotionally intense sections. If the heavy
chapters were packed too tightly, the reader might just give up in exhaustion.
But Ishmael worries about his own narrative competence. Is he a good
narrator? He feels the need to back himself up in The Affidavit. Many
writers of the "Realist" school often worry about their own authenticity,
backing themselves up with newspaper sources or "real"-sounding background
details. By speaking in the language of lawyers and official documents,
Ishmael tries to present his information and his status as narrator
as legitimate. He also appeals to rationality and organization to make
himself seem more authoritative. But Ishmael is far from impartial or
completely rational. His own writing exposes his sentimentality and
the ease with which he falls under Ahab's spell. As Ishmael tries to
get inside Ahab's head, he ends up showing readers how much he himself
has internalized his leader's personality. He says proudly, "I, Ishmael,
was one of that crew; my shouts had gone up with the rest...A wild mystical
sympathetical feeling was in me; Ahab's quenchless feud seemed mine."
And after Ishmael describes Ahab's obsessive methodicalness in The Chart,
The Affidavit seems similarly methodical.
48 - 54
These chapters return us to the action of Moby-Dick. We meet Fedallah
for the first time, described as a dark, sinister figure with a Chinese
jacket and turban made from coiling his own hair around his head. We
also meet for the first time the "tiger-yellow...natives of the Manillas"
(Ahab's boat crew) who were hiding in the hold of the Pequod. The other
crews are staring at the newly-discovered shipmates, but Flask tells
them to continue doing their jobs--that is, to concentrate on hunting
the whale. The Pequod's first lowering after the whale is not very successful.
Queequeg manages to get a dart in the whale, but the animal overturns
the boat. The men are nearly crushed by the ship as it passes looking
for them, because a squall has put a mist over everything. The chapter
called The Hyena functions as a mooring of sorts--a self-conscious look
back that puts everything in perspective. In this chapter, Ishmael talks
about laughing at things, what a hyena is known for. Finding out that
such dangerous conditions are typical, Ishmael asks Queequeg to help
him make his will. Ishmael then comments on Ahab's personal crew. Ahab's
decision to have his own boat and crew, says Ishmael, is not a typical
practice in the whaling industry. But, however strange, "in a whaler,
wonders soon wane" because there are so many unconventional sights in
a whaler--the sheer variety of people, the strange ports of call, and
the distance and disconnectedness of the ships themselves from land-based,
conventional society. But even though whalemen are not easily awe-struck,
Ishmael does say, "That hair-turbaned Fedallah remained a muffled mystery
to the last." He is "such a creature as civilized, domestic people in
the temperate zone only see in their dreams, and that but dimly." Ishmael
then focuses on Fedallah. On the masthead one night, the Parsee thinks
he sees a whale spouting. The whole ship then tries to follow it, but
the whale is not seen again until some days later. Ishmael calls it
a "spirit-spout," because it seems to be a phantom leading them on.
Some think it might be Moby Dick leading the ship on toward its destruction.
The ship sails around the Cape of Good Hope (Africa), a particularly
treacherous passage. Through it all, Ahab commands the deck robustly,
and, even when he is down in the cabin, he keeps his eye on the cabin-compass
that tells him where the ship is going. They soon see a ship called
"The Goney," or Albatross, a vessel with a "spectral appearance" that
is a long way from home. Of course, Ahab asks them as they pass by,
"Have ye seen the White Whale?" While the other captain is trying to
respond, a gust of wind blows the trumpet from his mouth. Their wakes
cross as both ships continue on. The Pequod continues its way around
the world, and Ishmael worries that this is dangerous--they might just
be going on in mazes or will all be "[over]whelmed." Ishmael then explains
that these two ships did not have a "gam." A gam, according to Ishmael,
is "a social meeting of two (or more) whale-ships, generally on a cruising-ground;
when, after exchanging hails, they exchange visits by boats' crews:
the two captains remaining, for the time, on board of one ship, and
the two chief mates on the other." The Town-Ho's Story is a story within
the larger story of Moby-Dick. During a gam with the ship Town-Ho (which
they encounter after the Goney), a white sailor on the Town-Ho tells
this story to Tashtego, who shares it with all the men in the forecastle.
Ishmael announces at the beginning of the chapter that he is telling
us what he once told to some friends in Lima. The basic story concerns
Radney, a mate from Martha's Vineyard, and Steelkilt, a sailor from
Buffalo, who have a conflict on board the Town-Ho, a sperm whaler from
Nantucket. Steelkilt rebels against Radney's authority, assaults the
mate (after the mate attacks him), and starts a mutiny. The mutineers
are punished and released, but Steelkilt wants revenge. The ship runs
into Moby Dick, and, in the process of trying to harpoon him, Radney
falls out of the boat. Moby Dick snatches him in his jaws. Ishmael's
listeners don't necessarily believe him, but he swears on a copy of
the Four Gospels that he is telling the truth. In returning to the plot
and characters, Ishmael starts to give us an impression of exactly how
strange life aboard the Pequod is. He emphasizes the "savage" and "exotic"
on Ahab's boat. Though we should always suspect Ishmael of overstating
things, he says that everyone's first impression of the ship is one
of oriental strangeness; Ahab's crew remains mysterious "to the last."
Note the tone of Ishmael's descriptions--there is a sort of awe and
mysticism when he says that the Manilla men have a "ghostly aboriginalness."
He seems both afraid and awe-struck. His first description of Fedallah,
in fact, uses such charged terms as "evilly" and "diabolism of subtilty."
These chapters also show how all of the men on the Pequod work together.
In The First Lowering, for example, we see how interdependent all of
the parts are. For example, in the boat Flask sits on Daggoo's shoulders
so that he can see. The emphasis is on completing their assigned task--that
is, killing the whale. It is for this reason that Flask can tell the
rowers in his boat to ignore Ahab's weird crew. "What is it you stare
at? Those chaps in yonder boat? Tut! They are only five more hands come
to help us--never mind from where--the more the merrier. Pull, then,
do pull; never mind the brimstone--devils are good fellows enough."
Because they have a role in the hunt--they are there to help them catch
the whale--they are all right in his book. Ahab's incredible pride also
shows itself in these chapters. He stows his own boatload of men aboard
the ship without telling anyone, he chases after the whale in his own
boat, and he claims complete authority over the Pequod. When they run
into other ships, he puts his personal business first: he always asks
if the other ship has seen the white whale. "I never yet saw him kneel,"
says Stubb--and certainly, Ahab does not seem to defer to any authority.
The Town-Ho's Story provides an interesting commentary on authority,
then, since it illustrates what can happen when the ordinary men on
the ship get tired of orders from above. Indeed, the men do not necessarily
even want to mutiny in the first place, but the way a ship is run in
the end forces them to rebel. Ishmael pays a great deal of attention
to his narrative technique in this section, too. Ishmael knows he is
telling a story when he retells a story that he had previously told
his friends in Lima. The complicated framing of the story gives us some
idea of how complexly conceived Moby-Dick is. The time jump in The Town-Ho's
Story is also very important, since it is the only chapter that specifically
occurs after the Pequod's voyage.
55 - 65
Here, Melville describes poor representations of whales. To a whaleman
who has actually seen whales, many historical, mythological, and scientific
sources seem inaccurate. As a result, says Ishmael, "you must needs
conclude that the great Leviathan is the one creature in the world which
must remain unpainted to the last." The only solution Ishmael sees is
to go whaling yourself. The next chapter tries to find some acceptable
depictions. To Ishmael's taste, the only things that are anywhere close
are two large French engravings from a Garneray painting that show the
Sperm and Right Whales in action. The following chapter tries to expand
the discussion of representations of whales to include whales in various
media. Ishmael then talks about how whalemen have been known to make
scrimshaw. Whalemen who deal with whales so much start seeing whales
everywhere, which is why he mentions stars. The Brit chapter brings
back the encyclopedic cetology chapter type. Brit is a minute yellow
substance upon which the Right Whale largely feeds. Ishmael uses the
chapter as a platform on which to talk about contradictory views of
the sea (frightening "universal cannibalism") and the earth ("green,
gentle, and most docile" land). Past the field of Brit in the water,
Daggoo thinks that he sights Moby Dick. It is a false alarm, however,
as it is only a giant squid. In preparation for a later scene, says
Ishmael, he will explain the whale-line. Made of hemp, this rope is
connected to the harpoon at one end and free at the other so that it
can be tied to other boats' lines. Because it whizzes out when a whale
is darted, it is dangerous for the men in the boat. We then return to
more action, where Stubb kills a black sperm whale. Ishmael vigorously
describes the gore to us. In The Dart, Ishmael backtracks, describing
what a harpooner does and how he uses a dart. Freely giving his opinion
on whaling technique, Ishmael says that mates should throw both the
dart and the lance, because the harpooner should be fresh, not tired
from rowing. Then, to explain the crotch mentioned in the previous chapter,
Ishmael backtracks again to describe the notched stick that furnishes
a rest for the wooden part of the harpoon. Ishmael then returns to the
plot: Stubb wants to eat the freshly killed whale, although most whalemen
do not. (Usually the only creatures that eat whale meat are sharks.)
He calls on the black cook Fleece to make his supper and make the sharks
stop eating the whale flesh. In a sermon to the sharks, the cook tells
them that they ought to be more civilized. Stubb and the cook get into
a folksy religious discussion. He then likens Stubb to a shark. Ishmael
then feels that he must describe what whale is like as a dish. Doing
a historical survey of whale-as-dish, Ishmael remarks that no one except
for Stubb and the "Esquimaux" accept it now. Deterrents include the
exceedingly rich quality of the meat and its prodigious quantities.
Furthermore, it seems wrong, because hunting the whale makes the meat
a "noble dish," and one has to eat the meat by the whale's own light.
But perhaps this blasphemy isn't so rare, says Ishmael, since the readers
probably eat beef with a knife made from the bone of oxen or pick their
teeth after eating goose with a goose feather. The main interest in
this section deals with the idea of representation: How do you best
represent the whaling experience? The answer, basically, is that you
cannot. A person has to experience it firsthand to get a true picture,
because whaling is so dangerous and intense. So this section, too, has
semiotic issues: how does the symbol compare to the actual idea or experience
it is supposed to symbolize? The flat, two-dimensional paintings do
a poor job, and the books are not much better. Discussing a whaleman's
tools helps to give the audience a sense of the material side of the
hunt, but it does not give a satisfactory impression of the whaling
industry. And Ishmael even tries to understand whales better by considering
what it is like to eat a whale. Not one of these is satisfactory. But
Melville is committed to multiplicity, according to critic F. O. Mathiessen,
so it was important to him to approach the subject in as many ways as
possible. In fact, one of the newest and most important ideas of the
Romantic movement was the idea of plentitude: one should celebrate abundance
and diversity. And so, while Ishmael dismisses the representations,
he does try to consider whaling from as many perspectives as possible.
In these chapters, Ishmael the narrator does little work to advance
the plot. Every time he says anything about the action, he feels he
needs to backtrack and explain every little detail. After saying that
Stubb darts a whale, for example, Ishmael goes back to talk about the
crotch where a whale dart rests. His explanations about the equipment
and history give the novel a "realistic" and precise feel; sometimes
the novel seems more like a documentary than a work of fiction. Ishmael
also includes comic relief in these chapters: the cook Fleece (who probably
got his name because nineteenth-century Americans described black people's
hair as "woolly") is solely included to be laughed at. Like characters
in Shakespearean dramas that provide comic relief, Fleece speaks in
dialect. His statements put the main action in a different perspective.
Fleece's sermon to the sharks, then, might be considered a parody of
Father Mapple's sermon (the other explicitly named "sermon" in the novel).
Whereas Mapple tried to deliver a lofty theological sermon, Fleece speaks
in dialect and speaks to the sharks personally. And it is supposed to
be funny, not disturbing or deeply moving as Mapple's is supposed to
be. Like the chapters in Section 6, these chapters also address landscape
studies. It is interesting to note Ishmael's responses to different
spaces: the sea is a scary place of cannibalism, and land, now far away,
is considered "gentle" and "docile." The link between wilderness and
the ocean are strengthened here, and Ishmael aligns whaling with savagery.
"Your true whale-hunter is as much a savage as an Iroquois. I myself
am a savage," says Ishmael, "owning no allegiance but to the King of
the Cannibals; and ready at any moment to rebel against him." Also,
recall that Stubb is lumped with the "Esquimaux" as a whale-flesh-eater.
Indeed, whalers are just like the "savage" indigenous peoples who are
roaming and hunting in the unconquered American frontier. But Ishmael
does not frown on savagery as mainstream society might. Instead, he
praises the primitive. He has a high opinion of the Hawaiian and the
"white sailor-savage." But the fact that the whaleman-savage is ready
at a moment to rebel against his king highlights the problems in the
command structure on whaling ships. Captains have to contain the tendency
towards brutality. It makes Ahab's near-total control seem awe-inspiring.
66 - 73
These chapters get into the minutiae of whaling technique. The Shark
Massacre describes how sharks often swarm around dead whale carcasses,
forcing whalemen to poke them with spades or kill them. Even when sharks
are dead, they are often still dangerous: once, when Queequeg brought
one on deck for its skin, it nearly took his hand off. There's no sacred
Sabbath in whaling, since the gory business of cutting in occurs whenever
there is a kill. Cutting in involves inserting a hook in the whale's
blubber and peeling the blubber off as one might peel off an orange
rind in one strip. Discussing the whale's blubber, Ishmael realizes
that it is difficult to determine exactly what the whale's skin is.
There is something thin and isinglass-like, but that's only the skin
of the skin. If we decide that the blubber of the whale (the long pieces
of which are called "blanket-pieces") is the skin, we are still missing
something, since blubber only accounts for 3/4 of the weight of the
blanket-pieces. After cutting in, the whale is then released for its
"funeral," in which the "mourners" are vultures and sharks. The frightful
white carcass floats away and a "vengeful ghost" hovers over it, deterring
other ships from going near it. Ishmael backtracks in The Sphynx, saying
that before whalers let a carcass go, they behead it in a "scientific
anatomical feat." Ahab talks to this head, asking it to tell him of
the horrors that it has seen. But Ahab knows that it doesn't speak and
laments its inability: too many horrors are beyond utterance. The chapter
about the Jeroboam (a ship carrying some epidemic) also backtracks,
referring back to a story Stubb heard during the gam with the Town-Ho.
A man, who had been a prophet among the Shakers in New York, proclaimed
himself the archangel Gabriel on the ship and mesmerized the crew. Captain
Mayhew wanted to get rid of him at the next port, but the crew threatened
desertion. And the sailors aboard the Pequod now see this very Gabriel
in front of them. When Captain Mayhew is telling Ahab a story about
the White Whale, Gabriel keeps interrupting. According to Mayhew, the
Jeroboam first heard about the existence of Moby Dick when they were
speaking to another ship. Gabriel then warned against killing it, calling
it the Shaker God incarnated. They ran into it about a year afterwards,
and the ship's leaders decided to hunt it. As the mate was standing
in the ship to throw his lance, the whale flipped the mate into the
air and tossed him into the sea. Nothing was harmed except for the mate,
who drowned. Gabriel, the entire time, had been on the mast-head and
said, basically, "I told you so." When Ahab confirms that he intends
to hunt the white whale still, Gabriel points to him, saying, "Think,
think of the blasphemer--dead, and down there!--beware of the blasphemer's
end!" Ahab then realizes that the Pequod is carrying a letter for the
dead mate and tries to hand it over to the captain on the end of a cutting-spade
pole. Somehow, Gabriel gets hold of it, impales it on the boat-knife,
and sends it back to Ahab's feet as the Jeroboam pulls away. Ishmael
backtracks again in The Monkey-Rope to explain how Queequeg inserts
the blubber hook. Ishmael, as Queequeg's bowsman, ties the monkey-rope
around his waist as Queequeg is on the whale's floating body trying
to attach the hook. (In a footnote, we learn that only on the Pequod
were the monkey and this holder actually tied together, an improvement
introduced by Stubb.) While Ishmael holds him, Tashtego and Daggoo are
also flourishing their whale-spades to keep the sharks away. When Dough-Boy,
the steward, offers Queequeg some tepid ginger and water, the mates
frown at the influence of pesky Temperance activists and make the steward
bring him alcohol. Meanwhile, as the Pequod floats along, they spot
a right whale. After killing him, Stubb asks Flask what Ahab might want
with this "lump of foul lard." Flask responds that Fedallah says that
a whaler with a Sperm Whale's head on her starboard side and a Right
Whale's head on her larboard will never afterwards capsize. They then
get into a discussion in which both of them confess that they do not
like Fedallah and think of him as "the devil in disguise." In this instance
and always, Fedallah watches and stands in Ahab's shadow. Ishmael notes
that the Parsee's shadow seemed to blend with and lengthen Ahab's. These
chapters illustrate some of Ishmael's narrative issues. For instance,
how much of the plot movement should he detail in each of these technical
chapters? Sometimes he just tacks on some action at the beginning or
the end and spends most of the chapter talking about more peripheral
issues. His tendency, after all, is to wax on about the larger, metaphorical
meanings in ordinary things. When he speaks of dying whales, for example,
he cannot help but talk of phantoms, ghosts, and fear. Also, Ishmael
often backtracks, showing how hard it is to keep a story going straight
ahead. Ishmael does get wryly self-conscious at times about his storytelling.
When he reminds us at the beginning of Chapter 73 that we still have
a head hanging on the side of the Pequod, he signals that he is conscious
about his jumping from subject to subject. He also seems a little self-conscious
about maintaining a tight hold on the story. It is interesting that,
although he begins Moby-Dick with the authoritative declaration, "Call
me Ishmael," he relegates his own comments in The Jeroboam's Story to
parentheses. Of course, Ishmael is always present, but the question
is how much the reader feels his presence. After all, the technical
data on whaling seems pretty objective. But, in certain instances, such
as The Blanket and The Funeral, in which Ishmael gets sentimental about
whales, we remember that the story is told by a character that tends
to get carried away about things. Ishmael's relationship to the whale
is interesting from an environmental perspective, because the novel
seems a little contradictory. On one hand, Moby-Dick glorifies the whale
hunt, characterizing it as dangerous and valiant. Yet, Ishmael also
genuinely likes whales and sympathizes with them. In fact, he often
draws similarities between whales and men. For example, when he speaks
of whale's blanket-pieces, he says whales can impart something to man:
"Oh, man! admire and model thyself after the whale! Do thou, too, remain
warm among the ice. Do thou, too, live in this world without being of
it. Be cool at the equator; keep they blood fluid at the Pole. Like
the great dome of St. Peter's, and like the great whale, O man! in all
seasons a temperature of thine own take after whales." Ishmael has a
sense of wonder about whales, but also projects endearing human qualities
on to them. (Some passages in Moby-Dick are perfect examples of anthropomorphism,
the attribution of human motivation, characteristics, or behavior to
inanimate objects, animals, or natural phenomena.) In these chapters,
Melville's pairing of characters becomes very evident. The major characters
each have twins. Fedallah is joined to Ahab. Because Ishmael sees him
as a figure of the occult, he hangs around in Ahab's shadow and adds
to that darkness. Likewise, Queequeg and Ishmael are twins, connected
by the monkey rope--"an elongated Siamese ligature." Earlier, Ishmael
remarks that they are "wedded," but now they are even more closely linked
and, "should poor Queequeg sink to rise no more, then both usage and
honor demanded that instead of cutting the cord, it should drag me [Ishmael]
down in his wake." Ishmael calls Queequeg "my own inseparable twin brother."
Recall, too, that each of the mates has a harpooner. But each of these
pairings is not exclusive. For example, we shall see later that Ahab
has another twin that exposes another part of his identity. In terms
of character development, these chapters also bring up the question
of insanity. Exactly what makes a person insane? Is Gabriel, the self-proclaimed
prophet on the Jeroboam insane or gifted with heavenly ESP? Is Ahab
insane? He certainly acts irrationally--but refusing to live his life
according to a strict code of reason does not mean he lives without
a code, or that his actions are not intelligible on some level. Likewise,
how are we to understand the prophesizing Fedallah? He is a mystical,
supernatural character who seems completely mysterious to the crew.
But is he a crazy old spook who hangs around Ahab or is he some oriental
soothsayer? As with all the other chapters, intertextuality is important
here. References to the Bible again abound: Jeroboam, for example, was
a wicked king of Israel who appears in I Kings (the Old Testament).
But Moby-Dick also refers back to itself here. Like The Town-Ho's Story,
The Jeroboam's Story is a frame story, or a story within the story.
This sort of structure only stresses the importance of stories and storytelling.
What Ahab wants is a story about Moby Dick--so he asks all whalers the
same question. Stubb uses a story to make sense of the weird man standing
on the Jeroboam. Gabriel uses the story of Moby Dick to support his
own world-view, fashioning the story of Moby Dick to suit his own warnings.
Finally, note the supernaturalism that runs through these chapters.
The spookiness of the whale and Fedallah reminds some critics of scenes
in Hawthorne's fiction that are eerie and intensely envisioned.
74 - 81
The paired chapters (74 and 75) do an anatomic comparison of the sperm
whale's head and the right whale's head. In short, the sperm whale has
a great well of sperm, ivory teeth, a long lower jaw, and one external
spout-hole; the right whale has bones shaped like Venetian blinds in
his mouth, a huge lower lip, a tongue, and one external spout-hole.
Ishmael calls the right whale stoic and the sperm "platonian." The Battering-Ram
discusses the blunt, large, wall-like part of the head that seems to
be just a "wad." In actuality, inside the thin, sturdy casing is a "mass
of tremendous life." He goes on to explain, in The Great Heidelberg
Tun (a wine cask in Heidelberg with a capacity of 49,000 gallons), that
there are two subdivisions of the upper part of a whale's head: the
Case and the junk. The Case is the Great Heidelberg Tun, since it contains
the highly-prized spermaceti. Ishmael then dramatizes the tapping of
the case by Tashtego. It goes by bucket from the "cistern" (well) once
Tashtego finds the spot. In this scene, Tashtego accidentally falls
into the case. In panic, Daggoo fouls the lines, and the head falls
into the ocean. Queequeg dives in and manages to save Tashtego. In The
Prairie, Ishmael discusses the nineteenth-century arts of physiognomy
(the art of judging human character from facial features) and phrenology
(the study of the shape of the skull, based on the belief that it reveals
character and mental capacity). By such analyses, the sperm whale's
large, clear brow gives him the dignity of god. The whale's "pyramidical
silence" demonstrates its genius. But later Ishmael abandons this line
of analysis, saying that he isn't a professional. Besides, the whale
wears a "false brow," because it really doesn't have much in its skull
besides the spermy stuff. (The brain is about 10 inches big.) Ishmael
then says that he would rather feel a man's spine to know him than his
skull, throwing out phrenology. Judging by spines (which, like brains,
are a network of nerves) would discount the smallness of the whale's
brain and admire the wonderful comparative magnitude of his spinal cord.
The hump becomes a sign of the whale's indomitable spirit. The Jungfrau
(meaning "virgin" in German) is out of oil and meets the Pequod to beg
for some. Ahab, of course, asks about the White Whale, but the Jungfrau
has no information. Almost immediately after the captain of the Jungfrau
steps off the Pequod's deck, whales are sighted, and he goes after them
desperately. The Pequod also gives chase and succeeds in harpooning
the whale before the Germans. But, after bringing the carcass alongside
the ship, they discover that the whale is sinking and dragging the ship
along with it. Ishmael then discusses the frequency of sinking whales.
The Jungfrau starts chasing a fin-back, a whale that resembles a sperm
whale to the unskilled observer. So now Ishmael addresses the question,
How can we evaluate a whale? One way would be to apply the human system
of phrenology that was very popular in the nineteenth century. Phrenology
rationalized the hierarchy of races--the Great Chain of Being that put
Northern Europeans on top--and also gave rise to terms such as "high-brow"
or "low-brow" that were widely used and very judgmental. But Ishmael's
rejection of the study of skulls in favor of the study of spines shows
his dissatisfaction with existing ideologies. Indeed, as he considers
the whale, he never settles on just one part. Throughout all of his
cetology explorations, he keeps going inward--from the outer surface
of the skin he moves in to the blubber; from the outer skull, he moves
in to the "nut" or brain. We might see this as Melville's commitment
to inward probing--his tendency to try to get to the heart of things.
Recall Ahab's statement that he must "strike through the mask," or the
outward appearance. And Ishmael, in a self-conscious move, ties this
mode of investigation to reading. After all, isn't phrenology just another
form of reading? Instead of reading books, one reads skulls. So when
he says, "I but put that brow before you. Read it if you can," Ishmael
refers not just to the whale's skull, but also the book as a whole.
It becomes a challenge to the reader of the novel to make sense of the
bumps and curves in Moby-Dick. These chapters also give Ishmael another
chance to demonstrate his sympathetic attitude toward the whales. When
he describes their spearing of the whale and the animal's death, he
is heavy on the blood and gore. The description is anthropomorphic.
He hates to see the whale in this agony and describes its endearing,
all-too-human emotions. We also see the playfulness of Ishmael's narration.
When Ishmael describes Tashtego's near-death in the whale's head, Ishmael
likens the way Queequeg pulls Tashtego out of the spermaceti to "obstetrics."
The irony that Tashtego is emerging from spermaceti and the near obscenity
of the comparison only adds to its wicked appeal. Such description shows
the range of Ishmael's ability; he has a great variety of metaphors
at his disposal.
82 - 92
Ishmael strays from the main action of the plot again, diving into the
heroic history of whaling. First, he draws from Greek mythology, the
Judeo-Christian Bible, and Hindu mythology. He then discusses the Jonah
story in particular (a story that has been shadowing this entire novel
from the start) through the eyes of an old Sag-Harbor whaleman who is
crusty and questions the Jonah story based on personal experience. Ishmael
then discusses pitch-poling by describing Stubb going through the motions
(throwing a long lance from a jerking boat to secure a running whale).
He then goes into a discursive explanation of how whales spout with
some attempt at scientific precision. But he cannot define exactly what
the spout is, so he has to put forward a hypothesis: the spout is nothing
but mist, like the "semi-visible steam" that proceeds from the head
of ponderous beings such as Plato, Pyrrho, the Devil, Jupiter, Dante,
and himself! In the next chapter, he celebrates a whale's most famous
part: his tail. He likes its potential power and lists its different
uses. When the Pequod sails through the straits of Sunda (near Indonesia)
without pulling into any port, Ishmael takes the opportunity to discuss
how isolated and self-contained a whaleship is. While in the straits,
they run into a great herd of sperm whales swimming in a circle (the
"Grand Armada"), but as they are chasing the whales, they are being
chased by Malay pirates. They try to "drugg" the whales so that they
can kill them on their own time. (There are too many to try to kill
at once.) They escape the pirates and go in boats after the whales,
somehow ending up inside their circle, a placid lake. But one whale,
which had been pricked and was floundering in pain, panics the whole
herd. The boats in the middle are in danger but manage to get out of
the center of the chaos. They try to "waif" the whales--that is, mark
them as the Pequod's to be taken later. Ishmael then goes back to explaining
whaling terms, starting with "schools" of whales. The schoolmaster is
the head of the school, or the lord. The all-male schools are like a
"mob of young collegians." Backtracking to a reference in Chapter 87
about waifs, Ishmael explains how the waif works as a symbol in the
whale fishery. He goes on to talk about historical whaling codes and
the present one that a Fast-Fish belongs to the party fast to it and
a Loose-Fish is fair game for anybody who can soonest catch it. A fish
is fast when it is physically connected (by rope, etc.) to the party
after it or it bears a waif, says Ishmael. Lawyer-like, Ishmael cites
precedents and stories to show how difficult it is to maintain rules.
In Heads or Tails, he mentions the strange problem with these rules
in England, because the King and Queen claim the whale. Some whalemen
in Dover (or some port near there, says Ishmael) lost their whale to
the Duke because he claimed the power delegated him from the sovereign.
Returning to the narrative, Ishmael says they come up on a French ship
Bouton de Rose (Rose-Button or Rose-Bud). This ship has two whales alongside:
one "blasted whale" (one that died unmolested on the sea) that is going
to have nothing useful in it and one whale that died from indigestion.
Stubb asks a sailor about the White Whale. Never seen him, is the answer.
Crafty Stubb then asks why the man is trying to get oil out of these
whales when clearly there is none in either whale. The sailor on the
Rose-Bud says that his captain, on his first trip, will not believe
the sailor's own statements that the whales are worthless. Stubb goes
aboard to tell the captain that the whales are worthless, although he
knows that the second whale might have ambergris, an even more precious
commodity than spermaceti. Stubb and the sailor make up a little plan
in which Stubb says ridiculous things in English and the sailor says,
in French, what he himself wants to say. The captain dumps the whales.
As soon as the Rose-Bud leaves, Stubb mines and finds the sweet-smelling
ambergris. Ishmael, in the next chapter, explains what ambergris is:
though it looks like mottled cheese and comes from the bowel of whales,
ambergris is actually used for perfumes. He uses dry legal language
to describe ambergris and discuss its history, even though he acknowledges
that poets have praised it. Ishmael then looks at where the idea that
whales smell bad comes from. Some whaling vessels might have skipped
cleaning themselves a long time ago, but the current bunch of South
Sea Whalers always scrub themselves clean. The oil of the whale works
as a natural soap. Ishmael begins this section by pitting world-views
against each other. Sag-Harbor, who represents practical reason, takes
on mystical and mythic texts. He takes on the Canon, or the long-accepted,
dominant doctrine. But the Sag-Harbor interlude is important to Melville's
commitment to plentitude. He wants to examine everything from different
angles and empirical, or experience-based, evidence is an important
challenge to the way people have historically understood the tale of
Jonah. And Sag-Harbor is persistent. First, Sag-Harbor questions the
Biblical story because the right whale has a small stomach. Bishop Jebb
answers: but Jonah could be in the mouth of the whale not the stomach.
Sag-Harbor says that a body inside the whale would have encountered
gastric juices. A German exegete says that he could have been in a dead
whale; others say that Jonah was in a vessel with a whale's head. Sag-Harbor
asks how a person swallowed by a whale in the Mediterranean could end
up near Nineveh, more than three days' journey away. Who wins this debate?
It seems as if Sag-Harbor does, since Ishmael has to dismiss his objections
as the "foolish pride of reason" and then discounts Sag-Harbor's ability
to reason because the man has had little school-learning. It is rebellion
against the clergy, says Ishmael. But these statements do little to
argue against Sag-Harbor's objections. Melville believed strongly in
the authority of experience, so it may be little wonder that Sag-Harbor's
arguments are still left standing. These chapters also develop Ishmael's
sympathy with the whales. Here, the struggle of man against whale becomes
man next to whale. That is, the men in the Pequod's whaleboats are not
always in opposition to the whale. In The Grand Armada, they peacefully
observe the whales nursing. The men find the experience pleasant. Again,
Ishmael adds in anthropomorphism, likening the group of male and female
whales to an Ottoman and his concubines. Ishmael imagines these whales'
relationship in human terms--a family with gender roles--though his
choice to make them seem exotic and oriental makes for a bit of distance
between himself and whales. (Whales are like human beings; but whales
are not like the human beings with which Ishmael is most familiar.)
Ishmael furthermore stresses interconnectedness in this section. Death
and birth are connected as the blood of the panicked, hurt whales mingles
with the milk that the calves are drinking. When the Pequod is chasing
the whales, it is also being chased by pirates, illustrating that being
on the seas means being part of a chain of events or a cycle. This puts
the story of the Pequod in a larger, philosophical perspective. It also
brings up this question: Is Ahab's quest a case of Ahab chasing the
whale or a case of the whale chasing Ahab? Or is it both? As Ishmael
takes on the philosophical issues of these chapters, he plays with variations
in tone. He can be dry and legally tedious, as he is in discussions
about codes of whaling. He seems to get a little mired in the technical
specifics of vocabulary in these chapters. He painstakingly makes sure
that the reader understands the terms he is using: waif, pitchpole,
drugg, school, ambergris. But he can also get carried away talking about
"the tornadoed Atlantic of my being" and emote about his soul. Pay attention
to the register of his language and how he puts these registers together.
The way he changes from register to register demonstrates the impressive
range of his imagination. Ishmael is at his best when he applies minute
specifics of whaling to larger topics. When he talks about whaling rules,
for example, he sees that it can apply to other events in human history:
"What was America in 1492 but a Loose-Fish in which Columbus struck
the Spanish standard by way of waifing it for his royal master and mistress?"
or "What are the Rights of Man and the Liberties of the World but Loose-Fish?"
And again, intertextuality is important. The first chapter in this section
draws from a wide range of references from a variety of cultures. By
quoting epigraphs in two chapters (90 and 91) and referring to a range
of sources, Moby-Dick situates itself in reference to what has come
before it.
93 - 101
These are among the most important chapters in Moby-Dick. In The Castaway,
Pip, who usually watches the ship when the boats go out, becomes a replacement
in Stubb's boat. Having performed passably the first time out, Pip goes
out a second time, and this time he jumps from the boat out of anxiety.
When Pip gets foul in the lines, and his boatmates have to let the whale
go free to save him, he makes them angry. Stubb tells him never to jump
out of the boat again, because Stubb won't pick him up next time. Pip,
however, does jump again, and he is left alone in the middle of the
sea's "heartless immensity." Pip goes mad. A Squeeze of the Hand, which
describes the baling of the case (emptying the sperm's head), is one
of the funniest chapters in the novel. Because the spermaceti quickly
cools into lumps, the sailors have to squeeze it back into liquid. Here,
Ishmael goes overboard with his enthusiasm for the "sweet and unctuous"
sperm. He squeezes all morning long, getting sentimental about the physical
contact with the other sailors, whose hands he encounters in the sperm.
He goes on to describe the other parts of the whale, including the euphemistically-named
"cassock" (the whale's penis). This chapter is also very funny, blasphemously
likening the whale's organ to the dress of clergymen because it has
some pagan mysticism attached to it. It serves an actual purpose on
the ship: the mincer wears the black "pelt" of skin from the penis to
protect himself while he slices the horse-pieces of blubber for the
pots. Ishmael then tries to explain the try-works, heavy structures
made of pots and furnaces that boil the blubber and derive all the oil
from it. He associates the try-works with darkness and a sense of exotic
evil: it has "an unspeakable, wild, Hindoo odor about it, such as may
lurk in the vicinity of funereal pyres." Furthermore, the pagan harpooners
tend it. Ishmael also associates it with the red fires of Hell that,
in combination with the black sea and the dark night, so disorient him
that he loses sense of himself at the tiller. Everything becomes "inverted,"
he says, and suddenly there is "no compass before me to steer by." In
a very short chapter, Ishmael describes in The Lamp how whalemen are
always in the light, because their job is to collect oil from the seas.
He then finishes describing how whale's oil is processed: putting the
oil in casks and cleaning up the ship. Here he dismisses another myth
about whaling: whalers are not dirty. Sperm whale's oil is a fine cleaning
agent. But Ishmael admits that whalers are hardly clean for a day when
the next whale is sighted and the cycle begins again. Ishmael returns
to talking about the characters again, showing the reactions of Ahab,
Starbuck, Stubb, Flask, the Manxman, Queequeg, Fedallah, and Pip to
the golden coin fixed on the mainmast. Ahab looks at the doubloon from
Ecuador and sees himself and the pains of man. Starbuck sees some Biblical
significance about how man can find little solace in times of trouble.
Stubb, first saying he wants to spend it, looks deeper at the doubloon
because he saw his two superiors gazing meaningfully at it. He can find
little but some funny dancing zodiac signs. Then Flask approaches and
says he sees "nothing here, round thing made of gold and whoever raises
a certain whale, this round thing belongs to him. So what's all this
staring been about?" Pip is the last to look at the coin and says, prophetically,
that here's the ship's "navel"--something at the center of the ship,
holding it together. Then the Pequod meets the Samuel Enderby, a whaling
ship from London with a jolly captain and crew. The first thing Ahab
asks, of course, is if they have seen Moby Dick. The captain, named
Boomer, has, and he lacks an arm because of it. The story is pretty
gory, but Boomer does not dwell too much on the horrible details, choosing
instead to talk about the hot rum toddies he drank during his recovery.
The ship encountered the white whale again but did not want to try to
fasten to it. Although the people on board the Enderby think he is crazy,
Ahab insists on knowing which way the whale went and returns to his
ship to pursue it. In the next chapter, Ishmael backtracks, to explain
why the name Enderby is significant: this man fitted the first English
sperm whaling ship. Ishmael then exuberantly explains the history behind
the Enderby name before telling the story of the particular whaler Samuel
Enderby. The good food aboard the Enderby earns the ship the title "Decanter."
In these chapters, Ishmael is not afraid to probe deeply into the human
psyche. First, there is the case of Pip, whose encounter with the terrible
ocean completely changes his mind. He is no more the tambourine-playing
darky from Alabama who dances around carefree. (Chapter 93 also presents
another problem; now Ishmael says that Pip is from Tolland County in
Connecticut, whereas 27 says that Pip is from Alabama.) He now speaks
in the prophetic register, though he retains a kind of strange clownish
quality. Indeed, he is like one of Shakespeare's fools, who say true
things that sound initially ridiculous. Really, Pip grows uncannily
perceptive. When he speaks of the doubloon, for instance, he perceives
how much it holds the ship together. When he calls it the navel, he
refers to folklore that says unscrewing the navel will cause one's backside
to fall off. Indeed, taking away the quest of the white whale would
result in a fracturing of shipboard unity. The ship would fall apart.
Even though each person on the ship looks at the doubloon in a different
way--"There's another rendering now, but still one text... I look, you
look, he looks; we look, ye look, they look"--it is still the central
reference point. What is important is the subject who looks, not what
he sees. Discussing the meaning of the doubloon allows Ishmael to develop
the psychological depth of the other characters and distinguish them
from each other. Ahab, for example, sees meaning in things--a pessimistic,
monomaniacal meaning, of course. Ahab is certain that it does have meaning
since "some certain significance lurks in all things, else all things
are little worth, and the round world itself but an empty cipher, except
to sell by the cartload, as they do hills about Boston, to fill up some
morass in the Milky Way." Ahab implies that the only possible approaches
to meaning are either nihilism or seeing significance in everything.
These chapters therefore deal with semiotics. But while Starbuck also
believes that tokens can have meaning, he usually reads biblical or
Judeo-Christian morality into them. Starbuck confesses that cannot keep
looking for symbols, however, "lest Truth shake me falsely." He puts
too much store into symbols and therefore does not want to be shaken.
But perhaps he takes things too seriously. Though Starbuck has faith
that things do mean something, Stubb just laughs at taking too much
meaning out of symbols. He is given to think of jollity if he sees meaning
at all. Flask is the least imaginative and most explicit--he can't see
beyond an object's physical characteristics. Indeed, the jovial nature
aboard the Enderby also sets it in opposition to the somber Pequod.
Captain Boomer explains that one should not keep malice going and that
the white whale is not malicious. "What you take for the White Whale's
malice is only his awkwardness. For he never means to swallow a single
limb; he only thinks to terrify by feints." For Ahab, however, "He's
all a magnet!" Character pairings play a large role in this section,
too. The boats Pequod and Enderby are bound together, as are their captains
who suffer from similar wounds. The two men had totally opposite reactions
to losing a limb: Ahab is pulled toward the whale, but Boomer is pushed
away from it. We also better understand Ahab's relationship (or conflict)
with Starbuck, since discussion of the doubloon allows Ishmael to talk
about the fundamentally different ways they read the world. The Try-Works
is a very important chapter, essential to the actual work of the whaler
and essential to the work of the novel. First, the try-works are a fertile
area for imagination. Ishmael can discuss its intense black and red
color and the dangers of this intensity: "Look not too long in the face
of the fire, O man! Never dream with thy hand on the helm! Turn not
thy back to the compass; accept the first hint of the hitching tiller;
believe not the artificial fire, when its redness makes all things look
ghastly. To-morrow, in the natural sun, the skies will be bright; those
who glared like devils in the forking flames, the morn will show in
far other, at least gentler, relief; the glorious, golden, glad sun,
the only true lamp--all others but liars!" The try-works can completely
skew one's perspective and disorient a person. Especially when a man
is at the tiller, keeping the ship oriented, he should stay away from
the mind-altering effects of the try-work fire. Ishmael suggests that
men trust only the daylight sun. Indeed, the pagan try-works have the
power to invert perspectives. Somehow, the hints of Hell, influenced
by Dante's allegories, and the exotic oriental imagery combine to make
the try-works completely sinister. Staring at the try-works overturns
convention, Ishmael says. It makes him think that the tiller has somehow
reversed itself and makes him confused about the front and back of the
ship. But not only does the try-works carry a mythic or deep symbolic
meaning that conjures dark, frightening images of "the rushing Pequod,
freighted with savages, and laden with fire, and burning a corpse, and
plunging into that blackness of darkness," it is also really part of
the material of the industry. What is "really" important to the whale
oil process and what is important to the story Moby-Dick are in harmony.
Relativity is stressed in these chapters. In the intense red flames
of the try-works, "all things look ghastly"--but not in the "gentler"
sun. Furthermore, when he talks about the swooping Catskill eagle, he
talks about the relative depths to which it dips and the heights to
which it soars. Compared to other birds upon the plain, the Catskill
eagle's "lowest swoop...is still higher," because he flies within a
gorge in the mountains. Nothing can be evaluated in isolation. But Melville
does seem to prefer the dark and horrifying in Moby-Dick. "The sun hides
not the ocean, which is the dark side of this earth, and which is two
thirds of this earth. So, therefore, that mortal man who hath more of
joy than sorrow in him, that mortal man cannot be true--not true, or
undeveloped me." This gives a sense of Melville's aesthetic ideal--he
sees the dark as beautiful. And he has more than passing interest in
the devilish or blasphemous: the try-work's fires are like those in
Hell. But for all this blackness, Melville is still capable of a lot
of humor. Ishmael is funny in his discussion of squeezing sperm and
the cassock. Also, Ishmael's parody of Scoresby's penchant for recording
the trivial is also scathing. As in his relationship with Queequeg,
Ishmael's feelings in A Squeeze of the Hand bring up questions of homoeroticism.
What exactly is Ishmael feeling when he squeezes his fellow sailors'
hands? The fact that they are in physical contact, squeezing sperm (a
substance with definite sexual connotation), and feeling "affection,
friendly, loving feeling" suggests a deep, shared emotion among the
men. It is certainly sensual. But if this passage is not homoerotic,
it does suggest a deeper-than-usual feeling of brotherhood or male companionship.
These chapters bring up the semiotic problem again. What is the best
way to learn about parts of blubber? Even though Ishmael insists on
precise descriptions, he still feels that one must "descend into the
blubber-room and have a long talk with its inmates" to really understand
blubber and whaling. Indeed, the multiplicity of meanings for the doubloon
simply illustrates the central problem of semiotics--how a symbol matches
up with its referent (that which a symbol is supposed to symbolize).
A symbol or signifier may lose all meaning and become simply a mirror,
reflecting back the gazer and having no meaning of its own. In a way,
the doubloon has become a mirror, telling more about the gazer than
that which the gazer gazes upon.
102 - 114
Ishmael now tries another tactic for interpreting the whale. In the
chapter called A Bower in the Arsacides, he discusses how he learned
to measure a whale's bones. When he was visiting his friend Tranquo,
king of Tranque, he lived in a culture in which the whale skeleton was
sacred. After telling how he learned to measure, he goes on to tell
the results of the measurements. He begins with the skull, the biggest
part, then the ribs, and the spine. But these bones, he cautions, give
only a partial picture of the whale, since so much flesh is wrapped
around them. A person cannot still find good representation of a whale
in its entirety. And Ishmael continues to "manhandle" the whale, self-consciously
saying that he does the best he knows how. So he decides to look at
the Fossil Whale from an "archaeological, fossiliferous, and antediluvian
point of view." He can't be too grandiloquent with his exaggerated words
and diction because the whale itself is so grand. He flashes credentials
again, this time as a geologist, and then discusses his finds. But,
again, he is unsatisfied: "the skeleton of the whale furnishes but little
clue to the shape of his fully invested body." But this chapter does
give a sense of the whale's age and his pedigree. Ishmael finally gives
up, in awe, deconstructing the whale--now he wants to know if such a
fabulous monster will remain on the earth. Ishmael says that, though
they may not travel in herds anymore, though they may have changed haunting
grounds, they remain. Why? Because they have established a new home
base at the poles, where man cannot penetrate; because they've been
hunted throughout history and still remain; because the whale population
is not in danger for survival because many generations of whales are
alive at the same time. Ahab asks the carpenter to make him a new leg,
because the one he uses is not trustworthy. After hitting it heavily
on the boat's wooden floor when he returned from the Enderby, he does
not think it will keep holding. Indeed, just before the Pequod sailed,
Ahab had been found lying on the ground with the whalebone leg gouging
out his thigh. So the carpenter, the do-it-all man on the ship, has
to make Ahab a new prosthetic leg. They discuss the feeling of a ghost
leg. When Ahab leaves, the carpenter thinks he is a little queer. A
sailor then informs Ahab, in front of Starbuck, that the oil casks are
leaking. The sailor suggests that they stop to fix them, but Ahab refuses
to stop, saying that he doesn't care about the owners or profit. Starbuck
objects, and Ahab points a musket at him. Says Starbuck, "I ask thee
not to beware of Starbuck; thou wouldst but laugh; but let Ahab beware
of Ahab; beware of thyself, old man." In cleaning out the stowed oil
casks, Queequeg falls sick. Thinking he is going to die, Queequeg orders
a coffin made. He lies in it and closes the cover, as Pip dances around
the coffin. Soon, Queequeg feels well again and gets out. Ishmael attributes
this to his "savage" nature. In The Pacific, Ishmael gets caught up
in the meditative, serene Pacific Ocean. At the end of the chapter,
he comes back to Ahab, saying that no such calming thoughts entered
the brain of the captain. Ishmael then pans over to the blacksmith,
whose life on land disintegrated. With characteristic panache, Ishmael
explains that the sea beckons to broken-hearted men who long for death
but cannot commit suicide. The Forge dramatizes an exchange between
the blacksmith and Ahab in which the captain asks the blacksmith to
make a special harpoon to kill the white whale. Although Ahab gives
the blacksmith directions, he takes over the crafting of the harpoon
himself, hammering the steel on the anvil and tempering it with the
blood of the three harpooners (instead of water). The scene ends with
Pip's laughter. In The Gilder, Ishmael considers how the dreaminess
of the sea masks a ferocity. He speaks of the sea as "gilt" because
it looks golden in the sunset and is falsely calm. The sea even makes
Starbuck rhapsodize, making an apostrophe (direct address of an absent
or imaginary person or of a personified abstraction, especially as a
digression in the course of a speech or composition) to the sea; Stubb
answers him by surprise and, as usual, makes light of the situation.
These chapters illustrate the multiplicity of interpretations that Melville
tries to encourage. What is the essence of whaling? He has already tried
to answer this question by studying the whale itself minutely and scientifically.
At this point in the novel, he has already explored the outer parts
of the whale; now is time to look further inside. So Ishmael turns his
investigation to the whale's skeleton, that which structures, organizes,
and gives form to the whale. (Structure, as an idea, is important because
we might think of cetology as a structure to the story. An investigation
of whales runs throughout and gives the story a backbone of sorts.)
One way to look at a whale's skeleton is to measure it. Therefore, Ishmael
discusses how he came to know how to measure (in Chapter 102) and then
does some measuring in Chapter 103. But Ishmael is not sure this is
the right approach. After all, he feels ill-qualified to measure a whale
and tell what the measurements mean: "How vain and foolish, then, thought
I, for timid untravelled man to try to comprehend aright this wondrous
whale, by merely poring over his dead attenuated skeleton." He feels
as if he cannot comprehend the whale adequately and wearies in the effort.
To do an adequate job discussing a whale is too ambitious, because it
involves "the whole circle of the sciences, and all the generations
of whales, and men, and mastodons, past, present, and to come, with
all the revolving panoramas of empire on earth, and through the whole
universe, not excluding its suburbs." It is interesting that here Ishmael
makes an analogy to books: "To produce a mighty book, you must choose
a mighty theme. No great and enduring volume can ever be written on
the flea, though many there be who have tried it." This links the process
of investigating whales insolubly to the process of writing books. If
all novels are on some level about the writing process, Moby-Dick owns
up to it here. This section also makes another self-referential wink
in the description of a woven whale skeleton that forms an Arsacidean
religious house. Here, Ishmael sees on this loom life and death intertwined
here as plants wind around the skeleton; in The Mat-Maker Ishmael saw
fate and free will intertwined on the Loom of Time. The interconnection
between life and death also tacks back to The Grand Armada, in which
he saw nursing whales and dying whales intermingling. (In this section,
we also see the interweaving of pain and support in Ahab's ivory leg
in Leg and Arm. Ahab's use of whale ivory to replace what the white
whale cut away intertwines the whale's body with his own and intertwines
destruction and rehabilitation.) But weaving, as a general tactic, applies
to Ishmael's storytelling strategy as well. There are so many different
ways to tell a story--variations in tone, technique, and metaphor--and
so many different bits of the story to tell that he has to act like
a weaver; Ishmael must put everything together to present to the reader.
Indeed, consider the way that serious dramatic monologues are mixed
with lighter monologues and the way dramatic scenes are mixed with expository
prose. Ishmael's concern for the whale kicks in again in these chapters.
He worries that the whale will follow the same fate as the buffalo in
the nineteenth century. (In this way, he connects the sea and the West
again.) Luckily, says Ishmael, the sperm whale is perpetual, having
survived from biblical times until now. These chapters recall Ishmael's
statement in Chapter 1 that "meditation and water are wedded for ever."
Indeed, the Pacific Ocean seems to be capable of limitless musings and
interpretations. It can be a backdrop for human events; it can influence
human events; it can beckon adventurers; it can be beautiful and soothing;
it can be dangerous. The multiple interpretations of the sea affect
the way Ishmael tells the story. Ahab, for instance, does not respond
to the sea as Ishmael does; Ishmael therefore has to explain what the
sea means to Ahab. Though Ishmael can appreciate its beauty and wonder
at it, expanding his prose, he must try to cut back on his sentimentalism
when he talks about Ahab's relationship to it, since the captain simply
sees it as a thing that hides the white whale.
115 - 125
These chapters show how badly off the Pequod really is. The somber Pequod,
still on the lookout for Moby Dick, runs into the Bachelor, a festive
Nantucket whaler on its way home with a full cargo. The captain of the
Bachelor, saying that he has only heard stories of the white whale and
doesn't believe them, invites Ahab and the crew to join his party. Ahab
declines. The next day, the Pequod kills several whales, and the way
that a dying whale turns towards the sun spurs Ahab to speak out to
it in wondrous tones. While keeping a night vigil over a whale that
was too far away to take back to the ship immediately, Ahab hears from
Fedallah the prophecy of his death. Before Ahab can die, he must see
two hearses, one "not made by mortal hands" and one made of wood from
America; and only hemp can kill the captain. Back on the ship, Ahab
holds up a quadrant, an instrument that gauges the position of the sun,
to determine the ship's latitude. Ahab decides that it does not give
him the orienteering information he wants and tramples it underfoot.
He orders the ship to change direction. The next day, the Pequod is
caught in a typhoon. The weird weather makes white flames appear at
the top of the three masts, and Ahab refuses to let the crew put up
lightning rods to draw away the danger. While Ahab marvels at the ship's
three masts lit up like three spermaceti candles, hailing them as good
omens and signs of his own power, Starbuck sees them as a warning against
continuing the journey. When Starbuck sees Ahab's harpoon also flickering
with fire, he says that this is a sign that God is against Ahab. Ahab,
however, grasps the harpoon and says, in front of a frightened crew,
that there is nothing to fear in the enterprise that binds them all
together. He blows out the flame to "blow out the last fear." In the
next chapter, Starbuck questions Ahab's judgment again--this time saying
that they should pull down the main-top-sail yard. Ahab says that they
should just lash it tighter, complaining that his first mate must think
him incompetent. On the bulwarks of the forecastle, Stubb and Flask
are having their own conversation about the storm and Ahab's behavior.
Stubb basically dominates the conversation and says that this journey
is no more dangerous than any other, even though it seems as if Ahab
is putting them in extreme danger. Suspended above them all on the main-top-sail
yard, Tashtego says to himself that sailors don't care that much about
the storm, just rum. When the storm finally dies down, Starbuck goes
below to report to Ahab. On the way to Ahab's cabin, he sees a row of
muskets, including the very one that Ahab had leveled at him earlier.
Angry about Ahab's reckless and selfish behavior, he talks to himself
about whether he ought to kill his captain. He decides he cannot kill
Ahab in his sleep and goes up. When Ahab is on deck the next day, he
realizes that the storm has thrown off the compasses. Ahab then pronounces
himself "lord over the level loadstone yet" and makes his own needle.
Here Ishmael comments, "In this fiery eye of scorn and triumph, you
then saw Ahab in all his fatal pride." With all the other orienteering
devices out of order, Ahab decides to pull out the seldom-used log and
line. Because of heat and moisture, the line breaks, and Ahab realizes
that he now has none of his original orienteering devices. He calls
for Pip to help him, but Pip answers with nonsense. Ahab, touched by
Pip's crazy speeches, says that his cabin will now be Pip's, because
the boy "touches [his] inmost center." Pay close attention to how these
chapters are told. Notice that sometimes Ishmael tells the story as
any regular fictional narrator would (e.g., Chapter 115). And then,
sometimes his voice fades out as a scene climaxes. In The Candles, for
instance, Ishmael seems to be in control of the storytelling, but when
lightning flashes and the flames on the masts leap up, the drama of
the situation seems to take over. Ishmael's voice takes a back seat,
stage directions come in, and Ahab begins a long speech. The "narrative"
becomes a "performance" with Ahab as the star. Chapters 120 to 122 are
completely written like scenes in a play, with stage directions and
dialogue. (In a way, you might consider some of the other chapters as
setting up the "props.") Scenes in dramas emphasize the speeches of
the characters themselves, and in this section many characters go off
on monologues or soliloquies. At this point in the novel, psychological
depth is very important--we have been introduced to the characters and
see how they act in certain situations, but need to understand how they
think. These monologues aren't strictly realistic, but adopt some of
the "asides" that Shakespeare used in his plays. Speaking of Shakespeare,
we should note the amount of intertextuality in this section. The prophesy
of Ahab's death in Chapter 117 echoes the scene in Macbeth in which
the witches tell the king that he must be wary of Macduff, that he cannot
be killed by a man born of woman, and that he cannot be killed until
the forest moves. As this prophecy gave Macbeth false courage, so it
does with Ahab: "I am immortal then," he boasts. Another Shakespearean
tragedy, King Lear, also seems influential, especially in reference
to the intense storm and the king's fool. Note also that there is a
very deliberate order to these chapters. If Chapter 119 brings everything
to a boiling point, the following chapters allow the action to cool
down. Stubb and Flask never take anything seriously (in the middle of
the storm, Stubb is singing!), so their dialogue in Chapter 121 releases
some of the tension that is built up. Stubb's statement that this voyage
isn't so much more dangerous than others pulls the reader out of the
ground level of the typhoon that Melville has created. Literally, their
position on the bulwarks is above the deck. But then Melville takes
one more step away from the center of the storm with Tashtego. His statement
is just comical (and comically short). Standing at the top of the ship
looking down on everyone, he can put events in perspective and dismiss
them. The progress of these chapters also indicates Ahab's increasing
control over the ship. First Ahab throws away the quadrant, then he
refuses to put up the lightning rods, makes his own compass, and then
breaks the log and line. These manufactured devices kept the Pequod
on some standard (or standardized) course. But now, all depends on him;
there is no external control. He is so involved in his own psychology
and has made his own mission the Pequod's such that parts of this ship
start to symbolize parts of his psyche. (For instance, he sees the main-top-sail
as a symbol of his own high-flying ambitions and refuses to give it
up.) We might see this as an example of how far Emerson's doctrine of
"Self-Reliance" might go: a self-reliant man might endanger all the
people around him, turn the world around him into a self-reflective
psychodrama, reject science, and take over the narrative of a story.
Most of the long monologues in this section are, after all, Ahab's.
Another way to consider how central Ahab has become is to see how all
the other characters are set up in relation to Ahab in these chapters.
The twinning of Ahab and Fedallah that occurred earlier becomes even
more obvious. Ishmael says in Chapter 117 that the two of them sit silent
"as one man" in the whaleboat. They start looking at the same things
(e.g., the whale, the sun), which is close to looking through each other's
eyes. And their sympathetic bonds are developing so tightly that their
faces are showing the same emotions. By Chapter 119, we might say that
Ahab has even converted to Fedallah's religion; Parsees are fire-worshippers
and Ahab worships the flames on the Pequod's masts and his harpoon.
Ahab also acquires another "dark" twin in this section. Pip and Ahab
are very complementary: Ahab is white, while Pip is black. Ahab is at
the center of the intrigue, while Pip is (seemingly) marginal. Ahab
is atop the shipboard hierarchy, while Pip is at the bottom. Ahab is
old and shipboard-wise, while Pip is young and knows nothing about whaling
technique. But most importantly, Ahab seems just this side of crazy;
Pip seems to have crossed over. They both see the world slightly aslant
and feel alienated from the majority of the men on the ship. Their situation,
as Pip explains it, creates between them a "man-rope; something that
weak souls may hold by." The antagonism between Ahab and his first mate
also grows in these chapters. At first, Starbuck keeps his discontent
to himself, then he speaks to his captain in front of the crew, specifically
asks to change the orders, and then contemplates imprisoning or killing
his captain. The two men hold competing interpretations of the world,
and this difference is starting to come to a head. Starbuck thinks about
home with tenderness, not allowing this mission to take over his mind
completely, considers the crew, and reasons (rather than emotes). His
indecision (and the way he says it out loud to the audience) is reminiscent
of the scene in Hamlet in which Hamlet considers killing Claudius while
the king is praying. So much attention on Ahab brings up the question
of how much impact one man can have on the vast universe. Ahab is aware
of a higher power that structures his fate. In Chapter 118, Stubb reports
that he heard Ahab mutter to himself, "Here some one thrusts these cards
into these old hands of mine; swears that I must play them, and no others."
Ahab, who seems the most willful character in the book and the one who
seems most in control of his destiny, can see himself a puppet whose
role has already been scripted. After all, The Candles establishes how
mighty Nature is, and previous chapters have established how awe-inspiring
the sea is. Is, then, Ahab's attempt to seize his own fate and steer
the ship according to his liking simply a case of hubris, the sin of
pride that took down many a tragic hero? Another thing to consider in
these chapters is exoticism. We're certainly aware that this is no normal
whaling voyage. The images that Ahab holds up as sacred are not those
that mainstream American society would hold up as sacred. In Ahab's
soliloquy on the dying whale, for instance, he invokes fire worship,
Chinese ages, the Niger River, and Hinduism. What is inscrutable--in
this case, the whale--is likened to things that are pagan or "other."
They also bear some occult relationship to Nature. (For instance: "Oh,
thou dark Hindoo half of nature.") How fairly considered Melville's
exotic images are is up for grabs. Ahab's closest adviser, after all,
is a mish-mash of oriental cultures (East Asian and Middle Eastern).
( Queequeg, as previously noted, is also a composite.) The linkage of
the exotic and unconventional to some dark, mystical, natural principle
does work on the level of images. Color and references to pagodas make
it easier to see that Ahab isn't the conventional Yankee.
126 - 132
Sailors are very superstitious. As the Pequod approaches the Equatorial
fishing ground, the sailors think that they hear ghosts wailing. The
Manxman (man from the Isle of Man) says that these are the voices of
the newly-drowned men in the sea. Ahab says nonsense. When the Pequod's
life-buoy falls overboard and sinks, the sailors think it is a fulfillment
of evil that was foretold. The officers decide to replace the life-buoy
with Queequeg's coffin. Though the carpenter grumbles about having to
transform the object, Ahab, who is aware of the irony of the substitution,
nevertheless calls the carpenter "unprincipled as the gods" for going
through with the substitution. The Pequod encounters the ship Rachel
while it is looking for Moby Dick in these waters. Captain Gardiner
of the Rachel, after affirming that he has indeed seen Moby Dick, climbs
aboard Ahab's ship and begs Ahab to help him find his son, whose whaleboat
was lost in the chase after the white whale. Ahab refuses. Now that
Ahab knows that the white whale is near, he spends a lot of time walking
the decks. As Ahab goes up one time, Pip wants to follow him, but Ahab
tells him to stay in the captain's cabin, lest Pip's insanity start
to cure his own just when he's getting close to the whale and needs
to be a little crazy. And so Ahab, shadowed everywhere by Fedallah,
remains on deck, ever watchful. This continuous watch sharpens Ahab's
obsession, and he decides that he must be the first to sight the whale.
He asks Starbuck to help him get up the main-mast head and watch his
rope. When he is there, a black hawk steals his hat; Ishmael considers
this a bad omen. The Pequod then runs into the miserably misnamed ship
Delight. The Delight has indeed encountered Moby Dick, but the result
was a gutted whaleboat and dead men. As the Pequod goes by, the Delight
drops a corpse in the water and sprinkles the Pequod's hull with a "ghostly
baptism." In the chapter called The Symphony, disparate parts come together
for a crescendo. The pressure finally gets to Ahab, and he seems human
here, dropping a tear into the sea. He and Starbuck have a bonding moment
as Ahab sadly talks about his continual, tiring whaling. He calls himself
a fool and thinks himself pathetic. Starbuck suggests giving up the
chase, but Ahab wonders if he can stop, because he feels pushed on by
Fate. But as Ahab is asking these grand questions, Starbuck steals away.
When Ahab goes to the other side of the deck to gaze into the water,
Fedallah, too, is looking over the rail. This section works on further
developing Ahab's character. Ahab is still quite sensible about some
matters; he says, for example, that the ghostly wailing the sailors
hear is only the crying of seals. Like Hamlet, Ahab is "mad but North,
North West"--that is, only when he thinks about the white whale. Once
the whale enters the picture, he overthrows everything. Ahab's monomania
about the whale even keeps him from helping a fellow whaleman look for
his son! This might seem like common human decency, but Captain Gardiner
cannot affect Ahab with his pleas. It is more understandable that a
captain would obsessively search the seas for a child--but search the
seas for a whale? We also learn more about Ahab and Fedallah. "At times,
for longest hours, without a single hail, they stood far parted in the
starlight," Ishmael notes. "Ahab in his scuttle, the Parsee by the mainmast;
but still fixedly gazing upon each other; as if in the Parsee Ahab saw
his forethrown shadow, in Ahab the Parsee his abandoned substance."
They are in a mutually beneficial (symbiotic) relationship, in which
both parts need something of the other; this divide in particular (the
spirit from the body) is an old one. Furthermore, the way they are yoked
together still leaves everyone unsure who is master and who is slave.
Ostensibly, Ahab is captain, but sometimes Fedallah's glance "awes"
Ahab. Ahab and Starbuck's relationship is also developed further. It
seems cruel and perhaps dumb for Ahab to chose the first mate to hoist
him up the mast when the first mate is the only one who disagrees with
him. But Ahab is playing mind games--he knows that Starbuck would never
drop him specifically because Starbuck does hate him and would not dare
commit such an obvious crime. Indeed, this situation seems a parody
or intensification of the Monkey-Rope chapter between Ishmael and Queequeg.
But despite these disagreements, Ahab and Starbuck finally have a breakthrough
in The Symphony: "Close! Stand close to me, Starbuck; let me look into
a human eye; it is better than to gaze into sea or sky; better than
to gaze upon God," gasps Ahab. For Ahab to want to look at something
human when all he has been thinking about is whales signals a slight
change in Ahab's attitude. He has stopped thinking about the whale just
long enough to realize that he might soon die in this ridiculous quest.
Starbuck, too, cracks, sympathizing with his captain for the first time
and letting himself get emotional: "Oh, my Captain! My Captain! Noble
soul! grand old heart," he says, giving up his resistance to Ahab. Indeed,
things have certainly changed aboard the Pequod. The typical power structure
has been overturned. For example, Pip, formerly a minor character, is
now sitting "in the ship's full middle." Ahab, in fact, tells Pip to
sit in his chair as if Pip "were the captain." Pip thinks this is strange,
"when a black boy's host to white men with gold lace upon their coats!"
After all, Pip is used to serving Ahab. And Pip knows that people like
him (the young, the black) typically serve people like Ahab (older white
men). It is not so clear that Ahab is in complete control anymore. "What
is it, what nameless, inscrutable, unearthly thing is it; what cozening,
hidden lord and master, and cruel, remorseless emperor commands me,"
asks Ahab, "that against all natural lovings and longings, so I keep
pushing, and crowding, and jamming myself on all the time; recklessly
making me ready to do what in my own proper, natural heart, I durst
not so much as dare? Is Ahab, Ahab?" Who is in control, then? In this
self-conscious moment, Ahab wonders about his free will and his identity.
Who is pushing him to go on? Is that his own self, or is he foreign
even to himself?
133 - Epilogue
Ahab can sense by smell that Moby Dick is near. Climbing up to the main
royal-mast head, Ahab spots Moby Dick and earns himself the doubloon.
All the boats set off in chase of the whale. When Moby Dick finally
surfaces, he stoves Ahab's boat. The whale is swimming too fast away
from them, so they all return to the ship. Saying that persistent pursuit
of one whale has historically happened before, Ishmael comments that
Ahab still desperately wants to chase Moby Dick though he has lost one
boat. They do sight Moby Dick again, and the crewmen, growing increasingly
in awe of Ahab and caught up in the thrill of the chase, lower three
boats. Starbuck stays to mind the Pequod. Ahab tries to attack Moby
Dick head-on this time, but again, Moby Dick is triumphant. He stoves
Ahab's ship and breaks his false leg. When they return to the Pequod,
Ahab finds out that Fedallah is gone, dragged down by Ahab's own line.
Starbuck tells him to stop, but Ahab, convinced that he is only the
"Fate's lieutenant," says he must keep pursuing the whale. Still on
the lookout, the crew spots the white whale for a third time, but sees
nothing until Ahab realizes, "Aye, he's chasing me now; not I, him--that's
bad." They turn the ship around completely, and Ahab mounts the masthead
himself. He sights the spout and lowers again. As he gets into his boat
and leaves Starbuck in charge, the two men exchange a poignant moment
in which Ahab asks to shake hands with his first mate, and the first
mate tries to tell him not to go. Dangerously, sharks bite at the oars
as the boats pull away. In a monologue, Starbuck laments Ahab's sure
doom. On the water, Ahab sees Moby Dick breach. Seeing Fedallah strapped
to the whale by turns of rope, Ahab realizes that this is the first
hearse that the Parsee had forecasted. The whale goes down again and
Ahab rows close to the ship. He tells Tashtego to find another flag
and nail it to the main masthead. The boats soon see the white whale
again and go after him. But Moby Dick only turns around and heads for
the Pequod at full speed. He smashes the ship. It goes down without
its captain. The ship, Ahab realizes, is the second hearse. Impassioned,
Ahab is now determined to strike at Moby Dick with all of his power:
"Towards thee I roll, thou all-destroying but unconquering whale; to
the last I grapple with thee; from hell's heart I stab at thee; for
hate's sake I spit my last breath at thee. Sink all coffins and all
hearses to one common pool and since neither can be mine, let me then
tow to pieces, while still chasing thee, though tied to thee, thou damned
whale! Thus, I give up the spear!" After darting the whale, Ahab is
caught around the neck by the flying line. He is dragged under the sea.
Tashtego, meanwhile, is still trying to nail the flag to the ship's
spar as it goes down. He catches a sky-hawk in mid-hammer, and the screaming
bird, folded in the flag, goes down with everything else. In the Epilogue,
Ishmael wraps up the story, saying that he is the only one who survived
the wreck. All the boats and the ship were ruined. Ishmael survives
only because Queequeg's coffin bobs up and becomes his life buoy. A
day after the wreck, the Rachel, still cruising for her first lost son,
saves Ishmael. Whether Moby Dick the whale continues to swim on after
the destructive climax is uncertain. In Chapter 54 (The Town-Ho's Story),
the only chapter that takes place after the sinking of the Pequod, Ishmael
refers to the whale's immortality. But, it might also make sense if
Ahab and the whale died together, too, since their fates had been linked
since the beginning. First, Ishmael says only "one" survived the wreck--presumably
himself. Second, the novel is, after all, a tragedy, and, in most tragedies,
there is a sense of poetic justice. For example, the tragic mechanism
that dictates that a hero take responsibility for his own actions dictates
that Ahab die by his own hand. And so he is dragged down by the line
he throws into the whale out of pride. When the ship is destroyed, Ahab
recognizes his own handiwork, saying sadly, "Oh, Ahab, Ahab, lo, thy
work." But how did we expect Ahab to act? He is, after all, ruled by
emotions and the heart. Ahab himself says, "Ahab never thinks; he only
feels, feels, feels; that's tingling enough for mortal men! to think's
audacity. God only has that right and privilege." What seems like pride
to everyone else then--a willful refusal to listen to other authorities--is
to Ahab actually a form of deference to God. But Ahab still keeps a
hearty sense of pride despite the downturn in his fate. Telling Tashtego
to nail another flag to the masthead may seem extravagant, but Ahab
can broadcast that his spirits are not flagging if the flag goes up.
Once he understands (and accepts) what will happen to him, he also accepts
how he is built: "I, oh, now I feel my topmost greatness lies in my
topmost grief." We feel the extent of his desperation. The depth of
his emotions determines the greatness of his legacy and work. Recall
this spirit of relativism in the image of the Catskill eagle. The gap
between the very emotional Ahab and the painfully rational Starbuck
grows. They see the same events, but while Starbuck says they are bad
omens, Ahab thinks they are welcoming. When the whale swims away from
the boat, for example, Starbuck says that this is the whale letting
them stop this crazy chase. But not Ahab--it is only another whale trick
that he has figured out. This willfulness only shows to Starbuck that
"Moby Dick seeks thee [Ahab] not. It is thou, thou that madly seekest
him!" Not only do they read the world in their own separate ways, but
the plot now physically separates them from each other. Starbuck watches
the ship; Ahab goes forth and hunts. Moreover, Starbuck wonders whether
he can activate his heart on any profound level: "Feel thy heart--beats
it yet?" Starbuck asks himself. "Stir thyself, Starbuck!" But Ishmael
does skillfully handle Ahab's relationship with the crew. If Ishmael
said in Chapter 27 that the crew members were "Isolatoes" who were "federated
along one keel" following Ahab, we can see exactly how they have become
dominated by Ahab. They run into each other "in one concrete hull" which
is "both balanced and directed by the long central keel all varieties
were welded into oneness, and were all directed to that fatal goal which
Ahab their one lord and keel did point to." Ahab is no longer just their
leader that pulls them along a track; Ahab is their keel. Ishmael also
pays attention to the structure behind these chapters. In Ahab's interactions
with the whale, he grows increasingly confrontational. The first lowering
was just like any other, not caring exactly how the patient approached
the whale. The second lowering heads for Moby Dick straight-on. By the
third lowering, Ahab makes the ship itself (not just the boat) take
on the whale head-on. Ishmael has also folded drama into the texture
of his novel. The epilogue owes much to Shakespearean studies, in which
characters like Puck from A Midsummer Night's Dream or the clown from
Twelfth Night deliver a short monologue. This gloss at the end completes
the frame effect nicely, since the book opens with commentary by Ishmael.
contents database
CHARLES DICKENS "OLIVER TWIST"
Author
Charles Dickens was born on February 7, 1812. When he was twelve years
old, his father, mother, and siblings were sent to debtors' prison.
Dickens did not join them; instead, he worked at the Warren Blacking
Factory. The horrific conditions in the factory haunted Dickens for
the rest of his life. In 1836, he married Catherine Hogarth, but after
twenty years of marriage and ten children, Dickens fell in love with
Ellen Ternan, an actress. Soon after, Dickens and his wife separated,
ending a long stream of marital difficulties. Dickens, always a prolific
writer, continued to work long hours in his later years. He died of
a stroke in 1870.
Dickens worked as a newspaper reporter as well as a professional fiction
writer. Many of his works were published in serialized magazine installments.
Throughout his life, Dickens combined his work in journalism and literature
with a liberal helping of editorial work. He often worked on several
books at the same time. Some people have accused Dickens of writing
so much simply because he was paid by the word. However, it seems more
likely that he had an insatiable passion for writing.
Dickens' childhood experiences with the draconian English legal system
made him a life-long champion of the poor. His novels are filled with
downtrodden figures like abused impoverished orphans. He had a profound
sympathy for childhood suffering which touches his work at almost every
level. These themes heavily influence Oliver Twist. The title character,
a poor orphan, wanders through Victorian society as the child of fortune
or misery depending on the disposition of those he meets. He faces the
malice of state institutions, as well as the malice of violent criminals.
His story reflects the experience of poverty in the England of his era.
While the novel is often fanciful and humorous, it also has recognizably
bitter undertones. Perhaps those undertones echo the voice of the humiliated
and resentful twelve-year-old Dickens who labored in the atrocious conditions
of the Warren Blacking Factory.
Characters
Barney - Barney is one of Fagin's criminal associates. Like Fagin, he
is also Jewish.
Charley Bates - Charley Bates is one of Fagin's pickpockets. He is ready
to laugh at anything. After Sikes' murder of Nancy, he changes his criminal
ways and leads an honest life. Mrs. Bedwin - Mrs. Bedwin is Mr. Brownlow's
kind-hearted housekeeper. She is unwilling to believe Mr. Bumble's negative
report of Oliver's character. Bet - Bet is one of Fagin's former child
pickpockets.
Mr. Brittles - Mr. Brittles is a sort of handyman for Mrs. Maylie's
estate. He has worked for Mrs. Maylie since he was a small boy.v Mr.
Brownlow - Mr. Brownlow is Oliver's first benefactor. He owns a portrait
of Oliver's mother, and he was a close friend of Oliver's father. When
Oliver disappears on an errand, Mr. Brownlow offers a reward of five
guineas for anyone who has information about his history or his whereabouts.
Mr. Bumble - Mr. Bumble is the pompous, self-important "beadle" (a minor
church official) for the workhouse where Oliver is born. He delivers
a bad report of Oliver to Mr. Brownlow. He marries Mrs. Corney because
he hopes to gain financially as her husband. He becomes the workhouse
master, giving up his office as parish beadle. He regrets both marrying
Mrs. Corney and becoming the workhouse master. He and his wife accept
a bribe from Monks to conceal Oliver's identity. Grimwig and Brownlow
ensure that he never holds public office again after his role in Monks'
schemes comes to light. As a result, he lives the rest of his life in
poverty. Bulls-Eye - Bulls-Eye is Bill Sikes' dog. As brutal and vicious
as his master, he functions as Sikes' alter-ego. He leaves bloody footprints
in the room where Sikes murders Nancy. Sikes tries to drown him after
the murder, because he is afraid the dog, which follows him everywhere,
will give him away to the legal authorities.
Charlotte - Charlotte is the Sowerberrys' maid. She becomes romantically
involved with Noah Claypole, Mr. Sowerberry's charity-boy apprentice.
She mistreats Oliver when Oliver is also an apprentice to the undertaker.
She runs away with Noah to London after they rob the Sowerberrys. After
Fagin's hanging, she helps Noah live as a con-man.
Noah Claypole - Noah Claypole is Mr. Sowerberry's charity boy apprentice.
He is an over-grown, cowardly bully. He mistreats Oliver when Oliver
is Sowerberry's apprentice. He runs away to London with Charlotte after
robbing the Sowerberrys. He joins Fagin's band as a thief. After Fagin's
execution, he lives as a con man.
Mrs. Corney - Mrs. Corney is the matron of the workhouse where Oliver
is born. She is hypocritical and callous. She marries Mr. Bumble but
soon regrets it. She accepts a bribe from Monks to conceal Oliver's
identity. As a result, Grimwig and Brownlow ensure that she never holds
public office again. She ends by living in poverty with her husband.
Toby Crackit - He is one of Fagin and Sikes' associates. He participates
in the attempted burglary of Mrs. Maylie's home.
Jack Dawkins (a.k.a. The Artful Dodger) - The Dodger is one of Fagin's
pickpockets. He is an intelligent, humorous little thief. He introduces
Oliver to Fagin.
Duff and Blathers - Duff and Blathers are the two bumbling police officers
who investigate the attempted burglary of Mrs. Maylie's home.
Fagin - Fagin is a conniving career criminal. He gathers homeless boys
under his wing and teaches them to pick pockets for him. He also serves
as a fence for other people's stolen goods. He rarely commits crimes
himself, because he employs others to commit them for him. He schemes
with Monks to keep Oliver's identity a secret. Dickens portrays Fagin
using extremely negative anti-Semitic stereotypes.
Mr. Fang - Mr. Fang is the harsh, judgmental, power-hungry magistrate
who presides over Oliver's trial for pickpocketing.
Agnes Fleming - She is Oliver's mother, who gave birth to Oliver out
of wedlock. To save her father and her sister from the shame of her
condition, she ran away during her pregnancy. She died immediately after
giving birth to Oliver in a workhouse.
Mr. Gamfield - Mr. Gamfield is a brutal chimney-sweep. Oliver almost
becomes his apprentice.
Mr. Giles - Mr. Giles is Mrs. Maylie's butler. He shoots Oliver during
the attempted burglary of Mrs. Maylie's home.
Mr. Grimwig - Mr. Grimwig is Brownlow's pessimistic, curmudgeonly friend.
He tells Brownlow that Oliver is probably a boy of immoral and idle
habits.
Mr. Leeford - Mr. Leeford is Oliver and Monks' father. His first marriage
was forced on him by his family for economic reasons. He separated from
his wife and had a love affair with Agnes Fleming, Oliver's mother.
Mr. Losberne - He is Mrs. Maylie's family physician. He conceals Oliver's
role in the attempted burglary of Mrs. Maylie's home from the legal
authorities.
Mrs. Mann - She superintends the juvenile workhouse where Oliver spends
the first nine years of his life. She steals from the stipend meant
for the care of the children living in her establishment. She physically
abuses and half-starves the children in her care. Mrs. Maylie - She
is a kind, generous woman. She takes pity on Rose when she finds her
as a nameless, penniless orphan child. She welcomes Oliver in after
he shows up on her doorstep, half-dead from the gunshot wound he suffered
during the attempted burglary of her home. Her son, Harry, marries Rose.
Harry Maylie - He is Mrs. Maylie's son. He gives up his political ambitions
in order to marry Rose.
Rose Maylie - She is Agnes Fleming's sister. Agnes and her father died
when she was very young. Mrs. Maylie took her in and raised her as her
own. She is kind and forgiving. She marries Harry Maylie.
Mr. Monks - He is Leeford's first son, and Oliver's brother. He schemes
to conceal Oliver's identity because he wants his father's wealth all
to himself.
Nancy - She is one of Fagin's former child pickpockets. She tries to
save Oliver from being corrupted by Fagin's lifestyle. She is also Bill
Sikes' lover. Sikes murders her after he learns of her contact with
Brownlow and Rose.
Old Sally - She is the nurse who attends Oliver's birth. She steals
Agnes' gold locket, the only clue to Oliver's identity.
Bill Sikes - He is a professional burglar. He is also a brutal alcoholic.
He attempts to rob Mrs. Maylie's home. He leaves Oliver lying in a ditch
after he is wounded in the burglary. He murders Nancy in a fit of rage
after Fagin tells him that she has contacted Brownlow and Rose.
Mr. Slout - He is the workhouse master before Mr. Bumble assumes the
office.
Mr. Sowerberry - He is the undertaker for the parish where Oliver is
born. He tries to be kind to Oliver when Oliver is his apprentice, but
he succumbs to his wife's pressure to beat Oliver for his physical confrontation
with Noah.
Mrs. Sowerberry - She is a mean, judgmental woman. She mistreats and
underfeeds Oliver when he is Mr. Sowerberry's apprentice. She pressures
her husband to beat Oliver for his physical confrontation with Noah.
Oliver Twist - He is the protagonist of the novel. He is born a poor,
nameless orphan in a workhouse. He represents the misery of poverty
in 1830s England. His identity is the central mystery of the novel.
He is the illegitimate son of Mr. Leeford, a wealthy Englishman. His
evil brother, Monks, schemes to deprive him of his share of their father's
wealth.
Summary
Oliver Twist provides insight into the experience of the poor in 1830s
England. Beneath the novel's raucous humor and flights of fancy runs
an undertone of bitter criticism of the attitudes toward the poor of
the Victorian middle class. Dickens' scathing satire attacks the hypocrisy
and venality of the legal system, workhouses, and middle-class moral
values and marriage practices of 1830s England. As a child, Dickens
endured the harsh conditions of poverty. His family was imprisoned for
debt, and Dickens was forced to work in a factory at age twelve. These
experiences haunted him for the rest of his life. The misery of impoverished
childhood is a recurrent theme in his novels. Oliver Twist epitomizes
the unfortunate situation of the orphaned pauper child. Oliver suffers
the cruelty of hypocritical workhouse officials, prejudiced judges,
and hardened criminals. Throughout the novel, his virtuous nature survives
the unbelievable misery of his situation.
Oliver's experiences demonstrate the legal silence and invisibility
of the poor. In 1830s England, wealth determined voting rights. Therefore,
paupers had no say in the laws that governed their lives, and the Poor
Laws strictly regulated the ability to seek relief. Since begging was
illegal, workhouses were the only sources of relief. The workhouses
were made to be deliberately unpleasant in order to discourage paupers
from seeking their relief. The Victorian middle class assumed that the
poor were impoverished due to lassitude and immorality. Since the poor
had no voting rights, the state chose to recognize their existence only
when they committed crimes, died, or entered the workhouses.
Dickens' Oliver Twist is one sympathetic portrayal among dozens of vicious,
stereotypical portrayals of the poor. However, Dickens himself exhibits
middle-class prejudice. He reproduces the worst anti-Semitic stereotypes
in Fagin, the "villainous old Jew." The portrayal of Noah Claypole,
the dirty charity boy, reveals some of the stereotypes of the poor that
Dickens criticizes. Monks, Oliver's evil half-brother, is "bad from
birth," although Dickens clearly satirizes the middle-class belief that
the poor are born criminals. These inconsistencies weaken the larger
impact of Dickens' crusade against the abuses leveled against the poor.
Oliver Twist is not considered one of Dickens' best novels. The plot
is convoluted and often ridiculous. However, it merits study for its
scathing critique of Victorian middle-class attitudes towards poverty.
More Information
Oliver Twist opens with a bitter invective directed at the nineteenth-century
English poor laws. The laws were a distorted manifestation of the Victorian
middle-class emphasis on the virtues of "work." England in the 1830s
was rapidly undergoing a transformation from an agricultural, rural
economy to an urban, industrial nation. The growing middle class had
achieved an economic influence equal to, if not greater than, the British
aristocracy. Class consciousness reached a peak for the middle class
in the 1830s. It was in this decade that the middle class clamored for
a share in political power with the landed gentry, bringing about a
re-structuring of the voting system. Parliament passed a Reform Act
that granted the right to vote to previously disenfranchised middle-class
citizens. The middle class was eager to gain social legitimacy. This
desire gave rise to the Puritan Evangelical religious movement and inspired
sweeping economic and political change. The ideal social class belonged
to the "gentleman," an aristocrat who could afford not to work for his
living. The middle class was stigmatized for having to work for a living.
One way to alleviate the stigma attached to middle-class wealth was
to establish work as a moral virtue. Between the moral value attached
to work and the insecurity of the middle class about its own social
legitimacy, the poor were subject to hatred and cruelty. The middle-class
Puritan value system transformed earned wealth into a sign of moral
virtue. Victorian society interpreted economic success as a sign that
God favored the honest, moral virtue of the successful individual's
efforts. Thus, they interpreted the condition of poverty as a sign of
the weakness of the poor individual. The sentiment behind the Poor Law
of the 1830s reflected these beliefs. The law allowed the poor to receive
public assistance only through established workhouses. Begging carried
the punishment of imprisonment. Debtors were sent to prison, often with
their entire families, which virtually ensured that they could not re-pay
their debts. Workhouses were deliberately made to be as miserable as
possible in order to deter the poor from relying on public assistance.
The philosophy was that the miserable conditions would prevent able-bodied
paupers from being lazy and idle bums.
Anyone who could not support himself or herself was considered an immoral,
evil person. Therefore, such individuals should enjoy no comforts or
luxuries in their reliance on public assistance. In order to create
the misery needed to deter such immoral idleness, families were split
apart upon entering the workhouse. Husbands were permitted no contact
with their wives, lest they should breed more paupers. Mothers were
separated from children, lest they impart their immoral ways to their
children. Brothers were separated from their sisters because the middle-class
patrons of workhouses feared the lower class' "natural" inclination
towards incest. In short, the State undertook to become the surrogate
"parents" of workhouse children, whether or not they were orphans. Moreover,
meals served to workhouse residents were deliberately inadequate, so
as to encourage the residents to find work and support themselves. Because
of the great stigma attached to workhouse relief, many poor people chose
to die in the streets rather than seek public "aid." The workhouse was
supposed to demonstrate the virtue of gainful employment to the poor.
In order to receive public assistance, they had to pay in suffering
and misery. Puritan values stressed the moral virtue of suffering and
privation, and the workhouse residents were made to experience these
"virtues" many times over. Rather than improving the "questionable morals"
of the able-bodied poor, the Poor Laws punished the most defenseless
and helpless members of the lower class. The old, the sick, and the
very young suffered more than the able-bodied benefited from these laws.
Dickens meant to demonstrate this with the figure of Oliver Twist, an
orphan born and raised in a workhouse for the first ten years of his
life. His story demonstrates the hypocrisy of the petty middle-class
bureaucrats, who treat a small child cruelly while voicing their belief
in the Christian virtue of giving charity to the less fortunate.
Dickens was a life-long champion of the poor. He himself suffered the
harsh abuse of the English legal system's treatment of the lower classes.
In England in the 1830s, the poor truly had no voice, either politically
or economically. In Oliver Twist, Dickens presents the everyday existence
of the lowest members of English society. He went far beyond the experiences
of the workhouse, extending his depiction of poverty to London's squalid
streets, dark ale-houses, and thieves' dens. He gave voice to those
who had no voice, establishing a close link between politics and literature.
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